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Exhibit 1.01

 

Conflict Minerals Report

 

Expro Group Holdings N.V. - For the reporting period from January 1 to December 31, 2025

 

Company Overview 

 

This report has been prepared by the management of Expro Group Holdings N.V. (herein referred to as the “Company,” “we,” “us,” or “our”). The information includes the activities of all majority-owned subsidiaries and variable interest entities that are required to be consolidated. 

 

With roots dating to 1938, the Company is a leading provider of energy services, offering cost-effective, innovative solutions and what the Company considers to be best-in-class safety and service quality. The Company’s extensive portfolio of capabilities spans well construction, well flow management, subsea well access, and well intervention and integrity solutions. The Company provides services in many of the world’s major offshore and onshore energy basins, with operations in more than 60 countries. The Company’s broad portfolio of products and services provides solutions to enhance production and improve recovery across the well lifecycle, from exploration through abandonment.

 

Our broad portfolio of products and services includes:

 

 

Well Construction: Our well construction products and services support customers’ new wellbore drilling, wellbore completion and recompletion, and wellbore plug and abandonment requirements. We offer advanced technology solutions in tubular running services, tubular products, cementing, drilling and wellbore cleanup. With a focus on innovation, we are continuing to advance the way wells are constructed by optimizing process efficiency on the rig floor, developing new methods to handle and install tubulars, and mitigating well integrity risks. We believe we are a market leader in deepwater tubular running services and solutions. In recent years, we have added a range of lower-risk, open water cementing solutions. We also offer a range of performance drilling tools designed to mitigate risk and optimize drilling efficiency, including proprietary downhole circulation tools and hydraulic pipe recovery systems.

 

 

Well flow management: We gather valuable well and reservoir data, with a particular focus on well-site safety and environmental impact. We provide global, comprehensive well flow management systems for the safe production, measurement and sampling of hydrocarbons from a well, including well testing during the exploration and appraisal phase of a new field; flowback and clean-up of a new well prior to production; and in-line testing of a well during its production life. We also provide early production facilities to accelerate production; production enhancement packages to enhance reservoir recovery rates through the realization of production that was previously locked within the reservoir; flare reduction and other emissions management solutions; and metering and other well surveillance technologies to monitor and measure flow and other characteristics of wells.

 

 

Subsea well access: With nearly 50 years of experience providing a wide range of fit-for-purpose subsea well access solutions, our technology aims to provide safe well access and optimized production throughout the lifecycle of the well. We provide what we believe to be the most reliable, efficient and cost-effective subsea well access systems for exploration and appraisal, development, intervention and abandonment, including an extensive portfolio of standard and bespoke Subsea Test Tree Assemblies and a range motion-compensating and other surface handling equipment. We also provide services and solutions through a rig-deployed Intervention Riser System utilizing rigs owned by a third party and have capabilities for vessel-deployed services. In addition, we provide systems integration and project management services.

   

 

 

Well intervention and integrity: We provide well intervention solutions to acquire and interpret well data, maintain and restore well bore integrity and improve production. In addition to our extensive fleet of mechanical and cased hole wireline units, we have recently introduced and acquired a number of cost-effective, innovative well intervention services, including CoilHose™, a lightweight, small-footprint solution for wellbore lifting, cleaning and chemical treatments; Octopoda™, for fluid treatments in wellbore annuli; Galea™, an autonomous well intervention solution; and expandable casing patches designed to repair damaged production casing or isolate existing perforations prior to refracturing a well (a so called “patch and perf”). We also possess several other distinct technical capabilities, including fiber optic-enabled data acquisition and interpretation services, non-intrusive metering technologies and wireless telemetry systems for reservoir monitoring.

 

Introduction

 

For the 2025 calendar year, Expro Group Holdings N.V. determined that tin, tungsten, tantalum, and/or gold (3TGs or “conflict minerals”) were necessary to the functionality or production of products that were manufactured or contracted to be manufactured. Therefore, Expro Group Holdings N.V. conducted a reasonable country of origin inquiry in good faith to determine whether any of the 3TGs in its products originated from countries such as the Democratic Republic of the Congo (DRC) or an adjoining country (collectively referred to as the “Covered Countries”).

 

 

 

Based on the country of origin data, Expro Group Holdings N.V. believes its products could contain 3TGs that may have originated in the Covered Countries and, therefore, in accordance with Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (from here on referred to “Section 1502 of the Dodd-Frank Act” or “the Rule”), due diligence was performed on the source and chain of custody of the 3TGs in question to determine whether its products are “conflict-free or responsibly sourced.” The Company designed its due diligence measures to conform, in all material respects, with the internationally recognized due diligence framework of the Organization for Economic Co-Operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and the related supplements for gold, tin, tantalum, and tungsten (the “OECD Guidance”).

