Exhibit 1.01
ENGILITY HOLDINGS, INC.
CONFLICT MINERALS REPORT
For the reporting period from January 1, 2017 to December 31, 2017
This Conflict Minerals Report (this “Report”) of Engility Holdings, Inc. (herein referred to as the “Company,” “we,” “us,” or “our”) has been prepared pursuant to Rule 13p-1 (the “Rule”) and Form SD promulgated under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), for the reporting period from January 1, 2017 to December 31, 2017. The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture products for which the minerals specified in the Rule are necessary to the functionality or production of those products. The specified minerals, which we collectively refer to in this Report as the “3TG Minerals,” are gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, which are limited to tantalum, tin and tungsten. The “Covered Countries” for the purposes of the Rule and this Report are the Democratic Republic of the Congo and its adjoining countries. The purpose of this Report is to describe the measures the Company has taken to exercise due diligence on the source and chain of custody of any 3TG Minerals in our products.
The statements below are based on the activities performed to date and in good faith by the Company and are based on the infrastructure and information available at the time of this filing. Factors that could affect the accuracy of these statements include, but are not limited to, incomplete supplier data or available smelter data, errors or omissions by suppliers or smelters, incomplete information from industry or other third-party sources, additional guidance regarding the Rule and Form SD, and other due diligence-related issues.
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1. |
Company Overview |
The Company, through its predecessors, has provided mission critical services to the U.S. government for over six decades. We have a diversified portfolio that serves the U.S. Department of Defense (DoD), U.S. Department of Justice (DoJ), U.S. Department of State (DoS), Federal Aviation Administration (FAA), Department of Homeland Security (DHS), and space-related and intelligence community agencies, including the Central Intelligence Agency (CIA), the National Security Agency (NSA), the National Geospatial-Intelligence Agency (NGA), Defense Intelligence Agency (DIA), the National Reconnaissance Office (NRO), National Aeronautical and Space Administration (NASA) and U.S. Air Force Space Command (AFSPC).
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2. |
Description of the Company’s Products Covered by this Report |
Our business is focused on supporting the mission success of our customers by providing a full range of engineering, technical, analytical, advisory, training, logistics and support services. Our service offerings are organized around six core competencies: (i) specialized technical consulting; (ii) program and business support services; (iii) engineering and technology lifecycle support; (iv) information technology modernization and sustainment; (v) supply chain services and logistics management; and (vi) training and education.
We are required to prepare this Report as we have determined that, although the vast majority of our revenues are derived from our service offerings, a certain portion of our operations involve manufacturing or contracting to manufacture certain communications-related systems and components, modular office and gun range products and land-based and amphibious vehicle modifications (the “Covered Products”), for which 3TG Minerals are contained in various component circuit boards or related computer equipment, or in the modular office components. The Company is several steps removed from the mining of 3TG Minerals. We do not purchase raw ore or unrefined 3TG Minerals, and we conduct no purchasing activities directly in any Covered Countries.
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3. |
Supply Chain Overview |
In order to manage our assessment of the suppliers for the Covered Products, we defined the scope of our conflict minerals due diligence by identifying and reaching out to our current suppliers that provided components with respect to the Covered Products that we determined were likely to contain 3TG Minerals. In this process, we relied upon our suppliers to provide information on the origin of the 3TG Minerals contained in components and materials supplied to us, including sources of 3TG Minerals that are supplied to them from sub-tier suppliers. We adopted the standard conflict minerals reporting templates established by the Conflict-Free Sourcing Initiative (CFSI), and delivered our conflict minerals due diligence communication survey to these suppliers.
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4. |
Reasonable Country of Origin Inquiry Description |
We have conducted in good faith a reasonable country of origin inquiry (“RCOI”) to determine whether the necessary 3TG Minerals originated in any of the Covered Countries or came from recycled or scrap sources. To implement the RCOI, our direct
suppliers, or Tier 1 suppliers, were engaged to collect information regarding the presence and sourcing of 3TG Minerals used in the products they supplied to the Company. Information was collected based on a template developed by the Electronic Industry Citizenship Coalition (EICC) and Global e-Sustainability Initiative (GeSI) Conflict Minerals Due Diligence Template (“EICC-GeSI Template”), and then logged in a database we created for this purpose.
We engaged our suppliers in this process through the following steps:
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An email was sent to our Tier 1 suppliers describing the compliance requirements and requesting 3TG Minerals information using the EICC-GeSI Template questionnaire, including an effort to identify the cognizant 3TG Minerals points of contact; |
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Reminder emails were sent to each non-responsive supplier requesting survey completion; and |
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Suppliers were offered follow-up assistance in the event it was required. This assistance included, but was not limited to, further information about our conflict minerals compliance program, an explanation of why the information was being collected, a review of how the information would be used and clarification regarding how the information needed could be provided. |
We evaluated supplier responses for plausibility, consistency, and gaps both in terms of which products were stated to contain or not contain necessary 3TG Minerals, as well as the origin of those materials.
We identified a total of 180 suppliers as in-scope for our conflict minerals compliance program, which we contacted as part of the RCOI and due diligence processes. The survey response rate among these suppliers was approximately 27%. Of these responding suppliers, approximately 56% responded “no” as to having one or more of the 3TG Minerals as necessary to the functionality or production of the products they supply to the Company.
