Exhibit 1.01
Conflict Minerals Report
Expro Group Holdings N.V. - For the reporting period from January 1 to December 31, 2024
Company Overview
This report has been prepared by the management of Expro Group Holdings N.V. (herein referred to as the “Company,” “we,” “us,” or “our”). The information includes the activities of all majority-owned subsidiaries and variable interest entities that are required to be consolidated.
With roots dating to 1938, the Company is a leading provider of energy services, offering cost-effective, innovative solutions and what the Company considers to be best-in-class safety and service quality. The Company’s extensive portfolio of capabilities spans well construction, well flow management, subsea well access, and well intervention and integrity solutions. The Company provides services in many of the world’s major offshore and onshore energy basins, with operations in approximately 60 countries. The Company’s broad portfolio of products and services provides solutions to enhance production and improve recovery across the well lifecycle, from exploration through abandonment.
Our broad portfolio of products and services includes:
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Well Construction: Our well construction products and services support customers’ new wellbore drilling, wellbore completion and recompletion, wellbore plug and abandonment cementing and tubulars requirements. In particular, we offer advanced technology solutions in drilling and tubular running services. |
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Well flow management: We gather valuable well and reservoir data, with a particular focus on well-site safety and environmental impact. We provide global, comprehensive well flow management systems for the safe production, measurement and sampling of hydrocarbons from a well during the exploration and appraisal phase of a new field; the flowback and clean-up of a new well prior to production; and in-line testing of a well during its production life. We also provide early production facilities to accelerate production; production enhancement packages to enhance reservoir recovery rates through the realization of production that was previously locked within the reservoir; metering and other well surveillance technologies to monitor and measure flow and other characteristics of wells. |
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Well intervention and integrity: We provide well intervention solutions to acquire and interpret well data, maintain well bore integrity to improve production and well bore monitoring. In addition to our extensive fleet of mechanical and cased hole wireline units, CoilHose™, for wellbore lifting, cleaning and chemical treatments including fluid treatments in wellbore annuli. |
Introduction
For the 2024 calendar year, Expro Group Holdings N.V. determined that tin, tungsten, tantalum, and/or gold (3TGs or “conflict minerals”) were necessary to the functionality or production of products that were manufactured or contracted to be manufactured. Therefore, Expro Group Holdings N.V. conducted a reasonable country of origin inquiry in good faith to determine whether any of the 3TGs in its products originated from Conflict-Affected and High-Risk Areas (CAHRAs), such as the Democratic Republic of the Congo (DRC) or an adjoining country (collectively referred to as the “Covered Countries”).
Based on the country of origin data, Expro Group Holdings N.V. believes its products could contain 3TGs that may have originated in the Covered Countries and, therefore, in accordance with Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (from here on referred to “Section 1502 of the Dodd-Frank Act” or “the Rule”), due diligence was performed on the source and chain of custody of the 3TGs in question to determine whether its products are “conflict-free or responsibly sourced.” The Company designed its due diligence measures to conform, in all material respects, with the internationally recognized due diligence framework of the Organization for Economic Co-Operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and the related supplements for gold, tin, tantalum, and tungsten (the “OECD Guidance”).
Expro Group Holdings N.V. is committed to complying with the requirements of the Rule and upholding responsible sourcing practices. As such, the Company has put into place a robust due diligence program to ensure its contributions to upholding human rights and responsible practices across the supply chain.
Conflict Minerals Program & Policy
The Company has actively engaged with its customers and suppliers for several years with respect to the use of conflict minerals. Expro Group Holdings N.V. adopted a Conflict Minerals Policy articulating the conflict minerals supply chain due diligence process and the Company’s commitments to reporting obligations regarding conflict minerals. The Conflict Minerals Policy is available online and can be found here: https://investors.expro.com/governance/governance-documents.
Description of Products
Only some of the Company's products fall in scope of the Rule, as they contain (or may contain) one or more of the 3TGs. The following product line descriptions provide additional detail on in-scope products that contain, or may contain, 3TGs:
Flow meters; subsea safety valves; oil, gas and core analysis laboratory equipment; downhole drilling tools, solids and pressure control equipment for drilling fluids systems, data acquisition equipment for drilling operations, surface and downhole completions tools, cementing equipment, wellhead and Landing String systems, production systems and manifolds and aftermarket parts, valves, actuators; chokes and aftermarket parts, oil and gas separation equipment; heaters, desalting units, gas conditioning units, and electronic controls equipment.
Reasonable Country of Origin Inquiry
To determine whether necessary 3TGs in products originated in Conflict-Affected and High-Risk Areas, Expro Group Holdings N.V. retained Assent Inc. (“Assent”), a third-party service provider, to assist us in reviewing the supply chain and identifying risks. The Company provided a list composed of 301 suppliers and parts associated with the in-scope products to Assent for upload to the Assent Compliance Manager.
To trace materials, and demonstrate transparency procured by the supply chain, Expro Group Holdings N.V. utilized the Conflict Minerals Reporting Template (CMRT) Version 6.4 or higher to conduct a survey of all in-scope suppliers.
During the supplier survey, the Company contacted suppliers via the Assent Compliance Manager, a software-as-a-service (SaaS) platform provided by Assent that enables users to complete and track supplier communications and allows suppliers to upload completed CMRTs directly to the platform for validation, assessment and management. The Assent Compliance Manager also provides functionality that meets the OECD Guidance process expectations by evaluating the quality of each supplier response and assigning a health score based on the supplier’s declaration of process engagement. Additionally, the metrics provided in this report, as well as the step-by-step process for supplier engagement and upstream due diligence investigations, are managed through this platform.
Via the Assent Compliance Manager and Assent team, the Company requested that all suppliers complete a CMRT. Training and education to guide suppliers on best practices and the use of this template was included. Assent monitored and tracked all communications in the Assent Compliance Manager for future reporting and transparency. Expro Group Holdings N.V. directly contacted suppliers that were unresponsive to Assent’s communications during the diligence process and requested these suppliers complete the CMRT and submit it to Assent.
The Company’s program continues to include automated data validation on all submitted CMRTs. The goal of data validation is to increase the accuracy of submissions and identify any contradictory answers in the CMRT. This data validation is based on questions within the declaration tab of the CMRT, which helps identify areas that require further classification or risk assessment, as well as understand the due diligence efforts of Tier 1 suppliers. The results of this data validation contribute to the program’s health assessment and are shared with the suppliers to ensure they understand areas that require clarification or improvement.
All submitted declaration forms are accepted so that data is retained, but they are classified as valid or invalid based on a set criteria of validation errors (see Appendix C for CMRT validation criteria). Suppliers are contacted regarding invalid forms and are encouraged to correct validated errors to resubmit a valid form. Suppliers are provided with guidance on how to correct these validation errors in the form of feedback to their CMRT submission, training courses, and direct engagement help through Assent’s multilingual Supplier Experience team. Since some suppliers may remain unresponsive to feedback, Expro Group Holdings N.V. tracks program gaps to account for future improvement opportunities.
For RY 2024, there were 302 suppliers in scope of the conflict minerals program and 230 provided a complete CMRT. Expro International’s total response rate for this reporting year was 76%.
|
Year |
Suppliers in Scope |
Response Rate |
|
RY 2023 |
486 |
51% |
|
RY 2024 |
302 |
76% |
Through reasonable due diligence practices, Expro Group Holdings N.V. was able to take advantage of a broader set of country-of-origin data to complement efforts in establishing transparency in the supply chain. Based on the findings, Expro Group Holdings N.V. was able to determine all the possible countries minerals (such as 3TGs) used in its product originated from. As such, Expro Group Holdings N.V. can perform further due diligence on the source and chain of custody of the minerals in question.
Our 2024 Expro Group Holdings N.V. CM program has returned a significant improvement of in scope supplier response rates for the reporting period.
Due Diligence
Design of Due Diligence
Expro Group Holdings N.V. designed its due diligence measures to conform, in all material respects, with the framework in the OECD Guidance and the related supplements. The program aligns with the five steps for due diligence that are described by the OECD Guidance and the Company continues to evaluate market expectations for data collection and reporting to achieve continuous improvement opportunities.
Due diligence requires the Company’s necessary reliance on data provided by direct suppliers and third-party audit programs. There is a risk of incomplete or inaccurate data as the process cannot be fully owned by the Company. However, through active risk identification, and risk assessment, as well as continued outreach and process validation, risk gaps can be mitigated. This aligns with industry standards and market expectations for downstream companies’ due diligence.
Due Diligence Performed
1) Establish Strong Company Management Systems
Internal Compliance Team
The Expro Group Holdings N.V. established cross-functional Conflict Minerals Team led by Joerg Gruber – Chief Compliance Officer still meets on a regular basis to discuss our progress of the current year’s campaign.
The Conflict Minerals Compliance Team is responsible for implementing the conflict minerals compliance strategy and briefing senior management about the results of these due diligence efforts.
The Company also uses a third-party service provider, Assent, to assist with evaluating supply chain information regarding 3TGs, identifying potential risks, and in the development and implementation of additional due diligence steps that the Company will undertake with suppliers and/or respective stakeholders in regard to conflict minerals.