 

Expro Group Holdings N.V. is committed to complying with the requirements of the Rule and upholding responsible sourcing practices. As such, the Company has put into place a robust due diligence program to ensure its contributions to upholding human rights and responsible practices across the supply chain. 

 

Conflict Minerals Program & Policy

 

The Company has actively engaged with its customers and suppliers for several years with respect to the use of conflict minerals. Expro Group Holdings N.V. adopted a Conflict Minerals Policy articulating the conflict minerals supply chain due diligence process and the Company’s commitments to reporting obligations regarding conflict minerals. The Conflict Minerals Policy is available online and can be found here: https//investors.expro.com/governance/governance-documents/default.aspx 

 

Description of Products

 

Only some of Expro Group Holdings N.V.’s products fall in scope of the Rule, as they contain (or may contain) one or more of the 3TGs. The following product line descriptions provide additional detail on in-scope products that contain, or may contain, 3TGs: 

 

Flow meters; subsea safety valves; oil, gas and core analysis laboratory equipment; downhole drilling tools, solids and pressure control equipment for drilling fluids systems, data acquisition equipment for drilling operations, surface and downhole completions tools, cementing equipment, wellhead and Landing String systems, production systems and manifolds and aftermarket parts, valves, actuators; chokes and aftermarket parts, oil and gas separation equipment; heaters, desalting units, gas conditioning units, and electronic controls equipment.

 

Reasonable Country of Origin Inquiry

 

To determine whether necessary 3TGs in products originated in Conflict-Affected and High-Risk Areas, Expro Group Holdings N.V. retained Assent Inc. (“Assent”), a third-party service provider, to assist us in reviewing the supply chain and identifying risks. The Company provided a list composed of suppliers and parts associated with the in-scope products to Assent for upload to the Assent Compliance Manager.

 

To trace materials, and demonstrate transparency procured by the supply chain, Expro Group Holdings N.V. utilized the Conflict Minerals Reporting Template (CMRT) Version 6.5 or higher to conduct a survey of all in-scope suppliers. 

 

During the supplier survey, the Company contacted suppliers via the Assent Compliance Manager, a software-as-a-service (SaaS) platform provided by Assent that enables users to complete and track supplier communications and allows suppliers to upload completed CMRTs directly to the platform for validation, assessment and management. The Assent Compliance Manager also provides functionality that meets the OECD Guidance process expectations by evaluating the quality of each supplier’s response and assigning a health score based on the supplier’s declaration of process engagement. Additionally, the metrics provided in this report, as well as the step-by-step process for supplier engagement and upstream due diligence investigations, are managed through this platform.  

 

Via the Assent Compliance Manager and Assent team, the Company requested that all suppliers complete a CMRT. Training and education to guide suppliers on best practices and the use of this template was included. Assent monitored and tracked all communications in the Assent Compliance Manager for future reporting and transparency. Expro Group Holdings N.V. directly contacted suppliers that were unresponsive to Assent’s communications during the diligence process and requested these suppliers complete the CMRT and submit it to Assent.

 

The Company’s program continues to include automated data validation on all submitted CMRTs. The goal of data validation is to increase the accuracy of submissions and identify any contradictory answers in the CMRT. This data validation is based on questions within the declaration tab of the CMRT, which helps identify areas that require further classification or risk assessment, as well as understand the due diligence efforts of Tier 1 suppliers. The results of this data validation contribute to the program’s health assessment and are shared with the suppliers to ensure they understand areas that require clarification or improvement. 

 

 

 

All submitted declaration forms are accepted so that data is retained, but they are classified as valid or invalid based on a set criterion of validation errors (see Appendix C for CMRT validation criteria). Suppliers are contacted regarding invalid forms and are encouraged to correct validated errors to resubmit a valid form. Suppliers are provided with guidance on how to correct these validation errors in the form of feedback to their CMRT submission, training courses, and direct engagement help through Assent’s multilingual Supplier Experience team. Since some suppliers may remain unresponsive to feedback, Expro Group Holdings N.V. tracks program gaps to account for future improvement opportunities.  

 

For RY 2025, there were 134 suppliers in scope of the conflict minerals program and 109 provided a completed CMRT. Expro Group Holdings N.V.’s total response rate for this reporting year was 82.09%.