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5. |
Due Diligence Process |
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5.1 |
Overview |
Our due diligence processes and efforts have been developed in conjunction with the 2nd edition of The Organization for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (“OECD Guidance”) and the related supplements for gold and for tin, tantalum and tungsten. We designed our due diligence process, management and measures to conform in all material respects with the framework OECD Guidance. The subsections below describe our due diligence progress based on the OECD Guidance.
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5.2. |
Identify potential Covered Products |
Our due diligence process began by circulating questionnaires to each of our business unit heads, asking them to identify any potential products manufactured within their business units, and certify that the information that they provided was true and correct. These questionnaires provided an overview of the key disclosure requirements under the Rule, and instructed the business unit heads to err on the side of inclusiveness in identifying any potential products within their respective business units.
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5.3 |
Establish strong company management systems |
In order to increase transparency in our supply chain as well as clearly communicate to suppliers and the public our expectations regarding the supply chain of minerals originating from the Covered Countries, in 2014 we revised our supplier terms and conditions to include a requirement that suppliers will source and track the chain of custody of all 3TG Minerals contained in any products or materials provided by the supplier to us in accordance with the OECD Guidance or other agreed upon internationally recognized due diligence standard. In addition, our revised supplier terms and conditions require the supplier to represent that all products and materials provided by the supplier after the date of the revised agreement are “conflict free” (as defined in the Dodd-Frank Act).
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5.4 |
Structure internal management to support supply chain due diligence |
We established a management system for complying with the Rule and to support our supply chain due diligence process. Our management system includes the development of a Conflict Minerals Working Group led by our Vice President, Deputy General Counsel and Corporate Compliance Officer and a team of subject matter experts from relevant functions such as procurement and group operations. The team of subject matter experts is responsible for implementing our conflict minerals compliance strategy.
As previously described, we revised our supplier terms and conditions to include a requirement that suppliers will source and track the chain of custody of all 3TG Minerals contained in any products or materials provided by the supplier to us in accordance with the OECD Guidance or other agreed upon internationally recognized due diligence standard.
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5.6 |
Establish a company-level grievance mechanism |
We have multiple longstanding grievance mechanisms whereby whistleblowers, employees and suppliers can report violations of the Company’s policies.
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5.7 |
Identify the Smelters or Refiners (SORs) in the supply chain |
As described in Section 4 above, we engaged our Tier 1 suppliers to collect information regarding the presence and sourcing of 3TG Minerals used in the products they supplied to us. Information was collected and stored in a database which, and we utilized the EICC-GeSI Template for data collection. In this process, SORs were matched against available lists of processors that have been certified by internationally-recognized industry validation schemes, such as the CFSI Conflict-Free Smelter Program.
Based on the information provided by our suppliers, we believe that the facilities that may have been used to process the 3TG Minerals used in the products they supplied to us include the CFSI compliant smelters listed below in addition to other smelters. Based on our due diligence efforts, we do not have sufficient information to conclusively determine the countries of origin of the 3TG Minerals in such products or whether the 3TG Minerals in such products are from recycled or scrap sources. However, based on the information provided by our suppliers, as well as from the CFSI and other sources, we believe that the countries of origin of the 3TG Minerals contained in such products include the countries listed below.
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Country of Origin
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Gold |
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Abington Reldan Metals, LLC |
UNITED STATES OF AMERICA |
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Advanced Chemical Company |
UNITED STATES OF AMERICA |
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African Gold Refinery |
UGANDA |
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AGR Matthey |
AUSTRALIA |
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Aida Chemical Industries Co. Ltd. |
JAPAN |
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Al Etihad Gold LLC |
UNITED ARAB EMIRATES |
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Al Etihad Gold Refinery DMCC |
UNITED ARAB EMIRATES |
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Allgemeine Gold-und Silberscheideanstalt A.G. |
GERMANY |
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Almalyk Mining and Metallurgical Complex (AMMC) |
UZBEKISTAN |
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Amagasaki Factory, Hyogo Prefecture, Japan |
JAPAN |
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AngloGold Ashanti Córrego do Sítio Mineração |
BRAZIL |