The Company leverages Assent’s Managed Services to work with dedicated program specialists who support Expro International’s conflict minerals program. The Company communicates regularly with the Assent team to receive updates on program status. Each member of Assent’s Customer Success team is trained in conflict minerals compliance and understands the intricacies of reporting templates such as CMRT and CMRs, as well as Section 1502 of the Dodd-Frank Act.
Control Systems
The Company expects all suppliers to have policies and procedures in place to ensure that 3TGs used in the production of the products sold to Expro Group Holdings N.V. are “conflict free or responsibly sourced.” This means that the products should not contain minerals (3TGs) sourced from areas that have been identified to be in the presence of widespread human rights abuses and violations of law either directly or indirectly. The Company expects direct suppliers to provide information on the origin of the 3TGs contained in components and materials supplied, including sources of 3TGs that are supplied to them from lower-tier suppliers.
Expro Group Holdings N.V.’s Supplier Code of Conduct applies to all direct suppliers and outlines certain expected behaviors and practices. This code of conduct is based on industry and internationally accepted principles such as the United Nations Guiding Principles on Business and Human Rights and the OECD Due Diligence Guidance.
The Supplier Code of Conduct is provided to all direct suppliers. If a supplier does not meet the Company’s requirements, the relationship with this supplier will be evaluated. The Supplier Code of Conduct is reviewed annually to ensure it continues to align with the industry’s best practices.
Expro Terms and Conditions of Purchase have been updated to include Conflict Minerals language section 21.4 States : Supplier represents, warrants and covenants that, to Supplier’s knowledge after reasonable investigation, the Goods (and any gold, tin, tantalum and/or tungsten procured from a third party for incorporation into the Goods), are, and upon delivery will be, DRC Conflict Free (as such term is defined in the U.S. Securities Exchange Act of 1934, as amended by Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act and the related rules and regulations of the U.S. Securities and Exchange Commission).
Expro Groups ERP system now has the capability to identify our own designed parts / products that could incorporate Conflict Minerals based on material specifications and chemical composition. This now means we can identify our tier 1 suppliers who provide any affected finished equipment to us in a far more targeted reporting approach than what was carried out in the previous reporting period.
Using lessons learned from the previous year’s campaign, we have carried out a far more detailed analysis of our Commercial off-the-shelf spending in 2024. This has enabled us to reduce the number of in-scope suppliers based on actual procured products being out of scope or no procurement activity within the reporting year, rather than our broader commodity-based approach to all metallic and electrical commodities that we used in the previous year.
Supplier Engagement
Expro Group Holdings N.V. has a strong relationship with Tier 1 direct suppliers. As an extremely important part of the supply chain, Expro Group Holdings N.V. has leveraged processes and educational opportunities in order to ensure non-English speaking suppliers have access to a free platform to upload their CMRTs, help desk support, and other multilingual resources. Expro International’s suppliers are able to leverage Assent’s team of supplier support specialists to ensure they receive appropriate support and understand how to properly fill a CMRT. Suppliers are provided with guidance in their native language, if needed.
The Company engages with suppliers directly to request a valid (free of validated errors) CMRT for the products that they supply to the Company. With respect to the OECD requirement to strengthen engagement with suppliers, the Company has developed an internal procedure that includes supplier risk identification process that then leads to further steps of supplier engagement in the form of escalations, such as in-person meetings and/or corrective actions. Feedback from this engagement process has allowed the Company to oversee improvements in supplier responses and supplier compliance for this initiative.
Additionally, the Company’s Conflict Minerals Policy is included in supplier contracts, requiring new suppliers to read and accept the policy as a requirement of doing business with Expro International Group Limited. When entering into or renewing supplier contracts, a clause is added that requires suppliers to provide information about the source of 3TGs and smelters.
The Company continues to place a strong emphasis on supplier education and training. To accomplish this, Assent’s online resources are leveraged, and all in-scope suppliers have been provided with access to their library of conflict minerals training and support resources. Also, Assent’s automated feedback process that notifies suppliers of risks associated with their CMRT submission serves to educate suppliers of certain conflict minerals’ risks and offers practical steps in how they should go about mitigating their risks.
The Company believes that the combination of the Supplier Code of Conduct, Conflict Minerals Policy, and direct engagement with suppliers for conflict minerals training and support constitute a strong supplier engagement program.
Grievance Mechanisms
The Company established multiple longstanding grievance mechanisms whereby employees and suppliers can report violations of Expro Group Holdings N.V. policies, including conflict minerals. Suppliers and others outside of Expro Group Holdings N.V. may contact the Conflict Minerals Team, including to report grievances, via a dedicated email address that is published in the Conflict Minerals Policy and in other communications with suppliers. In addition, employees may anonymously report suspected violations using “Speak - Up”. Any violations are reported to the Corporate Compliance Committee.
Violations or grievances at the industry level can be reported to the RMI directly as well. This can be done at http://www.responsiblemineralsinitiative.org/responsible-minerals-assurance-process/grievance-mechanism/
Maintain Records
The Company has adopted a policy to retain relevant documentation for a period of five years. Through Assent, a document retention policy to retain conflict minerals related documents, including supplier responses to CMRTs and the sources identified within each reporting period, has been implemented. The Company stores all of the information and findings from this process in a database that can be audited by internal or external parties.
2) Identifying & Assessing Risk in the Supply Chain
Supplier Risk Evaluation
Risks associated with Tier 1 suppliers’ due diligence processes were assessed by their declaration responses on a CMRT, which the Assent Compliance Manager identifies automatically based on established criteria. These risks are addressed by Assent staff and members of the Company’s internal Conflict Minerals Team, who engage with suppliers to gather pertinent data and ask for corrective actions if needed, performing an overall assessment of the supplier’s conformity status, which is referred to as “conflict minerals status.”
Risks at the supplier level may include non-responsive suppliers or incomplete CMRTs. In cases where a company-level CMRT (such as when a company declares there are no 3TGs in any of its products) is submitted, Expro Group Holdings N.V. is unable to determine if all of the specified smelters/refiners were used for 3TGs in the products supplied to the Company.
Assent’s supplier risk assessment (flagging suppliers’ risk as high, medium, low) identifies problematic suppliers in a company’s supply chain. The risk assessment is derived from the smelter validation process, which establishes risk at the smelter level via an analysis that considers multiple conflict minerals factors.
Smelter/Refiners Risk Evaluation
Other supply chain risks were identified by assessing the due diligence practices and audit status of smelters/refiners identified in the supply chain by upstream suppliers that listed mineral processing facilities on their CMRT declarations. Assent’s Smelter validation program compared listed facilities into the list of smelters/refiners consolidated by the RMI to ensure that the facilities met the recognized definition of a 3TGs processing facility that was operational during the 2024 calendar year.
Assent determined if the smelter had been audited against a standard in conformance with the OECD Guidance, such as the Responsible Minerals Assurance Process (RMAP). Expro Group Holdings N.V. does not have a direct relationship with smelters/refiners and does not perform direct audits of these entities within their pre-supply chain. Smelters that are conformant to RMAP audit standards are considered to have their sourcing validated as “conflict-free or responsibly sourced.” In cases where the smelter/refiner’s due diligence practices have not been audited against the RMAP standard or when they are considered non-conformant by RMAP, further due diligence steps are followed to notify suppliers reporting these facilities. Smelters/refiners are actively monitored to proactively identify other risks pertaining to conflict minerals.
Each facility that meets the definition of a smelter or refiner of a 3TG mineral is assessed according to red-flag indicators defined in the OECD Guidance. Assent uses numerous factors to determine the level of risk that each smelter poses to the supply chain by identifying red flags. These factors include:
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Geographic proximity to Conflict-Affected and High-Risk Areas. |
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Known mineral source country of origin. |
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RMAP audit status. |
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Credible evidence of unethical or conflict sourcing. |
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Peer assessments conducted by credible third-party sources. |
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Sanctions risks |
Risk mitigation activities are initiated whenever a supplier’s CMRT reports facilities of concern. Through Assent, suppliers with submissions that included any smelters of concern were immediately provided with feedback instructing suppliers to take their own independent risk mitigation actions. Examples include the submission of a product specific CMRT to better identify the connection to products that they supply to Expro International Group Limited. Suppliers are given clear performance objectives within reasonable timeframes with the ultimate goal of progressive elimination of these smelters of concern from the supply chain.
In addition, suppliers are guided to the educational materials mitigating the risks identified through the data collection process.
Suppliers are also evaluated on program strength, which assists in making key risk mitigation decisions as the program progresses. The criteria used to evaluate the strength of the program is based on certain questions in the CMRT related to the suppliers’ conflict minerals practices and policies.
3) Design & Implement A Strategy to Respond to Risks
Together with Assent, Expro Group Holdings N.V. developed processes to assess and respond to the risks identified in the supply chain. Expro Group Holdings N.V. has a risk management plan, through which the conflict minerals program is implemented, managed, and monitored. As the program progresses, escalations are sent to non-responsive suppliers to outline the importance of a response via CMRTs and to outline the required cooperation for compliance with the conflict minerals rules and the Company’s expectations.