 

Year

Suppliers in Scope

% Responded

RY 2023

486

51%

RY 2024

302

76%

RY 2025

134

82.09%

 

Through reasonable due diligence practices, Expro Group Holdings N.V. was able to take advantage of a broader set of country-of-origin data to complement efforts in establishing transparency in the supply chain. Based on the findings, Expro Group Holdings N.V. was able to determine all the possible countries minerals (such as 3TGs) used in its product originated from. As such, Expro Group Holdings N.V. can perform further due diligence on the source and chain of custody of the minerals in question.

 

Due Diligence

 

Design of Due Diligence

 

Expro Group Holdings N.V. designed its due diligence measures to conform, in all material respects, with the framework in the OECD Guidance and the related supplements. The program aligns with the five steps for due diligence that are described by the OECD Guidance, and the Company continues to evaluate market expectations for data collection and reporting to achieve continuous improvement opportunities. 

 

Due diligence requires the Company’s necessary reliance on data provided by direct suppliers and third-party audit programs. There is a risk of incomplete or inaccurate data as the process cannot be fully owned by the Company. However, through active risk identification, and risk assessment, as well as continued outreach and process validation, risk gaps can be mitigated. This aligns with industry standards and market expectations for downstream companies’ due diligence.  

 

Due Diligence Performed

 

1) Establish Strong Company Management Systems

 

Internal Compliance Team

 

Expro Group Holdings N.V. established a cross-functional Conflict Minerals Team led by Joerg Gruber Chief Compliance Officer. The Conflict Minerals Compliance Team is responsible for implementing the conflict minerals compliance strategy and briefing senior management about the results of these due diligence efforts. 

 

The Company also uses a third-party service provider, Assent, to assist with evaluating supply chain information regarding 3TGs, identifying potential risks, and in the development and implementation of additional due diligence steps that the Company will undertake with suppliers and/or respective stakeholders in regard to conflict minerals. 

 

The Company leverages Assent’s Managed Services to work with dedicated program specialists who support Expro Group Holdings N.V.’s conflict minerals program. The Company communicates regularly with the Assent team to receive updates on program status. Each member of Assent’s Customer Success team is trained in conflict minerals compliance and understands the intricacies of reporting templates such as CMRT and CMRs, as well as Section 1502 of the Dodd-Frank Act.

 

 

 

Control Systems 

 

The Company expects all suppliers to have policies and procedures in place to ensure that 3TGs used in the production of the products sold to Expro Group Holdings N.V. are “conflict free or responsibly sourced.” This means that the products should not contain minerals (3TGs) sourced from areas that have been identified to be in the presence of widespread human rights abuse and violations of law either directly or indirectly. The Company expects direct suppliers to provide information on the origin of the 3TGs contained in components and materials supplied, including sources of 3TGs that are supplied to them from lower-tier suppliers.

 

Expro Group Holdings N.V.’s Supplier Code of Conduct applies to all direct suppliers and outlines certain expected behaviors and practices. This code of conduct is based on industry and internationally accepted principles such as the United Nations Guiding Principles on Business and Human Rights and the OECD Due Diligence Guidance.

 

The Supplier Code of Conduct is provided to all direct suppliers. If a supplier does not meet the Company’s requirements, the relationship with this supplier will be evaluated. The Supplier Code of Conduct is reviewed annually to ensure it continues to align with industry best practices.

 

Supplier Engagement

 

Expro Group Holdings N.V. has a strong relationship with Tier 1 direct suppliers. As an extremely important part of the supply chain, Expro Group Holdings N.V. has leveraged processes and educational opportunities in order to ensure non-English speaking suppliers have access to a free platform to upload their CMRTs, help desk support, and other multilingual resources. Expro Group Holdings N.V.’s suppliers are able to leverage Assent’s team of supplier support specialists to ensure they receive appropriate support and understand how to properly fill a CMRT. Suppliers are provided with guidance in their native language, if needed. 

 

The Company engages with suppliers directly to request a valid (free of validated errors) CMRT for the products that they supply to the Company. With respect to the OECD requirement to strengthen engagement with suppliers, the Company has developed an internal procedure that includes supplier risk identification process that then leads to further steps of supplier engagement in the form of escalations, such as in-person meetings and/or corrective actions. Feedback from this engagement process has allowed the Company to oversee improvements in supplier responses and supplier compliance for this initiative.  

 

Additionally, the Company’s Conflict Minerals Policy is included in supplier contracts, requiring new suppliers to read and accept the policy as a requirement of doing business with Expro Group Holdings N.V. When entering into or renewing supplier contracts, a clause is added that requires suppliers to provide information about the source of 3TGs and smelters. 