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Anhui Tongling Nonferrous Metal Mining Co., Ltd. |
CHINA |
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ANZ (Perth Mint 4N) |
AUSTRALIA |
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Argor-Heraeus S.A. |
SWITZERLAND |
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Asahi Pretec Corporation |
JAPAN |
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Asahi Refining Canada Ltd. |
CANADA |
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Asahi Refining USA Inc. |
UNITED STATES OF AMERICA |
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Asaka Riken Co., Ltd. |
JAPAN |
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ATAkulche |
TURKEY |
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Atasay Kuyumculuk Sanayi Ve Ticaret A.S. |
TURKEY |
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AU Traders and Refiners |
SOUTH AFRICA |
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Aurubis AG |
GERMANY |
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Bangalore Refinery |
INDIA |
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Bangko Sentral ng Pilipinas (Central Bank of the Philippines) |
PHILIPPINES |
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Boliden AB |
SWEDEN |
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C. Hafner GmbH + Co. KG |
GERMANY |
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Caridad |
MEXICO |
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CCR Refinery—Glencore Canada Corporation |
CANADA |
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Cendres + Métaux S.A. |
SWITZERLAND |
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CHALCO Yunnan Copper Co. Ltd. |
CHINA |
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Chimet S.p.A. |
ITALY |
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China Henan Zhongyuan Gold Smelter |
CHINA |
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China’s Shandong Gold Mining Co., Ltd |
CHINA |
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Chugai Mining |
JAPAN |
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Daejin Indus Co., Ltd. |
KOREA, REPUBLIC OF |
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Daye Non-Ferrous Metals Mining Ltd. |
CHINA |
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Degussa Sonne / Mond Goldhandel GmbH |
GERMANY |
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Do Sung Corporation |
KOREA, REPUBLIC OF |
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Doduco Contacts and Refining GmbH |
GERMANY |
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Dowa |
JAPAN |
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DS PRETECH Co., Ltd. |
KOREA, REPUBLIC OF |
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DSC (Do Sung Corporation) |
KOREA, REPUBLIC OF |
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Eco-System Recycling Co., Ltd. |
JAPAN |
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Elemetal Refining, LLC |
UNITED STATES OF AMERICA |
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Emirates Gold DMCC |
UNITED ARAB EMIRATES |
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Fidelity Printers and Refiners Ltd. |
ZIMBABWE |
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FSE Novosibirsk Refinery |
RUSSIAN FEDERATION |
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Fujian Zijin mining stock company gold smelter |
CHINA |
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Gansu Seemine Material Hi-Tech Co., Ltd. |
CHINA |
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GCC Gujrat Gold Centre Pvt. Ltd. |
INDIA |
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Geib Refining Corporation |
UNITED STATES OF AMERICA |
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Gold Mining in Shandong (Laizhou) Limited Company |
CHINA |
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Great Wall Precious Metals Co., Ltd. of CBPM |
CHINA |
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Guangdong Gaoyao Co |
CHINA |
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Guangdong Jinding Gold Limited |
CHINA |
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Gujarat Gold Centre |
INDIA |
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CHINA |
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Hangzhou Fuchunjiang Smelting Co., Ltd. |
CHINA |
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HeeSung Metal Ltd. |
KOREA, REPUBLIC OF |
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Heimerle + Meule GmbH |
GERMANY |
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Henan Zhongyuan Gold Refinery Co., Ltd. |
CHINA |
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Henan Zhongyuan Gold Smelter of Zhongjin Gold Co., Ltd. |
CHINA |
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Heraeus Ltd. Hong Kong |
CHINA |
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Heraeus Precious Metals GmbH & Co. KG |
GERMANY |
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Hunan Chenzhou Mining Co., Ltd. |
CHINA |
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Hunan Chenzhou Mining Group Co. Ltd. |
CHINA |
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Hunan Chenzhou Mining Industry Co. Ltd. |
CHINA |
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Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. |
CHINA |
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HwaSeong CJ Co., Ltd. |
KOREA, REPUBLIC OF |
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Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. |
CHINA |
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Ishifuku Metal Industry Co., Ltd. |
JAPAN |
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Istanbul Gold Refinery |
TURKEY |
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Italpreziosi |
ITALY |
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Japan Mint |
JAPAN |
