Exhibit (s)
Calculation of Filing Fee Tables
Form N-2
(Form Type)
Stellus Capital Investment Corporation
(Exact Name of Registrant as Specified in its Charter)
Table 1: Newly Registered and Carry Forward Securities
| Security Type |
Security Class Title | Fee Calculation or Carry Forward Rule |
Amount Registered |
Proposed Maximum Offering Price Per Unit |
Maximum Aggregate Offering Price |
Fee Rate |
Amount of Registration Fee(1) |
Carry Forward Form Type |
Carry Forward File Number |
Carry Forward Initial Effective Date |
Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward | |||||||||||||
| Newly Registered Securities | ||||||||||||||||||||||||
| Fees to be paid | Equity | Common Stock | ||||||||||||||||||||||
| Equity | Preferred Stock | |||||||||||||||||||||||
| Other | Subscription Rights | |||||||||||||||||||||||
| Other | Warrants | |||||||||||||||||||||||
| Debt | Debt Securities | |||||||||||||||||||||||
| Unallocated (Universal) Shelf | Unallocated (Universal) Shelf | 457(o) | $300,000,000 | — | $300,000,000 | 0.015310% | $45,930 | — | — | — | — | |||||||||||||
| Fees Previously Paid | — | — | — | — | — | — | — | — | — | — | — | — | ||||||||||||
| Carry Forward Securities | ||||||||||||||||||||||||
| Carry Forward Securities | — | — | — | — | — | — | — | — | — | — | — | — | ||||||||||||
| Total Offering Amounts | $300,000,000 | $45,930 | ||||||||||||||||||||||
| Total Fees Previously Paid | $0 | |||||||||||||||||||||||
| Total Fee Offset | $9,344.81 | |||||||||||||||||||||||
| Net Fee Due | $36,585.19 | |||||||||||||||||||||||
Table 2: Fee Offset Claims and Sources
| Registrant or Filer Name |
Form or Filing Type |
File Number |
Initial Filing Date |
Filing Date | Fee Offset Claimed |
Security Type Associated with Fee Offset Claimed |
Security Title Associated with Fee Offset Claimed |
Unsold Securities with Fee Offset Claimed |
Unsold Aggregate Offering Amount Associated with Fee Offset Claimed |
Fee Paid with Fee Offset Source | ||||||||||||
| Rule 457(p) | ||||||||||||||||||||||
| Fee Offset Claims | Stellus Capital Investment Corporation | N-2 | 333-265695 | June 17, 2022 | $9,344.81(2) | Unallocated (Universal) Shelf | Unallocated (Universal) Shelf | $100,807,034 | ||||||||||||||
| Fee Offset Sources | Stellus Capital Investment Corporation | N-2 | 333-265695 | June 17, 2022 | $9,344.81 | |||||||||||||||||
(1) Estimated pursuant to Rule 457(o) under the Securities Act of 1933, as amended, solely for the purpose of determining the registration fee. The proposed maximum offering price per security will be determined, from time to time, by Stellus Capital Investment Corporation (the “Registrant”) in connection with the sale of the securities registered under this Registration Statement.
(2) The registrant previously registered equity securities (the “2022 Unsold Securities”) on a registration statement on Form N-2 (File No. 333-265695) (the “2022 Registration Statement”) filed with the Securities and Exchange Commission on June 17, 2022, which became effective on August 19, 2022. As of the date hereof, the maximum aggregate offering amount of the 2022 Unsold Securities is $100,807,034. In connection with the registration of the 2022 Unsold Securities, the registrant paid a registration fee of $9,344.81, which will be applied to the securities that will be offered pursuant to the prospectus included in the Registration Statement filed herewith. The registrant has terminated any offering that included the 2022 Unsold Securities under the 2025 Registration Statement.