Feedback on supplier submissions is given directly to suppliers and educational resources are provided to assist suppliers in corrective action methods or to improve their internal programs. In cases where suppliers have continuously been non-responsive or are not committed to corrective action plans, the Company will assess if replacing that supplier is feasible. The results of the program and risk assessment are shared with the Conflict Minerals Team and the Expro International’s Leadership Team to ensure transparency within the Company.
4) Carry Out Independent Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain
Expro Group Holdings N.V. does not have a direct relationship with any 3TG smelters/refiners and does not perform or direct audits of these entities within the supply chain. Instead, the Company relies on third-party audits of smelters/refiners (industry-recognized audit/assessment programs).
As an example, RMAP uses independent private-sector auditors, and audits the source, including the mines of origin, and the chain of custody of the conflict minerals used by smelters/refiners that agree to participate in the program.
Assent directly engages smelters/refiners that are not currently enrolled in an industry-recognized audit/assessment program to encourage their participation and for those smelters/refiners already conformant to the corresponding program’s standards, Assent thanks them for their efforts on behalf of its compliance partners. Expro Group Holdings N.V. is a signatory of these communications in accordance with the requirements of downstream companies detailed in the OECD Guidance.
5) Report Annually on Supply Chain Due Diligence
Expro Group Holdings N.V. has published the Form SD for the year ended December 31, 2024. This report is available on the Investor Relations section of the Company’s website at https://investors.expro.com/financials/sec-filings. Information found on or accessed through this website is not considered part of this report and is not incorporated by reference herein. Expro Group Holdings N.V. has also publicly filed a Form SD and this report with the U.S. Securities and Exchange Commission (SEC).
This year the Company has also considered impacts from the EU Conflict Minerals Regulation when disclosing details with regards to due diligence efforts. The Company will continue to expand efforts both for transparency through the data collection process and risk evaluation, as well as the disclosure of efforts through the form of public reports.
Due Diligence Results
Supply Chain Outreach Results
Supply chain outreach is required to identify the upstream sources of origin of tin, tantalum, tungsten, and gold. Following the industry standard process, CMRTs are sent to and requested from Tier 1 suppliers, who are expected to follow this process until the smelter and refinery sources are identified. The following is the result of the outreach conducted by Expro Group Holdings N.V. for the 2024 reporting year.
Supply Chain Outreach Metrics
Number of In Scope Suppliers
|
Year |
No of Suppliers |
Response Rate |
|
2023 |
486 |
50.82% |
|
2024 |
302 |
76.16% |
Upstream Data Transparency
Appendix A includes all smelters/refiners that suppliers listed in completed CMRTs that met the recognized definition of a 3TGs processing facility and were operational during the 2024 calendar year.
As is a common practice when requests are sent upstream in the supply chain, those who purchase materials from smelters may not be able to discern exactly which company’s product lines the materials may end up in. As a result, those providing the smelters/refiners have the practice to list all smelters/refiners they may purchase from within the reporting period.
Therefore, the smelters/refiners (as sources) listed in Appendix A are likely to be more comprehensive than the list of smelters/refiners that actually processed the 3TGs contained in the Company’s products.
Although the potential for over-reporting is understood, Expro Group Holdings N.V. has taken measures to validate all smelter/refiner data against validated audit programs and databases intended to verify the material types and mine sources of origin.
Suppliers that identified smelters of concern on their CMRT were contacted in accordance with the OECD Guidance, as stipulated in the previous sections by Assent.
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Status |
Number |
Percentage |
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Low |
120 |
51.17 % |
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Medium |
81 |
35.22% |
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High |
29 |
12.61% |
Country of Origin
Appendix B includes an aggregated list of countries of origin from which the reported facilities collectively source 3TGs, based on reasonable identification of country-of-origin data obtained via Assent’s supply chain database (or other RCOI data, in the scenario Expro Group Holdings N.V. decides to use alternative data sources). As mentioned in the above section, it is understood that overreporting might occur, which could result in Appendix B having more countries than those strictly relevant to the Company’s products.
Steps to Be Taken to Mitigate Risk
For RY 2025, Expro Group Holdings N.V. intends to take the following steps to improve the due diligence conducted to further mitigate any risk that the necessary 3TGs in the Company’s products could originate from Conflict-Affected and High-Risk Areas:
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Continue to evaluate upstream sources through a broader set of tools to evaluate risk. These include, but are not limited to: |
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Using a comprehensive smelter and refinery library with detailed status and notes for each entity. |
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Scanning for verifiable media sources on each smelter and refinery to flag risk issues. |
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Comparing the list of smelters/refiners against government watch and denied parties lists. |
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Seeking to increase our supplier responses in the reporting period 2024, while recognizing that responses will depend on supplier cooperation. |
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Engage with all high-risk suppliers to understand their risk level and the future implications of managing or reducing the risk level to an acceptable standard. |
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Engage with suppliers more closely and provide more information and training resources through Assent regarding responsible sourcing of 3TGs. |
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Encourage suppliers to have due diligence procedures in place for their supply chains to improve the content of the responses from their sub suppliers. |
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Continue to assess the presence of conflict minerals for non Expro engineered products in our relevant supply chain. |
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Continue to assess the presence of conflict minerals at design stage and identify on or engineered part numbering. |