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Jiangxi Copper Co., Ltd. |
CHINA |
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Johnson Matthey Inc. |
UNITED STATES OF AMERICA |
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Johnson Matthey Limited |
CANADA |
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JSC Ekaterinburg Non-Ferrous Metal Processing Plant |
RUSSIAN FEDERATION |
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JSC Uralelectromed |
RUSSIAN FEDERATION |
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JX Nippon Mining & Metals Co. Ltd |
JAPAN |
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Kaloti Precious Metals |
UNITED ARAB EMIRATES |
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Kazakhmys Smelting LLC |
KAZAKHSTAN |
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Kazzinc |
KAZAKHSTAN |
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Kennecott Utah Copper LLC |
UNITED STATES |
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KGHM Polska Miedź Spółka Akcyjna |
POLAND |
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Kojima Chemicals Co., Ltd. |
JAPAN |
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Kojima Kagaku Yakuhin Co., Ltd |
JAPAN |
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Kombinat Gorniczo Hutniczy Miedz Polska Miedz S.A. |
POLAND |
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Korea Zinc Co., Ltd. |
KOREA, REPUBLIC OF |
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KUC |
UNITED STATES OF AMERICA |
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Kyrgyzaltyn JSC |
KYRGYZSTAN |
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Kyshtym Copper-Electrolytic Plant ZAO |
RUSSIAN FEDERATION |
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La Caridad |
MEXICO |
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LAIZHOU SHANDONG |
CHINA |
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L’azurde Company For Jewelry |
SAUDI ARABIA |
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LinBao Gold Mining |
CHINA |
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Lingbao Gold Company Limited |
CHINA |
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Lingbao Jinyuan Tonghui Refinery Co., Ltd. |
CHINA |
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L’Orfebre S.A. |
ANDORRA |
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LS-Nikko Copper Inc |
KOREA, REPUBLIC OF |
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Luoyang Zijin Yinhui Gold Refinery Co., Ltd. |
CHINA |
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Luoyang Zijin Yinhui Gold Smelting |
CHINA |
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Luoyang Zijin Yinhui Metal Smelt Co Ltd |
CHINA |
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Marsam Metals |
BRAZIL |
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Materion |
UNITED STATES OF AMERICA |
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Matsuda Sangyo Co., Ltd. |
JAPAN |
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MEM (Sumitomo Group) |
JAPAN |
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Metallurgie Hoboken Overpelt |
BELGIUM |
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Metalor Switzerland |
SWITZERLAND |
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Metalor Technologies (Hong Kong) Ltd. |
CHINA |
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Metalor Technologies (Singapore) Pte., Ltd. |
SINGAPORE |
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Metalor Technologies (Suzhou) Ltd. |
CHINA |
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Metalor Technologies S.A. |
SWITZERLAND |
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Metalor USA Refining Corporation |
UNITED STATES OF AMERICA |
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MEXICO |
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Met-Mex Peñoles, S.A. |
MEXICO |
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Mitsubishi Materials Corporation |
JAPAN |
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Mitsui Kinzoku Co., Ltd. |
JAPAN |
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Mitsui Mining and Smelting Co., Ltd. |
JAPAN |
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MMTC-PAMP India Pvt., Ltd. |
INDIA |
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Modeltech Sdn Bhd |
MALAYSIA |
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Morris and Watson |
NEW ZEALAND |
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Morris and Watson Gold Coast |
AUSTRALIA |
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Moscow Special Alloys Processing Plant |
RUSSIAN FEDERATION |
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Nadir Metal Rafineri San. Ve Tic. A.Ş. |
TURKEY |
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Navoi Mining and Metallurgical Combinat |
UZBEKISTAN |
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NH Recytech Company |
KOREA, REPUBLIC OF |
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Nihon Material Co., Ltd. |
JAPAN |
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Niihama Toyo Smelter & Refinery |
JAPAN |
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Norddeutsche Affinererie AG |
GERMANY |
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Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH |
AUSTRIA |
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Ohio Precious Metals, LLC |
UNITED STATES OF AMERICA |
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Ohura Precious Metal Industry Co., Ltd. |
JAPAN |
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OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet) |
RUSSIAN FEDERATION |
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OJSC Kolyma Refinery |
RUSSIAN FEDERATION |
|
OJSC Novosibirsk Refinery |
RUSSIAN FEDERATION |
|
OPM |
UNITED STATES OF AMERICA |
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PAMP S.A. |
