|
1
|
NAMES OF REPORTING PERSONS
|
||||
|
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
|||||
|
EIG BBTS Holdings, LLC
|
|||||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☒
|
||
|
(b)
|
☐
|
||||
|
3
|
SEC USE ONLY
|
||||
|
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
||||
|
OO
|
|||||
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
☐
|
|||
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
||||
|
Texas
|
|||||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|||
|
0
|
|||||
|
8
|
SHARED VOTING POWER
|
||||
|
57,040,968 (1) (2)
|
|||||
|
9
|
SOLE DISPOSITIVE POWER
|
||||
|
0
|
|||||
|
10
|
SHARED DISPOSITIVE POWER
|
||||
|
57,040,968 (1) (2)
|
|||||
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
||||
|
57,040,968 (1) (2)
|
|||||
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
☐
|
|||
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
||||
|
72.1% (3)
|
|||||
|
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
||||
|
OO - limited liability company
|
|||||
|
1
|
NAMES OF REPORTING PERSONS
|
||||
|
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
|||||
|
EIG Management Company, LLC
|
|||||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☒
|
||
|
(b)
|
☐
|
||||
|
3
|
SEC USE ONLY
|
||||
|
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
||||
|
OO
|
|||||
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
☐
|
|||
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
||||
|
Delaware
|
|||||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|||
|
0
|
|||||
|
8
|
SHARED VOTING POWER
|
||||
|
57,040,968 (1) (2)
|
|||||
|
9
|
SOLE DISPOSITIVE POWER
|
||||
|
0
|
|||||
|
10
|
SHARED DISPOSITIVE POWER
|
||||
|
57,040,968 (1) (2)
|
|||||
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
||||
|
57,040,968 (1) (2)
|
|||||
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
☐
|
|||
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
||||
|
72.1% (3)
|
|||||
|
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
||||
|
OO/IA – limited liability company
|
|||||
|
1
|
NAMES OF REPORTING PERSONS
|
||||
|
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
|||||
|
EIG Asset Management, LLC
|
|||||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☒
|
||
|
(b)
|
☐
|
||||
|
3
|
SEC USE ONLY
|
||||
|
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
||||
|
OO
|
|||||
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
☐
|
|||
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
||||
|
Delaware
|
|||||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|||
|
0
|
|||||
|
8
|
SHARED VOTING POWER
|
||||
|
57,040,968 (1) (2)
|
|||||
|
9
|
SOLE DISPOSITIVE POWER
|
||||
|
0
|
|||||
|
10
|
SHARED DISPOSITIVE POWER
|
||||
|
57,040,968 (1) (2)
|
|||||
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
||||
|
57,040,968 (1) (2)
|
|||||
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
☐
|
|||
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
||||
|
72.1% (3)
|
|||||
|
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
||||
|
OO – limited liability company
|
|||||
|
1
|
NAMES OF REPORTING PERSONS
|
||||
|
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
|||||
|
EIG Global Energy Partners, LLC
|
|||||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☒
|
||
|
(b)
|
☐
|
||||
|
3
|
SEC USE ONLY
|
||||
|
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
||||
|
OO
|
|||||
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
☐
|
|||
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
||||
|
Delaware
|
|||||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|||
|
0
|
|||||
|
8
|
SHARED VOTING POWER
|
||||
|
57,040,968 (1) (2)
|
|||||
|
9
|
SOLE DISPOSITIVE POWER
|
||||
|
0
|
|||||
|
10
|
SHARED DISPOSITIVE POWER
|
||||
|
57,040,968 (1) (2)
|
|||||
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
||||
|
57,040,968 (1) (2)
|
|||||
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
☐
|
|||
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
||||
|
72.1% (3)
|
|||||
|
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
||||
|
OO – limited liability company
|
|||||
|
1
|
NAMES OF REPORTING PERSONS
|
||||
|
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
|||||
|
The R. Blair Thomas 2010 Irrevocable Trust
|
|||||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☒
|
||
|
(b)
|
☐
|
||||
|
3
|
SEC USE ONLY
|
||||
|
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
||||
|
OO
|
|||||
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
☐
|
|||
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
||||
|
Virginia
|
|||||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|||
|
0
|
|||||
|
8
|
SHARED VOTING POWER
|
||||
|
57,040,968 (1) (2)
|
|||||
|
9
|
SOLE DISPOSITIVE POWER
|
||||
|
0
|
|||||
|
10
|
SHARED DISPOSITIVE POWER