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Continue to include a conflict minerals flow-down clauses in new or renewed supplier contracts, as well as included in the terms and conditions of each purchase order issued. |
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Following the OECD Guidance process, increase the emphasis on clean and validated smelter and refinery information from the supply chain through feedback and detailed smelter analysis. |
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Seek where practicable alternative suppliers that responsibly source necessary conflict minerals. |
Appendix A: Smelter List
Includes: mineral, smelter/refinery name, location
|
Metal |
Smelter Name |
Smelter Facility Location |
Smelter ID |
RMAP Audit Status |
Risk Status |
|
Gold |
Advanced Chemical Company |
United States of America |
CID000015 |
Conformant |
Low Risk |
|
Gold |
Aida Chemical Industries Co., Ltd. |
Japan |
CID000019 |
Conformant |
Low Risk |
|
Gold |
Agosi AG |
Germany |
CID000035 |
Conformant |
Low Risk |
|
Gold |
Almalyk Mining and Metallurgical Complex (AMMC) |
Uzbekistan |
CID000041 |
Conformant |
Medium Risk |
|
Gold |
AngloGold Ashanti Corrego do Sitio Mineracao |
Brazil |
CID000058 |
Conformant |
Low Risk |
|
Gold |
Argor-Heraeus S.A. |
Switzerland |
CID000077 |
Conformant |
Low Risk |
|
Gold |
Asahi Pretec Corp. |
Japan |
CID000082 |
Conformant |
Low Risk |
|
Gold |
Asaka Riken Co., Ltd. |
Japan |
CID000090 |
Conformant |
Low Risk |
|
Gold |
Atasay Kuyumculuk Sanayi Ve Ticaret A.S. |
Turkey |
CID000103 |
Outreach Required |
Low Risk |
|
Gold |
Aurubis AG |
Germany |
CID000113 |
Conformant |
Low Risk |
|
Gold |
Bangko Sentral ng Pilipinas (Central Bank of the Philippines) |
Philippines |
CID000128 |
Conformant |
Low Risk |
|
Gold |
Boliden Ronnskar |
Sweden |
CID000157 |
Conformant |
Low Risk |
|
Gold |
C. Hafner GmbH + Co. KG |
Germany |
CID000176 |
Conformant |
Low Risk |
|
Gold |
Caridad |
Mexico |
CID000180 |
Outreach Required |
Low Risk |
|
Gold |
CCR Refinery - Glencore Canada Corporation |
Canada |
CID000185 |
Conformant |
Low Risk |
|
Gold |
Cendres + Metaux S.A. |
Switzerland |
CID000189 |
Non Conformant |
Medium Risk |
|
Gold |
Yunnan Copper Industry Co., Ltd. |
China |
CID000197 |
Outreach Required |
High Risk |
|
Gold |
Chimet S.p.A. |
Italy |
CID000233 |
Conformant |
Low Risk |
|
Gold |
Chugai Mining |
Japan |
CID000264 |
Conformant |
Low Risk |
|
Gold |
Daye Non-Ferrous Metals Mining Ltd. |
China |
CID000343 |
Outreach Required |
Medium Risk |
|
Gold |
DSC (Do Sung Corporation) |
Korea, Republic of |
CID000359 |
Conformant |
Low Risk |
|
Gold |
Dowa |
Japan |
CID000401 |
Conformant |
Medium Risk |
|
Gold |
Eco-System Recycling Co., Ltd. East Plant |
Japan |
CID000425 |
Conformant |
Low Risk |
|
Gold |
JSC Novosibirsk Refinery |
Russian Federation |
CID000493 |
RMI Due Diligence Review - Unable to Proceed |
High Risk |
|
Gold |
Refinery of Seemine Gold Co., Ltd. |
China |
CID000522 |
Outreach Required |
Medium Risk |
|
Gold |
Guoda Safina High-Tech Environmental Refinery Co., Ltd. |
China |
CID000651 |
Outreach Required |
Medium Risk |
|
Gold |
Hangzhou Fuchunjiang Smelting Co., Ltd. |
China |
CID000671 |
Outreach Required |
Medium Risk |
|
Gold |
LT Metal Ltd. |
Korea, Republic of |
CID000689 |
Conformant |
Low Risk |
|
Gold |
Heimerle + Meule GmbH |
Germany |
CID000694 |
Conformant |
Low Risk |
|
Gold |
Heraeus Metals Hong Kong Ltd. |
China |
CID000707 |
Conformant |
Low Risk |
|
Gold |
Heraeus Germany GmbH Co. KG |
Germany |
CID000711 |
Conformant |
Low Risk |
|
Gold |
Hunan Chenzhou Mining Co., Ltd. |
China |
CID000767 |
Outreach Required |
Medium Risk |
|
Gold |
Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. |
China |
CID000773 |
Outreach Required |
Medium Risk |
|
Gold |
HwaSeong CJ CO., LTD. |
Korea, Republic of |
CID000778 |
Communication Suspended - Not Interested |
Medium Risk |
|
Gold |
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. |
China |
CID000801 |
Conformant |
Low Risk |
|
Gold |
Ishifuku Metal Industry Co., Ltd. |
Japan |
CID000807 |
Conformant |
Low Risk |
|
Gold |
Istanbul Gold Refinery |
Turkey |
CID000814 |
Conformant |
Low Risk |
|
Gold |
Japan Mint |
Japan |
CID000823 |
Conformant |
Low Risk |
|
Gold |
Jiangxi Copper Co., Ltd. |
China |
CID000855 |
Conformant |
Low Risk |
|
Gold |
Asahi Refining USA Inc. |
United States of America |
CID000920 |
Conformant |
Low Risk |
|
Gold |
Asahi Refining Canada Ltd. |
Canada |
CID000924 |
Conformant |
Low Risk |
|
Gold |
JSC Ekaterinburg Non-Ferrous Metal Processing Plant |
Russian Federation |
CID000927 |
RMI Due Diligence Review - Unable to Proceed |
High Risk |
|
Gold |
JSC Uralelectromed |
Russian Federation |
CID000929 |
RMI Due Diligence Review - Unable to Proceed |
High Risk |
|
Gold |
JX Nippon Mining & Metals Co., Ltd. |
Japan |
CID000937 |
Conformant |
Low Risk |
|
Gold |
Kazakhmys Smelting LLC |
Kazakhstan |
CID000956 |
Outreach Required |
Low Risk |
|
Gold |
Kazzinc |
Kazakhstan |
CID000957 |
Conformant |
Low Risk |
|
Gold |
Kennecott Utah Copper LLC |
United States of America |
CID000969 |
Conformant |
Low Risk |
|
Gold |
Kojima Chemicals Co., Ltd. |
Japan |
CID000981 |
Conformant |
Low Risk |
|
Gold |
Kyrgyzaltyn JSC |
Kyrgyzstan |
CID001029 |
Non Conformant |
Medium Risk |
|
Gold |
L'azurde Company For Jewelry |
Saudi Arabia |
CID001032 |
RMI Due Diligence Review - Unable to Proceed |
Medium Risk |
|
Gold |
Lingbao Gold Co., Ltd. |
China |
CID001056 |
Outreach Required |
High Risk |
|
Gold |
Lingbao Jinyuan Tonghui Refinery Co., Ltd. |
China |
CID001058 |
Outreach Required |
Medium Risk |
|
Gold |
LS MnM Inc. |
Korea, Republic of |
CID001078 |
Conformant |
Low Risk |
|
Gold |
Luoyang Zijin Yinhui Gold Refinery Co., Ltd. |
China |
CID001093 |
Outreach Required |
Medium Risk |
|
Gold |
Materion |
United States of America |
CID001113 |
Conformant |
Low Risk |
|
Gold |
Matsuda Sangyo Co., Ltd. |
Japan |
CID001119 |
Conformant |
Low Risk |
|
Gold |
Metalor Technologies (Suzhou) Ltd. |
China |
CID001147 |
Conformant |
Low Risk |
|
Gold |
Metalor Technologies (Hong Kong) Ltd. |
China |
CID001149 |
Conformant |
Medium Risk |
|
Gold |
Metalor Technologies (Singapore) Pte., Ltd. |
Singapore |
CID001152 |
Conformant |
Low Risk |
|
Gold |
Metalor Technologies S.A. |
Switzerland |
CID001153 |
Conformant |
Low Risk |
|
Gold |
Metalor USA Refining Corporation |
United States of America |
CID001157 |
Conformant |
Low Risk |
|
Gold |
Metalurgica Met-Mex Penoles S.A. De C.V. |
Mexico |
CID001161 |
Conformant |
Low Risk |
|
Gold |
Mitsubishi Materials Corporation |
Japan |
CID001188 |
Conformant |
Medium Risk |
|
Gold |
Mitsui Mining and Smelting Co., Ltd. |
Japan |
CID001193 |
Conformant |
Low Risk |
|
Gold |
Moscow Special Alloys Processing Plant |
Russian Federation |
CID001204 |
RMI Due Diligence Review - Unable to Proceed |
High Risk |
|
Gold |
Nadir Metal Rafineri San. Ve Tic. A.S. |
Turkey |
CID001220 |
Conformant |
Low Risk |
|
Gold |
Navoi Mining and Metallurgical Combinat |
Uzbekistan |
CID001236 |
Conformant |
Low Risk |
|
Gold |
Nihon Material Co., Ltd. |
Japan |
CID001259 |
Conformant |
Medium Risk |
|
Gold |
Ohura Precious Metal Industry Co., Ltd. |
Japan |
CID001325 |
Conformant |
Low Risk |
|
Gold |