 

The Company continues to place a strong emphasis on supplier education and training. To accomplish this, Assent’s online resources are leveraged, and all in-scope suppliers have been provided with access to their library of conflict minerals training and support resources. Also, Assent’s automated feedback process that notifies suppliers of risks associated with their CMRT submission serves to educate suppliers of certain conflict minerals’ risks.

 

The Company believes that the combination of the Supplier Code of Conduct, Conflict Minerals Policy, and direct engagement with suppliers for conflict minerals training and support constitute a strong supplier engagement program.

 

Grievance Mechanisms

 

The Company established multiple longstanding grievance mechanisms whereby employees and suppliers can report violations of Expro Group Holdings N.V. policies, including conflict minerals. Suppliers and others outside of Expro Group Holdings N.V. may contact the Conflict Minerals Team, including to report grievances, via a dedicated email address that is published in the Conflict Minerals Policy and in other communications with suppliers. In addition, employees may anonymously report suspected violations using “Speak - Up”. Any violations are reported to the Corporate Compliance Committee.

 

Violations or grievances at the industry level can be reported to the RMI directly as well. This can be done at http://www.responsiblemineralsinitiative.org/responsible-minerals-assurance-process/grievance-mechanism/

 

Maintain Records 

 

The Company has adopted a policy to retain relevant documentation for a period of five years. Through Assent, a document retention policy to retain conflict minerals related documents, including supplier responses to CMRTs and the sources identified within each reporting period, has been implemented. The Company stores all of the information and findings from this process in a database that can be audited by internal or external parties.

 

 

 

2) Identifying & Assessing Risk in the Supply Chain

 

Supplier Risk Evaluation

 

Risks associated with Tier 1 suppliers’ due diligence processes were assessed by their declaration responses on a CMRT, which the Assent Compliance Manager identifies automatically based on established criteria. These risks are addressed by Assent staff and members of the Company’s internal Conflict Minerals Team, who engage with suppliers to gather pertinent data and ask for corrective actions if needed, performing an overall assessment of the supplier’s conformity status, which is referred to as “conflict minerals status.”

 

Risks at the supplier level may include non-responsive suppliers or incomplete CMRTs. In cases where a company-level CMRT (such as when a company declares there are no 3TGs in any of its products) is submitted, Expro Group Holdings N.V. is unable to determine if all of the specified smelters/refiners were used for 3TGs in the products supplied to the Company. 

 

Assent’s supplier risk assessment (flagging suppliers’ risk as high, medium, low) identifies problematic suppliers in a company’s supply chain. The risk assessment is derived from the smelter validation process, which establishes risk at the smelter level via an analysis that considers multiple conflict minerals factors. 

 

Smelter/Refiners Risk Evaluation

 

Other supply chain risks were identified by assessing the due diligence practices and audit status of smelters/refiners identified in the supply chain by upstream suppliers that listed mineral processing facilities on their CMRT declarations. Assent’s Smelter validation program compared listed facilities into the list of smelters/refiners consolidated by the RMI to ensure that the facilities met the recognized definition of a 3TGs processing facility that was operational during the 2025 calendar year.

 

Assent determined if the smelter had been audited against a standard in conformance with the OECD Guidance, such as the Responsible Minerals Assurance Process (RMAP). Expro Group Holdings N.V. does not have a direct relationship with smelters/refiners and does not perform direct audits of these entities within their pre-supply chain. Smelters that are conformant to RMAP audit standards are considered to have their sourcing validated as “conflict-free or responsibly sourced.” In cases where the smelter/refiner’s due diligence practices have not been audited against the RMAP standard or when they are considered non-conformant by RMAP, further due diligence steps are followed to notify suppliers reporting these facilities. Smelters/refiners are actively monitored to proactively identify other risks pertaining to conflict minerals.

 

Each facility that meets the definition of a smelter or refiner of a 3TG mineral is assessed according to red-flag indicators defined in the OECD Guidance. Assent uses numerous factors to determine the level of risk that each smelter poses to the supply chain by identifying red flags. These factors include:

 

 

Geographic proximity to Conflict-Affected and High-Risk Areas.

   

 

 

Known mineral source country of origin.

   

 

 

RMAP audit status. 

   

 

 

Credible evidence of unethical or conflict sourcing.

   

 

 

Peer assessments conducted by credible third-party sources.