|
||||
|
57,040,968 (1) (2)
|
|||||
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
||||
|
57,040,968 (1) (2)
|
|||||
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
☐
|
|||
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
||||
|
72.1% (3)
|
|||||
|
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
||||
|
OO – Trust
|
|||||
|
1
|
NAMES OF REPORTING PERSONS
|
||||
|
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
|||||
|
R. Blair Thomas
|
|||||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☒
|
||
|
(b)
|
☐
|
||||
|
3
|
SEC USE ONLY
|
||||
|
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
||||
|
OO
|
|||||
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
☐
|
|||
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
||||
|
United States of America
|
|||||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|||
|
0
|
|||||
|
8
|
SHARED VOTING POWER
|
||||
|
57,040,968 (1) (2)
|
|||||
|
9
|
SOLE DISPOSITIVE POWER
|
||||
|
0
|
|||||
|
10
|
SHARED DISPOSITIVE POWER
|
||||
|
57,040,968 (1) (2)
|
|||||
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
||||
|
57,040,968 (1) (2)
|
|||||
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
☐
|
|||
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
||||
|
72.1% (3)
|
|||||
|
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
||||
|
IN – Individual
|
|||||
|
1
|
NAMES OF REPORTING PERSONS
|
||||
|
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
|||||
|
The Randall Wade 2010 Irrevocable Trust
|
|||||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☒
|
||
|
(b)
|
☐
|
||||
|
3
|
SEC USE ONLY
|
||||
|
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
||||
|
OO
|
|||||
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
☐
|
|||
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
||||
|
Texas
|
|||||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|||
|
0
|
|||||
|
8
|
SHARED VOTING POWER
|
||||
|
57,040,968 (1) (2)
|
|||||
|
9
|
SOLE DISPOSITIVE POWER
|
||||
|
0
|
|||||
|
10
|
SHARED DISPOSITIVE POWER
|
||||
|
57,040,968 (1) (2)
|
|||||
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
||||
|
57,040,968 (1) (2)
|
|||||
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
☐
|
|||
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
||||
|
72.1% (3)
|
|||||
|
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
||||
|
OO - Trust
|
|||||
|
1
|
NAMES OF REPORTING PERSONS
|
||||
|
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
|||||
|
The Kristina Wade 2010 Irrevocable Trust
|
|||||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☒
|
||
|
(b)
|
☐
|
||||
|
3
|
SEC USE ONLY
|
||||
|
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
||||
|
OO
|
|||||
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
☐
|
|||
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
||||
|
Texas
|
|||||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|||
|
0
|
|||||
|
8
|
SHARED VOTING POWER
|
||||
|
57,040,968 (1) (2)
|
|||||
|
9
|
SOLE DISPOSITIVE POWER
|
||||
|
0
|
|||||
|
10
|
SHARED DISPOSITIVE POWER
|
||||
|
57,040,968 (1) (2)
|
|||||
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
||||
|
57,040,968 (1) (2)
|
|||||
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
☐
|
|||
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
||||
|
72.1% (3)
|
|||||
|
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
||||
|
OO - Trust
|
|||||
|
1
|
NAMES OF REPORTING PERSONS
|
||||
|
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
|||||
|
Randall S. Wade
|
|||||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☒
|
||
|
(b)
|
☐
|
||||
|
3
|
SEC USE ONLY
|
||||
|
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
||||
|
OO
|
|||||
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
☐
|
|||
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
||||
|
United States of America
|
|||||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|||
|
0
|
|||||
|
8
|
SHARED VOTING POWER
|
||||
|
57,040,968 (1) (2)
|
|||||
|
9
|
SOLE DISPOSITIVE POWER
|
||||
|
0
|
|||||
|
10
|
SHARED DISPOSITIVE POWER
|
||||
|
57,040,968 (1) (2)
|
|||||
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
||||
|
57,040,968 (1) (2)
|
|||||
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
☐
|
|||
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
||||
|
72.1% (3)
|
|||||
|
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
||||
|
IN – Individual
|
|||||
| Exhibit A |
Contribution Agreement, dated October 31, 2017, by and among American Midstream Partners, LP, American Midstream GP, LLC, and Southcross Holdings LP (attached as Exhibit 2.2 to the Issuer’s Form 10Q dated September 30, 2017 (File No. 001-35719) filed with the Commission on November 13, 2017 and incorporated herein in its entirety by reference.)