SWITZERLAND |
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Pan Pacific Copper Co Ltd. |
JAPAN |
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Pease & Curren |
UNITED STATES OF AMERICA |
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Penglai Penggang Gold Industry Co., Ltd. |
CHINA |
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Perth Mint |
AUSTRALIA |
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Planta Recuperadora de Metales SpA |
CHILE |
|
Prioksky Plant of Non-Ferrous Metals |
RUSSIAN FEDERATION |
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Produits Artistiques de Métaux |
SWITZERLAND |
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PT Aneka Tambang (Persero) Tbk |
INDONESIA |
|
PX Précinox S.A. |
SWITZERLAND |
|
QG Refining, LLC |
UNITED STATES OF AMERICA |
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Rand Refinery (Pty) Ltd. |
SOUTH AFRICA |
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Refinery LS-Nikko Copper Inc. |
KOREA, REPUBLIC OF |
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Refinery of Seemine Gold Co., Ltd. |
CHINA |
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Remondis Argentia B.V. |
NETHERLANDS |
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Republic Metals Corporation |
UNITED STATES OF AMERICA |
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Royal Canadian Mint |
CANADA |
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SAAMP |
FRANCE |
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Sabin Metal Corp. |
UNITED STATES OF AMERICA |
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Safimet S.p.A |
ITALY |
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SAFINA A.S. |
CZECH REPUBLIC |
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Saganoseki Smelter & Refinery |
JAPAN |
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Sai Refinery |
INDIA |
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Samdok Metal |
KOREA, REPUBLIC OF |
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Samduck Precious Metals |
KOREA, REPUBLIC OF |
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Samwon Metals Corp. |
KOREA, REPUBLIC OF |
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SAXONIA Edelmetalle GmbH |
GERMANY |
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Schone Edelmetaal B.V. |
NETHERLANDS |
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SD (Samdok) Metal |
KOREA, REPUBLIC OF |
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SEMPSA Joyería Platería S.A. |
SPAIN |
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Shandong Gold Mine (Laizhou) Smelter Co., Ltd. |
CHINA |
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Shandong Guoda Gold Co., Ltd. |
CHINA |
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Shandong middlings JinYe group Co., LTD |
CHINA |
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Shandong Tarzan Bio-Gold Industry Co., Ltd. |
CHINA |
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Shandong Tiancheng Biological Gold Industrial Co., Ltd. |
CHINA |
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CHINA |
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Shonan Plant Tanaka Kikinzoku |
JAPAN |
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Shyolkovsky |
RUSSIAN FEDERATION |
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Sichuan Tianze Precious Metals Co., Ltd. |
CHINA |
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Singway Technology Co., Ltd. |
TAIWAN, PROVINCE OF CHINA |
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SMM |
JAPAN |
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SOE Shyolkovsky Factory of Secondary Precious Metals |
RUSSIAN FEDERATION |
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Solar Applied Materials Technology Corp. |
TAIWAN, PROVINCE OF CHINA |
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State Research Institute Center for Physical Sciences and Technology |
LITHUANIA |
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Sudan Gold Refinery |
SUDAN |
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Sumitomo Kinzoku Kozan K.K. |
JAPAN |
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Sumitomo Metal Mining Co., Ltd. |
JAPAN |
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SungEel HiMetal Co., Ltd. |
KOREA, REPUBLIC OF |
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SungEel HiTech |
KOREA, REPUBLIC OF |
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T.C.A S.p.A |
ITALY |
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Takehara Refinery |
JAPAN |
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Tamano Smelter |
JAPAN |
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Tanaka Denshi Kogyo K.K. |
JAPAN |
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Tanaka Electronics (Hong Kong) Pte. Ltd. |
JAPAN |
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Tanaka Electronics (Malaysia) SDN. BHD. |
JAPAN |
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Tanaka Electronics (Singapore) Pte. Ltd. |
JAPAN |
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Tanaka Kikinzoku International |
JAPAN |
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Tanaka Kikinzoku Kogyo K.K. |
JAPAN |
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The Great Wall Gold and Silver Refinery of China |
CHINA |
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The Refinery of Shandong Gold Mining Co., Ltd. |
CHINA |
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Tokuriki Honten Co., Ltd. |
JAPAN |
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Tongling Nonferrous Metals Group Co., Ltd. |
CHINA |
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Tony Goetz NV |
BELGIUM |
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TOO Tau-Ken-Altyn |
KAZAKHSTAN |
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Torecom |
KOREA, REPUBLIC OF |