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) |
Russian Federation |
CID001326 |
RMI Due Diligence Review - Unable to Proceed |
High Risk |
|
Gold |
MKS PAMP SA |
Switzerland |
CID001352 |
Conformant |
Low Risk |
|
Gold |
Penglai Penggang Gold Industry Co., Ltd. |
China |
CID001362 |
Outreach Required |
Medium Risk |
|
Gold |
Prioksky Plant of Non-Ferrous Metals |
Russian Federation |
CID001386 |
RMI Due Diligence Review - Unable to Proceed |
High Risk |
|
Gold |
PT Aneka Tambang (Persero) Tbk |
Indonesia |
CID001397 |
Conformant |
Low Risk |
|
Gold |
PX Precinox S.A. |
Switzerland |
CID001498 |
Conformant |
Low Risk |
|
Gold |
Rand Refinery (Pty) Ltd. |
South Africa |
CID001512 |
Conformant |
Medium Risk |
|
Gold |
Royal Canadian Mint |
Canada |
CID001534 |
Conformant |
Low Risk |
|
Gold |
Sabin Metal Corp. |
United States of America |
CID001546 |
Communication Suspended - Not Interested |
Medium Risk |
|
Gold |
Samduck Precious Metals |
Korea, Republic of |
CID001555 |
Non Conformant |
High Risk |
|
Gold |
Samwon Metals Corp. |
Korea, Republic of |
CID001562 |
Communication Suspended - Not Interested |
Medium Risk |
|
Gold |
SEMPSA Joyeria Plateria S.A. |
Spain |
CID001585 |
Conformant |
Low Risk |
|
Gold |
Shandong Tiancheng Biological Gold Industrial Co., Ltd. |
China |
CID001619 |
Outreach Required |
Medium Risk |
|
Gold |
Shandong Zhaojin Gold & Silver Refinery Co., Ltd. |
China |
CID001622 |
Conformant |
Medium Risk |
|
Gold |
Sichuan Tianze Precious Metals Co., Ltd. |
China |
CID001736 |
Conformant |
Low Risk |
|
Gold |
SOE Shyolkovsky Factory of Secondary Precious Metals |
Russian Federation |
CID001756 |
RMI Due Diligence Review - Unable to Proceed |
High Risk |
|
Gold |
Solar Applied Materials Technology Corp. |
Taiwan, Province of China |
CID001761 |
Conformant |
Low Risk |
|
Gold |
Sumitomo Metal Mining Co., Ltd. |
Japan |
CID001798 |
Conformant |
Low Risk |
|
Gold |
Super Dragon Technology Co., Ltd. |
Taiwan, Province of China |
CID001810 |
Outreach Required |
Medium Risk |
|
Gold |
Tanaka Kikinzoku Kogyo K.K. |
Japan |
CID001875 |
Conformant |
Low Risk |
|
Gold |
Great Wall Precious Metals Co., Ltd. of CBPM |
China |
CID001909 |
Outreach Required |
Medium Risk |
|
Gold |
Shandong Gold Smelting Co., Ltd. |
China |
CID001916 |
Conformant |
Medium Risk |
|
Gold |
Tokuriki Honten Co., Ltd. |
Japan |
CID001938 |
Conformant |
Low Risk |
|
Gold |
Tongling Nonferrous Metals Group Co., Ltd. |
China |
CID001947 |
Outreach Required |
Medium Risk |
|
Gold |
Torecom |
Korea, Republic of |
CID001955 |
Non Conformant |
Medium Risk |
|
Gold |
Umicore S.A. Business Unit Precious Metals Refining |
Belgium |
CID001980 |
Conformant |
Low Risk |
|
Gold |
United Precious Metal Refining, Inc. |
United States of America |
CID001993 |
Conformant |
Low Risk |
|
Gold |
Valcambi S.A. |
Switzerland |
CID002003 |
Conformant |
Low Risk |
|
Gold |
Western Australian Mint (T/a The Perth Mint) |
Australia |
CID002030 |
Conformant |
Low Risk |
|
Gold |
Yamakin Co., Ltd. |
Japan |
CID002100 |
Conformant |
Low Risk |
|
Gold |
Yokohama Metal Co., Ltd. |
Japan |
CID002129 |
Conformant |
Medium Risk |
|
Gold |
Zhongyuan Gold Smelter of Zhongjin Gold Corporation |
China |
CID002224 |
Conformant |
Low Risk |
|
Gold |
Gold Refinery of Zijin Mining Group Co., Ltd. |
China |
CID002243 |
Conformant |
Medium Risk |
|
Gold |
Morris and Watson |
New Zealand |
CID002282 |
Outreach Required |
Low Risk |
|
Gold |
SAFINA A.S. |
Czechia |
CID002290 |
Conformant |
Low Risk |
|
Gold |
Guangdong Jinding Gold Limited |
China |
CID002312 |
Outreach Required |
Medium Risk |
|
Gold |
Umicore Precious Metals Thailand |
Thailand |
CID002314 |
Non Conformant |
Medium Risk |
|
Gold |
MMTC-PAMP India Pvt., Ltd. |
India |
CID002509 |
Conformant |
Medium Risk |
|
Gold |
KGHM Polska Miedz Spolka Akcyjna |
Poland |
CID002511 |
Conformant |
Low Risk |
|
Gold |
Fidelity Printers and Refiners Ltd. |
Zimbabwe |
CID002515 |
RMI Due Diligence Review - Unable to Proceed |
High Risk |
|
Gold |
Singway Technology Co., Ltd. |
Taiwan, Province of China |
CID002516 |
Non Conformant |
Medium Risk |
|
Gold |
Shandong Humon Smelting Co., Ltd. |
China |
CID002525 |
Outreach Required |
Medium Risk |
|
Gold |
Shenzhen Zhonghenglong Real Industry Co., Ltd. |
China |
CID002527 |
Outreach Required |
Medium Risk |
|
Gold |
Al Etihad Gold Refinery DMCC |
United Arab Emirates |
CID002560 |
Non Conformant |
Medium Risk |
|
Gold |
Emirates Gold DMCC |
United Arab Emirates |
CID002561 |
Non Conformant |
High Risk |
|
Gold |
International Precious Metal Refiners |
United Arab Emirates |
CID002562 |
Outreach Required |
Medium Risk |
|
Gold |
Kaloti Precious Metals |
United Arab Emirates |
CID002563 |
RMI Due Diligence Review - Unable to Proceed |
High Risk |
|
Gold |
Sudan Gold Refinery |
Sudan |
CID002567 |
Outreach Required |
High Risk |
|
Gold |
T.C.A S.p.A |
Italy |
CID002580 |
Conformant |
Low Risk |
|
Gold |
REMONDIS PMR B.V. |
Netherlands |
CID002582 |
Conformant |
Low Risk |
|
Gold |
Fujairah Gold FZC |
United Arab Emirates |
CID002584 |
Outreach Required |
Medium Risk |
|
Gold |
Industrial Refining Company |
Belgium |
CID002587 |
Non Conformant |
High Risk |
|
Gold |
Shirpur Gold Refinery Ltd. |
India |
CID002588 |
Outreach Required |
Medium Risk |
|
Gold |
Korea Zinc Co., Ltd. |
Korea, Republic of |
CID002605 |
Conformant |
Low Risk |
|
Gold |
Marsam Metals |
Brazil |
CID002606 |
Non Conformant |
Medium Risk |
|
Gold |
TOO Tau-Ken-Altyn |
Kazakhstan |
CID002615 |
Conformant |
Low Risk |
|
Gold |
Abington Reldan Metals, LLC |
United States of America |
CID002708 |
Conformant |
Low Risk |
|
Gold |
Shenzhen CuiLu Gold Co., Ltd. |
China |
CID002750 |
Outreach Required |
Medium Risk |
|
Gold |
Albino Mountinho Lda. |
Portugal |
CID002760 |
Outreach Required |
Low Risk |
|
Gold |
SAAMP |
France |
CID002761 |
Non Conformant |
Medium Risk |
|
Gold |
L'Orfebre S.A. |
Andorra |
CID002762 |
Non Conformant |
Medium Risk |
|
Gold |
8853 S.p.A. |
Italy |
CID002763 |
Non Conformant |
Medium Risk |
|
Gold |
Italpreziosi |
Italy |
CID002765 |
Conformant |
Low Risk |
|
Gold |
WIELAND Edelmetalle GmbH |
Germany |
CID002778 |
Conformant |
Low Risk |
|
Gold |
Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH |
Austria |
CID002779 |
Non Conformant |
Medium Risk |
|
Gold |
AU Traders and Refiners |
South Africa |
CID002850 |
Non Conformant |
High Risk |
|
Gold |
GGC Gujrat Gold Centre Pvt. Ltd. |
India |
CID002852 |
Non Conformant |
High Risk |
|
Gold |
Sai Refinery |
India |
CID002853 |
Outreach Required |
Medium Risk |
|
Gold |
Modeltech Sdn Bhd |
Malaysia |
CID002857 |
Non Conformant |
Medium Risk |
|
Gold |
Bangalore Refinery |
India |
CID002863 |
Active |
Medium Risk |
|
Gold |
Kyshtym Copper-Electrolytic Plant ZAO |
Russian Federation |
CID002865 |
RMI Due Diligence Review - Unable to Proceed |
High Risk |
|
Gold |
Degussa Sonne / Mond Goldhandel GmbH |
Germany |
CID002867 |
Outreach Required |
Low Risk |
|
Gold |
Pease & Curren |
United States of America |
CID002872 |
Communication Suspended - Not Interested |
Medium Risk |
|
Gold |
JALAN & Company |
India |
CID002893 |
Outreach Required |
Medium Risk |
|
Gold |
SungEel HiMetal Co., Ltd. |
Korea, Republic of |
CID002918 |
Conformant |
Low Risk |
|
Gold |
Planta Recuperadora de Metales SpA |
Chile |
CID002919 |