|
| Exhibit B |
Agreement and Plan of Merger, dated October 31, 2017 by and among American Midstream Partners, L.P., American Midstream GP, LLC, Southcross Energy Partners, L.P., and South Cross Energy Partners GP, LLC (attached as Exhibit 2.1 to the Issuer’s Current Report on Form 8-K (File No. 001-35719) filed with the Commission on October 31, 2017 and incorporated herein in its entirety by reference).
|
| Exhibit C |
Voting and Support Agreement, dated October 31, 2017 by and among American Midstream Partners, L.P., Southcross Holdings LP, Southcross Holdings GP, LLC, and Southcross Holdings Borrower, LP.
|
|
EIG BBTS Holdings, LLC,
|
||
|
a Texas limited liability company
|
||
|
By:
|
EIG Management Company, LLC,
|
|
|
its Manager
|
||
|
By:
|
/s/ R. Blair Thomas
|
|
|
R. Blair Thomas,
|
||
|
Chief Executive Officer
|
||
|
By:
|
/s/ Robert L. Vitale
|
|
|
Robert L. Vitale, General Counsel
|
||
|
EIG Management Company, LLC,
|
||
|
a Delaware limited liability company
|
||
|
By:
|
/s/ R. Blair Thomas
|
|
|
R. Blair Thomas,
|
||
|
Chief Executive Officer
|
||
|
By:
|
/s/ Robert L. Vitale
|
|
|
Robert L. Vitale, General Counsel
|
||
|
EIG Asset Management, LLC,
|
||
|
a Delaware limited liability company
|
||
|
By:
|
/s/ R. Blair Thomas
|
|
|
R. Blair Thomas,
|
||
|
Chief Executive Officer
|
||
|
By:
|
/s/ Robert L. Vitale
|
|
|
Robert L. Vitale, General Counsel
|
||
|
EIG Global Energy Partners, LLC,
|
||
|
a Delaware limited liability company
|
||
|
By:
|
/s/ R. Blair Thomas
|
|
|
R. Blair Thomas,
|
||
|
Chief Executive Officer
|
||
|
By:
|
/s/ Robert L. Vitale
|
|
|
Robert L. Vitale, General Counsel
|
||
|
R. Blair Thomas 2010 Irrevocable Trust
|
||
|
By:
|
/s/ R. Blair Thomas
|
|
|
R. Blair Thomas, Trustee
|
||
|
By:
|
/s/ R. Blair Thomas
|
|
|
R. Blair Thomas
|
||
|
The Randall Wade 2010 Irrevocable Trust
|
||
|
By:
|
/s/ Randall S. Wade
|
|
|
Randall S. Wade, Trustee
|
||
|
The Kristina Wade 2010 Irrevocable Trust
|
||
|
By:
|
/s/ Randall S. Wade
|
|
|
Randall S. Wade, Trustee
|
||
|
By:
|
/s/ Randall S. Wade
|
|
|
Randall S. Wade
|
||