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Toyo Smelter & Refinery |
JAPAN |
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Umicore Brasil Ltda. |
BRAZIL |
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Umicore Precious Metals Thailand |
THAILAND |
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Umicore S.A. Business Unit Precious Metals Refining |
BELGIUM |
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United Precious Metal Refining, Inc. |
UNITED STATES OF AMERICA |
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Universal Precious Metals Refining Zambia |
ZAMBIA |
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Valcambi S.A. |
SWITZERLAND |
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Western Australian Mint trading as The Perth Mint |
AUSTRALIA |
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WIELAND Edelmetalle GmbH |
GERMANY |
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Xstrata |
CANADA |
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Yamakin Co., Ltd. |
JAPAN |
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Yamamoto Precious Metal Co., Ltd. |
JAPAN |
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Yantai NUS Safina tech environmental Refinery Co. Ltd. |
CHINA |
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Yokohama Metal Co., Ltd. |
JAPAN |
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Yunnan Copper Industry Co., Ltd. |
CHINA |
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Zhao Jin Mining Industry Co Ltd |
CHINA |
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Zhao Yuan Gold Smelter of ZhongJin |
CHINA |
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Zhao Yuan Jin Kuang |
CHINA |
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Zhaojin Mining Industry Co., Ltd. |
CHINA |
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zhaojinjinyinyelian |
CHINA |
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Zhaoyuan Gold Group |
CHINA |
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Zhongjin Gold Corporation Limited |
CHINA |
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Zhongyuan Gold Smelter of Zhongjin Gold Corporation |
CHINA |
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Zijin Kuang Ye Refinery |
CHINA |
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Zijin Mining Industry Corporation |
CHINA |
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Tantalum |
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Asaka Riken Co., Ltd. |
JAPAN |
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Changsha South Tantalum Niobium Co., Ltd. |
CHINA |
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Changsha Southern |
CHINA |
|
CHINA |
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D Block Metals, LLC |
UNITED STATES OF AMERICA |
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Duoluoshan Sapphire Rare Metal Co Ltd |
CHINA |
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Exotech Inc. |
UNITED STATES OF AMERICA |
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F&X Electro-Materials Ltd. |
CHINA |
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FIR Metals & Resource Ltd. |
CHINA |
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Global Advanced Metals Aizu |
JAPAN |
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Global Advanced Metals Boyertown |
UNITED STATES OF AMERICA |
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Guangdong Rising Rare Metals-EO Materials Ltd. |
CHINA |
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Guangdong Zhiyuan New Material Co., Ltd. |
CHINA |
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H.C. Starck Co., Ltd. |
THAILAND |
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H.C. Starck Hermsdorf GmbH |
GERMANY |
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H.C. Starck Inc. |
UNITED STATES OF AMERICA |
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H.C. Starck Ltd. |
JAPAN |
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H.C. Starck Smelting GmbH & Co. KG |
GERMANY |
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H.C. Starck Tantalum and Niobium GmbH |
GERMANY |
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Hengyang King Xing Lifeng New Materials Co., Ltd. |
CHINA |
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Jiangxi Dinghai Tantalum & Niobium Co., Ltd. |
CHINA |
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Jiangxi Tuohong New Raw Material |
CHINA |
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JiuJiang Janny New Material Co., Ltd. |
CHINA |
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JiuJiang JinXin Nonferrous Metals Co., Ltd. |
CHINA |
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JiuJiang Tanbre Co. Ltd. |
CHINA |
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Jiujiang Zhongao Tantalum & Niobium Co., Ltd. |
CHINA |
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KEMET Blue Metals |
MEXICO |
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KEMET Blue Powder |
UNITED STATES OF AMERICA |
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LSM Brasil S.A. |
BRAZIL |
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Metallurgical Products India Pvt., Ltd. |
INDIA |
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Mineração Taboca S.A. |
BRAZIL |
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Mitsui Mining and Smelting Co., Ltd. |
JAPAN |
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Molycorp Silmet A.S. |
ESTONIA |
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Ningxia Non-ferrous Metal Smeltery |
CHINA |
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Ningxia Orient Tantalum Industry Co., Ltd. |
CHINA |
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NPM Silmet AS |
ESTONIA |
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Power Resources Ltd. |
MACEDONIA (THE FORMER YUGOSLAV REPUBLIC OF) |
|
QuantumClean |
UNITED STATES OF AMERICA |
|