Conformant |
Low Risk |
|
Gold |
ABC Refinery Pty Ltd. |
Australia |
CID002920 |
Outreach Required |
Low Risk |
|
Gold |
Safimet S.p.A |
Italy |
CID002973 |
Non Conformant |
Medium Risk |
|
Gold |
State Research Institute Center for Physical Sciences and Technology |
Lithuania |
CID003153 |
Outreach Required |
Medium Risk |
|
Gold |
African Gold Refinery |
Uganda |
CID003185 |
RMI Due Diligence Review - Unable to Proceed |
High Risk |
|
Gold |
Gold Coast Refinery |
Ghana |
CID003186 |
Outreach Required |
Medium Risk |
|
Gold |
NH Recytech Company |
Korea, Republic of |
CID003189 |
Conformant |
Low Risk |
|
Gold |
QG Refining, LLC |
United States of America |
CID003324 |
Outreach Required |
Medium Risk |
|
Gold |
Dijllah Gold Refinery FZC |
United Arab Emirates |
CID003348 |
Outreach Required |
Medium Risk |
|
Gold |
CGR Metalloys Pvt Ltd. |
India |
CID003382 |
Outreach Required |
Medium Risk |
|
Gold |
Sovereign Metals |
India |
CID003383 |
Outreach Required |
High Risk |
|
Gold |
Eco-System Recycling Co., Ltd. North Plant |
Japan |
CID003424 |
Conformant |
Low Risk |
|
Gold |
Eco-System Recycling Co., Ltd. West Plant |
Japan |
CID003425 |
Conformant |
Low Risk |
|
Gold |
Augmont Enterprises Private Limited |
India |
CID003461 |
Non Conformant |
Medium Risk |
|
Gold |
Kundan Care Products Ltd. |
India |
CID003463 |
Outreach Required |
High Risk |
|
Gold |
Emerald Jewel Industry India Limited (Unit 1) |
India |
CID003487 |
Outreach Required |
Medium Risk |
|
Gold |
Emerald Jewel Industry India Limited (Unit 2) |
India |
CID003488 |
Outreach Required |
Medium Risk |
|
Gold |
Emerald Jewel Industry India Limited (Unit 3) |
India |
CID003489 |
Outreach Required |
Medium Risk |
|
Gold |
Emerald Jewel Industry India Limited (Unit 4) |
India |
CID003490 |
Outreach Required |
Medium Risk |
|
Gold |
K.A. Rasmussen |
Norway |
CID003497 |
Outreach Required |
Medium Risk |
|
Gold |
Alexy Metals |
United States of America |
CID003500 |
Non Conformant |
Medium Risk |
|
Gold |
MD Overseas |
India |
CID003548 |
Outreach Required |
Medium Risk |
|
Gold |
Metallix Refining Inc. |
United States of America |
CID003557 |
Outreach Required |
Low Risk |
|
Gold |
Metal Concentrators SA (Pty) Ltd. |
South Africa |
CID003575 |
Conformant |
Low Risk |
|
Gold |
WEEEREFINING |
France |
CID003615 |
Conformant |
Low Risk |
|
Gold |
Gold by Gold Colombia |
Colombia |
CID003641 |
Conformant |
Low Risk |
|
Gold |
Dongwu Gold Group |
China |
CID003663 |
Outreach Required |
Medium Risk |
|
Gold |
Sam Precious Metals |
United Arab Emirates |
CID003666 |
In Communication |
Medium Risk |
|
Gold |
Coimpa Industrial LTDA |
Brazil |
CID004010 |
Conformant |
Low Risk |
|
Gold |
SHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD. |
China |
CID004435 |
Outreach Required |
Medium Risk |
|
Gold |
GG Refinery Ltd. |
Tanzania, United Republic of |
CID004506 |
Conformant |
Low Risk |
|
Gold |
Attero Recycling Pvt Ltd |
India |
CID004697 |
Outreach Required |
Medium Risk |
|
Gold |
Impala Platinum - Platinum Metals Refinery (PMR) |
South Africa |
CID004714 |
Active |
Medium Risk |
|
Gold |
Elite Industech Co., Ltd. |
Taiwan, Province of China |
CID004755 |
Conformant |
Low Risk |
|
Gold |
TITAN COMPANY LIMITED, JEWELLERY DIVISION |
India |
CID004491 |
Active |
Medium Risk |
|
Gold |
Minera Titán del Perú SRL (MTP) - Belen Plant |
Peru |
CID005014 |
Active |
Low Risk |
|
Gold |
NOBLE METAL SERVICES |
United States of America |
CID003690 |
Outreach Required |
Low Risk |
|
Tantalum |
Guangdong Rising Rare Metals-EO Materials Ltd. |
China |
CID000291 |
Conformant |
Medium Risk |
|
Tantalum |
F&X Electro-Materials Ltd. |
China |
CID000460 |
Conformant |
Medium Risk |
|
Tantalum |
XIMEI RESOURCES (GUANGDONG) LIMITED |
China |
CID000616 |
Conformant |
Medium Risk |
|
Tantalum |
JiuJiang JinXin Nonferrous Metals Co., Ltd. |
China |
CID000914 |
Conformant |
Medium Risk |
|
Tantalum |
Jiujiang Tanbre Co., Ltd. |
China |
CID000917 |
Conformant |
Medium Risk |
|
Tantalum |
AMG Brasil |
Brazil |
CID001076 |
Conformant |
Low Risk |
|
Tantalum |
Metallurgical Products India Pvt., Ltd. |
India |
CID001163 |
Conformant |
Low Risk |
|
Tantalum |
Mineracao Taboca S.A. |
Brazil |
CID001175 |
Conformant |
Low Risk |
|
Tantalum |
Mitsui Mining and Smelting Co., Ltd. |
Japan |
CID001192 |
Conformant |
Medium Risk |
|
Tantalum |
NPM Silmet AS |
Estonia |
CID001200 |
Conformant |
Low Risk |
|
Tantalum |
Ningxia Orient Tantalum Industry Co., Ltd. |
China |
CID001277 |
Conformant |
Medium Risk |
|
Tantalum |
QuantumClean |
United States of America |
CID001508 |
Conformant |
Low Risk |
|
Tantalum |
Yanling Jincheng Tantalum & Niobium Co., Ltd. |
China |
CID001522 |
Conformant |
Low Risk |
|
Tantalum |
Solikamsk Magnesium Works OAO |
Russian Federation |
CID001769 |
RMI Due Diligence Review - Unable to Proceed |
High Risk |
|
Tantalum |
Taki Chemical Co., Ltd. |
Japan |
CID001869 |
Conformant |
Low Risk |
|
Tantalum |
Telex Metals |
United States of America |
CID001891 |
Conformant |
Low Risk |
|
Tantalum |
Ulba Metallurgical Plant JSC |
Kazakhstan |
CID001969 |
Conformant |
Low Risk |
|
Tantalum |
Hengyang King Xing Lifeng New Materials Co., Ltd. |
China |
CID002492 |
Conformant |
Low Risk |
|
Tantalum |
D Block Metals, LLC |
United States of America |
CID002504 |
Conformant |
Low Risk |
|
Tantalum |
FIR Metals & Resource Ltd. |
China |
CID002505 |
Conformant |
Low Risk |
|
Tantalum |
Jiujiang Zhongao Tantalum & Niobium Co., Ltd. |
China |
CID002506 |
Conformant |
Medium Risk |
|
Tantalum |
Jiangxi Dinghai Tantalum & Niobium Co., Ltd. |
China |
CID002512 |
Conformant |
Low Risk |
|
Tantalum |
KEMET de Mexico |
Mexico |
CID002539 |
Conformant |
Low Risk |
|
Tantalum |
TANIOBIS Co., Ltd. |
Thailand |
CID002544 |
Conformant |
Medium Risk |
|
Tantalum |
TANIOBIS GmbH |
Germany |
CID002545 |
Conformant |
Low Risk |
|
Tantalum |
Materion Newton Inc. |
United States of America |
CID002548 |
Conformant |
Low Risk |
|
Tantalum |
TANIOBIS Japan Co., Ltd. |
Japan |
CID002549 |
Conformant |
Medium Risk |
|
Tantalum |
TANIOBIS Smelting GmbH & Co. KG |
Germany |
CID002550 |
Conformant |
Low Risk |
|
Tantalum |
Global Advanced Metals Boyertown |
United States of America |
CID002557 |
Conformant |
Low Risk |
|
Tantalum |
Global Advanced Metals Aizu |
Japan |
CID002558 |
Conformant |
Medium Risk |
|
Tantalum |
Resind Industria e Comercio Ltda. |
Brazil |
CID002707 |
Conformant |
Low Risk |
|
Tantalum |
Jiangxi Tuohong New Raw Material |
China |
CID002842 |
Conformant |
Low Risk |
|
Tantalum |
RFH Yancheng Jinye New Material Technology Co., Ltd. |
China |
CID003583 |
Conformant |
Low Risk |
|
Tantalum |
5D Production OU |
Estonia |
CID003926 |
Outreach Required |
Low Risk |
|
Tantalum |
PowerX Ltd. |
Rwanda |
CID004054 |
Conformant |
Low Risk |
|
Tantalum |
Jiangxi Sanshi Nonferrous Metals Co., Ltd |
China |
CID004813 |
In Communication |
Medium Risk |
|
Tin |
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. |
China |
CID000228 |
Conformant |
Medium Risk |
|
Tin |
Alpha |
United States of America |
CID000292 |
Conformant |
Low Risk |
|
Tin |
PT Premium Tin Indonesia |
Indonesia |
CID000313 |
Conformant |
Medium Risk |
|
Tin |
Dowa |
Japan |
CID000402 |
Conformant |
Low Risk |
|
Tin |
EM Vinto |
Bolivia (Plurinational State of) |
CID000438 |
Conformant |