Resind Indústria e Comércio Ltda. |
BRAZIL |
|
RFH Tantalum Smeltry Co., Ltd. |
CHINA |
|
Solikamsk Magnesium Works OAO |
RUSSIAN FEDERATION |
|
Solikamsk Metal Works |
RUSSIAN FEDERATION |
|
Taki Chemical Co., Ltd. |
JAPAN |
|
Telex Metals |
UNITED STATES OF AMERICA |
|
Ulba Metallurgical Plant JSC |
KAZAKHSTAN |
|
XinXing HaoRong Electronic Material Co., Ltd. |
CHINA |
|
Yanling Jincheng Tantalum & Niobium Co., Ltd. |
CHINA |
|
Yanling Jincheng Tantalum Co., Ltd. |
CHINA |
|
Yichun Jin Yang Rare Metal Co., Ltd. |
CHINA |
|
Zhaoqing Duoluoshan Non-ferrous Metals Co., Ltd. |
CHINA |
|
Tin |
|
|
Alent plc |
UNITED STATES OF AMERICA |
|
Alpha Metals |
UNITED STATES OF AMERICA |
|
Alpha Metals Korea Ltd. |
UNITED STATES OF AMERICA |
|
Alpha Metals Taiwan |
UNITED STATES OF AMERICA |
|
An Vinh Joint Stock Mineral Processing Company |
VIETNAM |
|
Brand IMLI |
INDONESIA |
|
Brand RBT |
INDONESIA |
|
Chengfeng Metals Co Pte Ltd |
CHINA |
|
Chenzhou Yun Xiang mining limited liability company |
CHINA |
|
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. |
CHINA |
|
Chifeng Dajingzi Tin Industry Co., Ltd. |
CHINA |
|
CHINA |
|
|
China Tin (Hechi) |
CHINA |
|
China Tin Group Co., Ltd. |
CHINA |
|
China Tin Lai Ben Smelter Co., Ltd. |
CHINA |
|
China Yunnan Tin Co Ltd. |
CHINA |
|
CNMC (Guangxi) PGMA Co., Ltd. |
CHINA |
|
Cookson |
UNITED STATES OF AMERICA |
|
Cookson (Alpha Metals Taiwan) |
UNITED STATES OF AMERICA |
|
Cookson Alpha Metals (Shenzhen) Co., Ltd. |
UNITED STATES OF AMERICA |
|
CV Ayi Jaya |
INDONESIA |
|
CV Dua Sekawan |
INDONESIA |
|
CV Gita Pesona |
INDONESIA |
|
CV Nurjanah |
INDONESIA |
|
CV Serumpun Sebalai |
INDONESIA |
|
CV Tiga Sekawan |
INDONESIA |
|
CV United Smelting |
INDONESIA |
|
CV Venus Inti Perkasa |
INDONESIA |
|
Dowa |
JAPAN |
|
Dowa Metaltech Co., Ltd. |
JAPAN |
|
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company |
VIETNAM |
|
EM Vinto |
BOLIVIA (PLURINATIONAL STATE OF) |
|
Empresa Metalúrgica Vinto |
BOLIVIA (PLURINATIONAL STATE OF) |
|
Empressa Nacional de Fundiciones (ENAF) |
BOLIVIA (PLURINATIONAL STATE OF) |
|
ENAF |
BOLIVIA (PLURINATIONAL STATE OF) |
|
Estanho de Rondônia S.A. |
BRAZIL |
|
Fenix Metals |
POLAND |
|
Funsur Smelter |
PERU |
|
Gejiu City Datun Chengfeng Smelter |
CHINA |
|
Gejiu Fengming Metallurgy Chemical Plant |
CHINA |
|
Gejiu Jinye Mineral Company |
CHINA |
|
Gejiu Kai Meng Industry and Trade LLC |
CHINA |
|
Gejiu Non-Ferrous Metal Processing Co., Ltd. |
CHINA |
|
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. |
CHINA |
|
Gejiu Zi-Li |
CHINA |
|
Gejiu Zili Mining And Metallurgy Co., Ltd. |
CHINA |
|
Guang Xi Liu Xhou |
CHINA |
|
Guang Xi Liu Zhou |
CHINA |
|
Guangdong Hanhe Non-Ferrous Metal Co., Ltd. |
CHINA |
|
Guangxi Hua Shu Dan CO., LTD. |
CHINA |
|
Guangxi Pinggui PGMA Co. Ltd. |
CHINA |
|
Guanyang Guida Nonferrous Metal Smelting Plant |
CHINA |
|
HuiChang Hill Tin Industry Co., Ltd. |
CHINA |
|
Huichang Jinshunda Tin Co., Ltd. |
CHINA |
|
Huichang Shun Tin Kam Industries, Ltd. |
CHINA |
|
INDONESIAN STATE TIN CORPORATION MENTOK SMELTER |
INDONESIA |
|
Indra Eramulti Logam |
INDONESIA |
|
Jiangxi Ketai Advanced Material Co., Ltd. |
CHINA |
|
Jiangxi New Nanshan Technology Ltd. |
CHINA |
|
Jiangxi Shunda Huichang Kam Tin Co., Ltd. |
CHINA |
|
Kai Union Industry and Trade Co., Ltd. (China) |
CHINA |
|
Kaimeng (Gejiu) Industry and Trade Co., Ltd. |
CHINA |
|
Kundur Smelter |
INDONESIA |
|
Liuzhhou China Tin |
CHINA |
|
Magnu's Minerais Metais e Ligas Ltda. |
BRAZIL |
|
Malaysia Smelting Corporation (MSC) |
MALAYSIA |
|
Melt Metais e Ligas S.A. |
BRAZIL |
|
Mentok Smelter |
INDONESIA |
|
CHINA |
|
|
Tin Technology & Refining |
UNITED STATES OF AMERICA |
|
Toboca/ Paranapenema |
BRAZIL |
|
Tuyen Quang Non-Ferrous Metals Joint Stock Company |
VIETNAM |
|
Unit Timah Kundur PT Tambang |
INDONESIA |
|
White Solder Metalurgia e Mineração Ltda. |
BRAZIL |
|
XiHai - Liuzhou China Tin Group Co ltd |
CHINA |
|
YTCL |
CHINA |
|
Yunan Gejiu Yunxin Electrolyze Limited |
CHINA |
|
Yunnan Adventure Co., Ltd. |
CHINA |
|
Yunnan Chengfeng Non-ferrous Metals Co., Ltd. |
CHINA |
|
Yunnan Gejiu Zili Metallurgy Co. Ltd. |
CHINA |
|
YunNan Gejiu Yunxin Electrolyze Limited |
CHINA |
|
Yunnan ride non-ferrous metal co., LTD |
CHINA |
|
Yunnan Tin Company Limited |
CHINA |
|
Yunnan wind Nonferrous Metals Co., Ltd. |
CHINA |
|
Yunnan Xi YE |
CHINA |
|
Yuntinic Resources |
CHINA |
|
YUNXIN colored electrolysis Company Limited |
CHINA |
|
Tungsten |
|
|
A.L.M.T. TUNGSTEN Corp. |
JAPAN |
|
ACL Metais Eireli |
BRAZIL |
|
Allied Material Corporation |
JAPAN |
|
ALMT Corp |
JAPAN |
|
ALMT Sumitomo Group |
JAPAN |
|
Asia Tungsten Products Vietnam Ltd. |
VIETNAM |
|
ATI Metalworking Products |
UNITED STATES OF AMERICA |
|
ATI Tungsten Materials |
UNITED STATES OF AMERICA |
|
Chaozhou Xianglu Tungsten Industry Co Ltd |
CHINA |
|
Chenzhou Diamond Tungsten Products Co., Ltd. |
CHINA |
|
China National Non Ferrous |
CHINA |
|
Chongyi Zhangyuan Tungsten Co., Ltd. |
CHINA |
|
Fujian Jinxin Tungsten Co., Ltd. |
CHINA |
|
Ganzhou Haichuang Tungsten Industry Co., Ltd. |
CHINA |
|
Ganzhou Huaxing Tungsten Products Co., Ltd. |
CHINA |
|
Ganzhou Jiangwu Ferrotungsten Co., Ltd. |
CHINA |
|
Ganzhou Seadragon W & Mo Co., Ltd. |
CHINA |
|
Ganzhou Yatai Tungsten Co., Ltd. |
CHINA |
|
Global Tungsten & Powders Corp |
UNITED STATES OF AMERICA |
|
Guangdong Xianglu Tungsten Co., Ltd. |
CHINA |
|
H.C. Starck Smelting GmbH & Co. KG |
GERMANY |
|
H.C. Starck Tungsten GmbH |
GERMANY |
|
Han River Pelican State Alloy Co., Ltd. |
CHINA |
|
Hunan Chun-Chang non-ferrous Smelting & Concentrating Co., Ltd. |
CHINA |
|
Hunan Chenzhou Mining Co., Ltd. |
CHINA |
|
Hunan Chenzhou Mining Group Co., Ltd. |
CHINA |
|
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji |
CHINA |
|
Hunan Chunchang Nonferrous Metals Co., Ltd. |
CHINA |
|
Hunan Litian Tungsten Industry Co., Ltd. |
CHINA |
|
Hydrometallurg, JSC |
RUSSIAN FEDERATION |
|
Japan New Metals Co., Ltd. |
JAPAN |
|