Low Risk |
|
Tin |
Estanho de Rondonia S.A. |
Brazil |
CID000448 |
Conformant |
Low Risk |
|
Tin |
Fenix Metals |
Poland |
CID000468 |
Conformant |
Low Risk |
|
Tin |
Gejiu Non-Ferrous Metal Processing Co., Ltd. |
China |
CID000538 |
Conformant |
Medium Risk |
|
Tin |
Gejiu Zili Mining And Metallurgy Co., Ltd. |
China |
CID000555 |
Non Conformant |
High Risk |
|
Tin |
Gejiu Kai Meng Industry and Trade LLC |
China |
CID000942 |
Non Conformant |
High Risk |
|
Tin |
China Tin Group Co., Ltd. |
China |
CID001070 |
Conformant |
Medium Risk |
|
Tin |
Malaysia Smelting Corporation (MSC) |
Malaysia |
CID001105 |
Conformant |
Medium Risk |
|
Tin |
Metallic Resources, Inc. |
United States of America |
CID001142 |
Conformant |
Low Risk |
|
Tin |
Mineracao Taboca S.A. |
Brazil |
CID001173 |
Conformant |
Low Risk |
|
Tin |
Minsur |
Peru |
CID001182 |
Conformant |
Low Risk |
|
Tin |
Mitsubishi Materials Corporation |
Japan |
CID001191 |
Conformant |
Low Risk |
|
Tin |
Jiangxi New Nanshan Technology Ltd. |
China |
CID001231 |
Conformant |
Medium Risk |
|
Tin |
Novosibirsk Tin Combine |
Russian Federation |
CID001305 |
RMI Due Diligence Review - Unable to Proceed |
High Risk |
|
Tin |
O.M. Manufacturing (Thailand) Co., Ltd. |
Thailand |
CID001314 |
Conformant |
Low Risk |
|
Tin |
Operaciones Metalurgicas S.A. |
Bolivia (Plurinational State of) |
CID001337 |
Conformant |
Low Risk |
|
Tin |
PT Mitra Stania Prima |
Indonesia |
CID001453 |
Conformant |
Medium Risk |
|
Tin |
PT Timah Tbk Kundur |
Indonesia |
CID001477 |
Conformant |
Medium Risk |
|
Tin |
PT Timah Tbk Mentok |
Indonesia |
CID001482 |
Conformant |
Medium Risk |
|
Tin |
Rui Da Hung |
Taiwan, Province of China |
CID001539 |
Conformant |
Medium Risk |
|
Tin |
Thaisarco |
Thailand |
CID001898 |
Conformant |
Medium Risk |
|
Tin |
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. |
China |
CID001908 |
Non Conformant |
Medium Risk |
|
Tin |
VQB Mineral and Trading Group JSC |
Viet Nam |
CID002015 |
Outreach Required |
High Risk |
|
Tin |
White Solder Metalurgia e Mineracao Ltda. |
Brazil |
CID002036 |
Conformant |
Low Risk |
|
Tin |
Yunnan Chengfeng Non-ferrous Metals Co., Ltd. |
China |
CID002158 |
Conformant |
Medium Risk |
|
Tin |
Tin Smelting Branch of Yunnan Tin Co., Ltd. |
China |
CID002180 |
Conformant |
Low Risk |
|
Tin |
Magnu's Minerais Metais e Ligas Ltda. |
Brazil |
CID002468 |
Conformant |
Low Risk |
|
Tin |
Melt Metais e Ligas S.A. |
Brazil |
CID002500 |
Active |
Medium Risk |
|
Tin |
PT ATD Makmur Mandiri Jaya |
Indonesia |
CID002503 |
Conformant |
Medium Risk |
|
Tin |
O.M. Manufacturing Philippines, Inc. |
Philippines |
CID002517 |
Conformant |
Medium Risk |
|
Tin |
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company |
Viet Nam |
CID002572 |
Non Conformant |
Medium Risk |
|
Tin |
Nghe Tinh Non-Ferrous Metals Joint Stock Company |
Viet Nam |
CID002573 |
Outreach Required |
High Risk |
|
Tin |
Tuyen Quang Non-Ferrous Metals Joint Stock Company |
Viet Nam |
CID002574 |
Outreach Required |
Medium Risk |
|
Tin |
PT Rajehan Ariq |
Indonesia |
CID002593 |
Conformant |
Medium Risk |
|
Tin |
PT Cipta Persada Mulia |
Indonesia |
CID002696 |
Conformant |
Low Risk |
|
Tin |
An Vinh Joint Stock Mineral Processing Company |
Viet Nam |
CID002703 |
Outreach Required |
Medium Risk |
|
Tin |
Resind Industria e Comercio Ltda. |
Brazil |
CID002706 |
Conformant |
Low Risk |
|
Tin |
Super Ligas |
Brazil |
CID002756 |
Conformant |
Low Risk |
|
Tin |
Aurubis Beerse |
Belgium |
CID002773 |
Conformant |
Low Risk |
|
Tin |
Aurubis Berango |
Spain |
CID002774 |
Conformant |
Low Risk |
|
Tin |
HuiChang Hill Tin Industry Co., Ltd. |
China |
CID002844 |
Conformant |
Low Risk |
|
Tin |
Modeltech Sdn Bhd |
Malaysia |
CID002858 |
Non Conformant |
Medium Risk |
|
Tin |
Guangdong Hanhe Non-Ferrous Metal Co., Ltd. |
China |
CID003116 |
Conformant |
Medium Risk |
|
Tin |
Chifeng Dajingzi Tin Industry Co., Ltd. |
China |
CID003190 |
Conformant |
Low Risk |
|
Tin |
Pongpipat Company Limited |
Myanmar |
CID003208 |
Outreach Required |
High Risk |
|
Tin |
Tin Technology & Refining |
United States of America |
CID003325 |
Conformant |
Low Risk |
|
Tin |
Dongguan CiEXPO Environmental Engineering Co., Ltd. |
China |
CID003356 |
Non Conformant |
Medium Risk |
|
Tin |
Ma'anshan Weitai Tin Co., Ltd. |
China |
CID003379 |
Non Conformant |
Medium Risk |
|
Tin |
Luna Smelter, Ltd. |
Rwanda |
CID003387 |
Conformant |
Medium Risk |
|
Tin |
Yunnan Yunfan Non-ferrous Metals Co., Ltd. |
China |
CID003397 |
Conformant |
Medium Risk |
|
Tin |
Precious Minerals and Smelting Limited |
India |
CID003409 |
Non Conformant |
Medium Risk |
|
Tin |
Gejiu City Fuxiang Industry and Trade Co., Ltd. |
China |
CID003410 |
Outreach Required |
Medium Risk |
|
Tin |
PT Mitra Sukses Globalindo |
Indonesia |
CID003449 |
Conformant |
Low Risk |
|
Tin |
CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda |
Brazil |
CID003486 |
Conformant |
Low Risk |
|
Tin |
CRM Synergies |
Spain |
CID003524 |
Conformant |
Low Risk |
|
Tin |
Fabrica Auricchio Industria e Comercio Ltda. |
Brazil |
CID003582 |
Non Conformant |
Medium Risk |
|
Tin |
PT Putera Sarana Shakti (PT PSS) |
Indonesia |
CID003868 |
Conformant |
Low Risk |
|
Tin |
Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD. |
Japan |
CID004403 |
Conformant |
Low Risk |
|
Tin |
Malaysia Smelting Corporation Berhad (Port Klang) |
Malaysia |
CID004434 |
Conformant |
Low Risk |
|
Tin |
Woodcross Smelting Company Limited |
Uganda |
CID004724 |
Conformant |
Low Risk |
|
Tin |
PT Prima Timah Utama |
Indonesia |
CID001458 |
Conformant |
Medium Risk |
|
Tin |
CV Ayi Jaya |
Indonesia |
CID002570 |
Conformant |
Medium Risk |
|
Tin |
PT Bangka Prima Tin |
Indonesia |
CID002776 |
Conformant |
Medium Risk |
|
Tin |
Mining Minerals Resources SARL |
Congo, Democratic Republic of The |
CID004065 |
Conformant |
Medium Risk |
|
Tin |
Global Advanced Metals Greenbushes Pty Ltd. |
Australia |
CID004754 |
Conformant |
Low Risk |
|
Tin |
RIKAYAA GREENTECH PRIVATE LIMITED |
India |
CID004692 |
Outreach Required |
Medium Risk |
|
Tin |
Longnan Chuangyue Environmental Protection Technology Development Co., Ltd |
China |
CID004796 |
Outreach Required |
Medium Risk |
|
Tungsten |
A.L.M.T. Corp. |
Japan |
CID000004 |
Conformant |
Medium Risk |
|
Tungsten |
Kennametal Huntsville |
United States of America |
CID000105 |
Conformant |
Low Risk |
|
Tungsten |
Guangdong Xianglu Tungsten Co., Ltd. |
China |
CID000218 |
Conformant |
Low Risk |
|
Tungsten |
Chongyi Zhangyuan Tungsten Co., Ltd. |
China |
CID000258 |
Conformant |
Medium Risk |
|
Tungsten |
CNMC (Guangxi) PGMA Co., Ltd. |
China |
CID000281 |
Outreach Required |
Medium Risk |
|
Tungsten |
Global Tungsten & Powders LLC |
United States of America |
CID000568 |
Conformant |
Low Risk |
|
Tungsten |
Hunan Jintai New Material Co., Ltd. |
China |
CID000769 |
Non Conformant |
High Risk |
|
Tungsten |
Japan New Metals Co., Ltd. |
Japan |
CID000825 |
Conformant |
Medium Risk |
|
Tungsten |
Kennametal Fallon |
United States of America |
CID000966 |
Conformant |
Low Risk |
|
Tungsten |
Wolfram Bergbau und Hutten AG |
Austria |
CID002044 |
Conformant |
Low Risk |
|
Tungsten |
Xiamen Tungsten Co., Ltd. |
China |
CID002082 |
Conformant |
Medium Risk |
|
Tungsten |
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. |