Jiangwu H.C. Starck Tungsten Products Co., Ltd. |
CHINA |
|
Jiangxi Dayu Longxintai Tungsten Co., Ltd. |
CHINA |
|
Jiangxi Gan Bei Tungsten Co., Ltd. |
CHINA |
|
Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd. |
CHINA |
|
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. |
CHINA |
|
Jiangxi Tungsten Industry Group Co Ltd |
CHINA |
|
Jiangxi Xinsheng Tungsten Industry Co., Ltd. |
CHINA |
|
CHINA |
|
|
Jiangxi Yaosheng Tungsten Co., Ltd. |
CHINA |
|
Kennametal Fallon |
UNITED STATES OF AMERICA |
|
Kennametal Huntsville |
UNITED STATES OF AMERICA |
|
Malipo Haiyu Tungsten Co., Ltd. |
CHINA |
|
Moliren Ltd. |
RUSSIAN FEDERATION |
|
Niagara Refining LLC |
UNITED STATES OF AMERICA |
|
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC |
VIETNAM |
|
Philippine Chuangxin Industrial Co., Inc. |
PHILIPPINES |
|
Shaoguan Xinhai Rendan Tungsten Industry Co. Ltd |
CHINA |
|
South-East Nonferrous Metal Company Limited of Hengyang City |
CHINA |
|
Tejing (Vietnam) Tungsten Co., Ltd. |
VIETNAM |
|
Unecha Refractory metals plant |
RUSSIAN FEDERATION |
|
Vietnam Youngsun Tungsten Industry Co., Ltd. |
VIETNAM |
|
Wolfram Bergbau und Hütten AG |
AUSTRIA |
|
Woltech Korea Co., Ltd. |
KOREA (REPUBLIC OF) |
|
Xiamen Tungsten (H.C.) Co., Ltd. |
CHINA |
|
Xiamen Tungsten Co., Ltd. |
CHINA |
|
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. |
CHINA |
|
Xinhai Rendan Shaoguan Tungsten Co., Ltd. |
CHINA |
|
Zhangyuan Tungsten Co Ltd |
CHINA |
|
|
5.8 |
Identify and assess risks in the supply chain |
When a risk is identified in the supply chain, we will engage with our direct supplier and develop a timeframe in which the risk can be mitigated, which may include taking appropriate steps to transition procurement to a different supplier.
|
|
5.9 |
Design and implement a strategy to identified risks |
Any findings that are not in-line with our revised supplier terms and conditions will be reported to the designated senior manager immediately. The objective of our risk management plan is to evaluate and respond to identified risks in order to prevent or mitigate adverse impacts. In implementing our strategy to respond to identified risks, we will consider our ability to influence those suppliers who can most effectively prevent or mitigate the identified risk.
|
|
5.10 |
Report on supply chain due diligence |
This Report and accompanying Form SD are publicly filed with the U.S. Securities and Exchange Commission and available on our website at www.engilitycorp.com.
|
6. |
Product Determination |
After exercising due diligence on the source and chain of custody of the 3TG Minerals in the Covered Products as described above, the Company does not have sufficient information from its suppliers or other sources to reasonably conclude whether or not the 3TG Minerals in its Covered Products are from recycled or scrap sources, originated in the Covered Countries or whether or not such 3TG Minerals directly or indirectly financed or benefited armed groups in the Covered Countries. For the 2017 reporting period, we are not required to obtain an independent private sector audit of this Conflict Minerals Report.
|
7. |
Steps to Improve Due Diligence |
We expect to take the following steps, among others, in 2018 to improve our due diligence measures and to further mitigate the risk that 3TG Minerals contained in the Covered Products may benefit armed groups in the Democratic Republic of the Congo or an adjoining country: (i) continuing to communicate our expectations and information requirements to, and engage with, our suppliers to obtain current, accurate and complete information about the supply chain; and (ii) encourage suppliers to implement responsible sourcing and to have them encourage SORs to obtain a “conflict-free” designation from an independent, third-party auditor.
This Report contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. All statements made in this Report, other than statements of historical fact, are forward-looking statements. You can identify these statements from use of the words “may,” “should,” “could,” “potential,” “continue,” “plan,” “forecast,” “estimate,” “project,” “believe,” “intent,” “anticipate,” “expect,” “target,” “is likely,” “will,” or the negative of these terms, and similar expressions. These statements are made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995.
The principal forward-looking statements in this report include our expected improvements to our RCOI process and 3TG Minerals due diligence process. We believe that our expectations are based on reasonable assumptions. However, these forward-looking statements involve known and unknown risks, uncertainties and other important factors that could cause our actual results, performance or achievements, to differ materially from our expectations of future results, performance or achievements expressed or implied by these forward-looking statements. These factors include, but are not only limited to, risks associated with: (1) the implementation of satisfactory traceability and other compliance measures by our direct and indirect suppliers on a timely basis or at all, (2) changes in the Rule and other political and regulatory developments relating to the sourcing of 3TG Minerals, whether in the Covered Countries, the United States or elsewhere, and (3) those factors set forth in our description of risk factors in Item 1A to our Form 10-K for the fiscal year ended December 31, 2017, which should be read in conjunction with the forward-looking statements in this Report. You should not place undue reliance on any forward-looking statements. These statements speak only as of the date of this Report. Except as otherwise required by applicable laws, we undertake no obligation to publicly update or revise any forward-looking statements or the risks described in this Report, whether as a result of new information, future events, changed circumstances or any other reason after the date of this Report.