China |
CID002313 |
Communication Suspended - Not Interested |
Medium Risk |
|
Tungsten |
Ganzhou Jiangwu Ferrotungsten Co., Ltd. |
China |
CID002315 |
Conformant |
Medium Risk |
|
Tungsten |
Jiangxi Yaosheng Tungsten Co., Ltd. |
China |
CID002316 |
Conformant |
Low Risk |
|
Tungsten |
Jiangxi Xinsheng Tungsten Industry Co., Ltd. |
China |
CID002317 |
Conformant |
Medium Risk |
|
Tungsten |
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. |
China |
CID002318 |
Conformant |
Medium Risk |
|
Tungsten |
Malipo Haiyu Tungsten Co., Ltd. |
China |
CID002319 |
Conformant |
Medium Risk |
|
Tungsten |
Xiamen Tungsten (H.C.) Co., Ltd. |
China |
CID002320 |
Conformant |
Medium Risk |
|
Tungsten |
Jiangxi Gan Bei Tungsten Co., Ltd. |
China |
CID002321 |
Conformant |
Medium Risk |
|
Tungsten |
Ganzhou Seadragon W & Mo Co., Ltd. |
China |
CID002494 |
Conformant |
Medium Risk |
|
Tungsten |
Asia Tungsten Products Vietnam Ltd. |
Viet Nam |
CID002502 |
Conformant |
Medium Risk |
|
Tungsten |
Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch |
China |
CID002513 |
Conformant |
Medium Risk |
|
Tungsten |
H.C. Starck Tungsten GmbH |
Germany |
CID002541 |
Conformant |
Low Risk |
|
Tungsten |
TANIOBIS Smelting GmbH & Co. KG |
Germany |
CID002542 |
Conformant |
Low Risk |
|
Tungsten |
Masan High-Tech Materials |
Viet Nam |
CID002543 |
Conformant |
Medium Risk |
|
Tungsten |
Jiangwu H.C. Starck Tungsten Products Co., Ltd. |
China |
CID002551 |
Conformant |
Medium Risk |
|
Tungsten |
Niagara Refining LLC |
United States of America |
CID002589 |
Conformant |
Low Risk |
|
Tungsten |
China Molybdenum Tungsten Co., Ltd. |
China |
CID002641 |
Conformant |
Low Risk |
|
Tungsten |
Hydrometallurg, JSC |
Russian Federation |
CID002649 |
RMI Due Diligence Review - Unable to Proceed |
High Risk |
|
Tungsten |
Unecha Refractory metals plant |
Russian Federation |
CID002724 |
Non Conformant |
High Risk |
|
Tungsten |
Philippine Chuangxin Industrial Co., Inc. |
Philippines |
CID002827 |
Conformant |
Low Risk |
|
Tungsten |
ACL Metais Eireli |
Brazil |
CID002833 |
Non Conformant |
Medium Risk |
|
Tungsten |
Moliren Ltd. |
Russian Federation |
CID002845 |
RMI Due Diligence Review - Unable to Proceed |
High Risk |
|
Tungsten |
Lianyou Metals Co., Ltd. |
Taiwan, Province of China |
CID003407 |
Conformant |
Low Risk |
|
Tungsten |
JSC "Kirovgrad Hard Alloys Plant" |
Russian Federation |
CID003408 |
RMI Due Diligence Review - Unable to Proceed |
High Risk |
|
Tungsten |
NPP Tyazhmetprom LLC |
Russian Federation |
CID003416 |
RMI Due Diligence Review - Unable to Proceed |
High Risk |
|
Tungsten |
Hubei Green Tungsten Co., Ltd. |
China |
CID003417 |
Conformant |
Low Risk |
|
Tungsten |
Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. |
Brazil |
CID003427 |
Non Conformant |
Medium Risk |
|
Tungsten |
Cronimet Brasil Ltda |
Brazil |
CID003468 |
Conformant |
Low Risk |
|
Tungsten |
Artek LLC |
Russian Federation |
CID003553 |
RMI Due Diligence Review - Unable to Proceed |
High Risk |
|
Tungsten |
Fujian Xinlu Tungsten Co., Ltd. |
China |
CID003609 |
Conformant |
Low Risk |
|
Tungsten |
OOO “Technolom” 2 |
Russian Federation |
CID003612 |
RMI Due Diligence Review - Unable to Proceed |
High Risk |
|
Tungsten |
OOO “Technolom” 1 |
Russian Federation |
CID003614 |
RMI Due Diligence Review - Unable to Proceed |
High Risk |
|
Tungsten |
LLC Vostok |
Russian Federation |
CID003643 |
RMI Due Diligence Review - Unable to Proceed |
High Risk |
|
Tungsten |
YUDU ANSHENG TUNGSTEN CO., LTD. |
China |
CID003662 |
Outreach Required |
Medium Risk |
|
Tungsten |
HANNAE FOR T Co., Ltd. |
Korea, Republic of |
CID003978 |
Outreach Required |
Medium Risk |
|
Tungsten |
Tungsten Vietnam Joint Stock Company |
Viet Nam |
CID003993 |
Conformant |
Low Risk |
|
Tungsten |
Nam Viet Cromit Joint Stock Company |
Viet Nam |
CID004034 |
Outreach Required |
Medium Risk |
|
Tungsten |
MALAMET SMELTING SDN. BHD. |
Malaysia |
CID004056 |
Outreach Required |
Medium Risk |
|
Tungsten |
DONGKUK INDUSTRIES CO., LTD. |
Korea, Republic of |
CID004060 |
Outreach Required |
Medium Risk |
|
Tungsten |
Lianyou Resources Co., Ltd. |
Taiwan, Province of China |
CID004397 |
Conformant |
Low Risk |
|
Tungsten |
Shinwon Tungsten (Fujian Shanghang) Co., Ltd. |
China |
CID004430 |
Conformant |
Low Risk |
|
Tungsten |
Kenee Mining Corporation Vietnam |
Viet Nam |
CID004619 |
Conformant |
Low Risk |
|
Tungsten |
Philippine Carreytech Metal Corp. |
Philippines |
CID004438 |
Active |
Medium Risk |
|
Tungsten |
Philippine Bonway Manufacturing Industrial Corporation |
Philippines |
CID004797 |
Conformant |
Low Risk |
|
Tungsten |
LAOS SOUTHERN MINING SMELTING SOLE CO.,LTD |
Laos |
CID005017 |
Active |
Medium Risk |
Appendix B: Countries of Origin
Includes: list of countries that declared smelters are known to source from.
|
Albania |
Ecuador |
Kyrgyzstan |
Saudi Arabia |
|
Andorra |
Egypt |
Liberia |
Senegal |
|
Angola |
El Salvador |
Liechtenstein |
Serbia |
|
Argentina |
Eritrea |
Lithuania |
Sierra Leone |
|
Armenia |
Estonia |
Luxembourg |
Singapore |
|
Australia |
Ethiopia |
Madagascar |
Slovakia |
|
Austria |
Fiji |
Malaysia |
Solomon Islands |
|
Azerbaijan |
Finland |
Mali |
South Africa |
|
Belarus |
France |
Mauritania |
South Sudan |
|
Belgium |
Georgia |
Mexico |
Spain |
|
Benin |
Germany |
Mongolia |
Sudan |
|
Bermuda |
Ghana |
Morocco |
Suriname |
|
Bolivia (Plurinational State of) |
Guam |
Mozambique |
Sweden |
|
Botswana |
Guatemala |
Myanmar |
Switzerland |
|
Brazil |
Guinea |
Namibia |
Taiwan |
|
Bulgaria |
Guyana |
Netherlands |
Tajikistan |
|
Burkina Faso |
Honduras |
New Zealand |
Tanzania |
|
Burundi |
Hong Kong |
Nicaragua |
Thailand |
|
Cambodia |
Hungary |
Niger |
Togo |
|
Canada |
India |
Nigeria |
Turkey |
|
Central African Republic |
Indonesia |
Norway |
Uganda |
|
Chile |
Ireland |
Oman |
United Arab Emirates |
|
China |
Israel |
Panama |
United Kingdom |
|
Colombia |
Italy |
Papua New Guinea |
United States of America |
|
Congo |
Ivory Coast |
Peru |
Uruguay |
|
Cyprus |
Japan |
Philippines |
Uzbekistan |
|
Democratic Republic of Congo |
Jersey |
Poland |
VietNam |
|
Djibouti |
Kazakhstan |
Portugal |
Zambia |
|
Dominica |
Kenya |
Russian Federation |
|
|
Dominican Republic |
Korea |
Rwanda |
Appendix C: CMRT Declaration Rejection/Approval Criteria
Assent Sustainability Platform Logic Structure
The following tables map the Assent Sustainability Platform’s status outputs and CMRT logic structure when determining supplier conflict mineral statuses as displayed on the dashboard. Using this table, and referencing the CMRT questions listed above, users will be able to determine what answers were provided by their suppliers to earn their conflict minerals statuses.
Dashboard Supplier Response Statuses
|
Supplier Status |
Description |
|
Not Submitted |
A CMRT has not been submitted by the supplier |
|
Complete |
A CMRT has been submitted, and is valid and complete |
|
Incomplete |
A supplier with parts associated to them has submitted a partially completed Product-Level or User-Defined CMRT |
|
Invalid Submission |
A CMRT has been submitted and deemed invalid based on contradicting responses in the template |
|
Out of Scope |
The supplier is out of scope for conflict minerals and does not need to be contacted |