   

 

 

Sanctions risks

 

Risk mitigation activities are initiated whenever a supplier’s CMRT reports facilities of concern. Through Assent, suppliers with submissions that included any smelters of concern were immediately provided with feedback instructing suppliers to take their own independent risk mitigation actions. Examples include the submission of a product specific CMRT to better identify the connection to products that they supply to Expro Group Holdings N.V. Suppliers are given clear performance objectives within reasonable timeframes with the ultimate goal of progressive elimination of these smelters of concern from the supply chain. 

 

 

 

In addition, suppliers are guided to the educational materials mitigating the risks identified through the data collection process. 

 

Suppliers are also evaluated on program strength, which assists in making key risk mitigation decisions as the program progresses. The criteria used to evaluate the strength of the program is based on certain questions in the CMRT related to the suppliers’ conflict minerals practices and policies.

 

3) Design & Implement A Strategy to Respond to Risks

 

Together with Assent, Expro Group Holdings N.V. developed processes to assess and respond to the risks identified in the supply chain. Expro Group Holdings N.V. has a risk management plan, through which the conflict minerals program is implemented, managed, and monitored. As the program progresses, escalations are sent to non-responsive suppliers to outline the importance of a response via CMRTs and to outline the required cooperation for compliance to the conflict minerals rules and the Company’s expectations.

Feedback on supplier submissions is given directly to suppliers and educational resources are provided to assist suppliers in corrective action methods or to improve their internal programs. In cases where suppliers have continuously been non-responsive or are not committed to corrective action plans, the Company will assess if replacing that supplier is feasible. The results of the program and risk assessment are shared with the Conflict Minerals Team and the Expro Group Holdings N.V.’s Leadership Team to ensure transparency within the Company.

 

4) Carry Out Independent Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain

 

Expro Group Holdings N.V. does not have a direct relationship with any 3TG smelters/refiners and does not perform or direct audits of these entities within the supply chain. Instead, the Company relies on third-party audits of smelters/refiners (industry-recognized audit/assessment programs).

 

As an example, RMAP uses independent private-sector auditors, and audits the source, including the mines of origin, and the chain of custody of the conflict minerals used by smelters/refiners that agree to participate in the program.

 

Assent directly engages smelters/refiners that are not currently enrolled in an industry-recognized audit/assessment program to encourage their participation and for those smelters/refiners already conformant to the corresponding program’s standards, Assent thanks them for their efforts on behalf of its compliance partners. Expro Group Holdings N.V. is a signatory of these communications in accordance with the requirements of downstream companies detailed in the OECD Guidance. 

 

5) Report Annually on Supply Chain Due Diligence

 

Expro Group Holdings N.V. has published the Form SD for the year ended December 31, 2025. This report is available on the Investor Relations section of the Company’s website at https://investors.expro.com/financials/sec-filings/default.aspx. Information found on or accessed through this website is not considered part of this report and is not incorporated by reference herein. Expro Group Holdings N.V. has also publicly filed a Form SD and this report with the U.S. Securities and Exchange Commission (SEC).

 

This year the Company has also considered impacts from the EU Conflict Minerals Regulation when disclosing details with regards to due diligence efforts. The Company will continue to expand efforts both for transparency through the data collection process and risk evaluation, as well as the disclosure of efforts through the form of public reports.

 

Due Diligence Results

 

Supply Chain Outreach Results

 

Supply chain outreach is required to identify the upstream sources of origin of tin, tantalum, tungsten, and gold. Following the industry standard process, CMRTs are sent to and requested from Tier 1 suppliers, who are expected to follow this process until the smelter and refinery sources are identified. The following is the result of the outreach conducted by Expro Group Holdings N.V. for the 2025 reporting year.

 

 

 

 

Supply Chain Outreach Metrics

 

Number of in-scope suppliers

Response rate

134

82.09%

 

Upstream Data Transparency

 

Appendix A includes all smelters/refiners that suppliers listed in completed CMRTs that met the recognized definition of a 3TGs processing facility and were operational during the 2025 calendar year.

 

As is a common practice when requests are sent upstream in the supply chain, those who purchase materials from smelters may not be able to discern exactly which company’s product lines the materials may end up in. As a result, those providing the smelters/refiners have the practice to list all smelters/refiners they may purchase from within the reporting period.

 

Therefore, the smelters/refiners (as sources) listed in Appendix A are likely to be more comprehensive than the list of smelters/refiners that actually processed the 3TGs contained in the Company’s products.

 

Although the potential for over-reporting is understood, Expro Group Holdings N.V. has taken measures to validate all smelter/refiner data against validated audit programs and databases intended to verify the material types and mine sources of origin.

 

Suppliers that identified smelters of concern on their CMRT were contacted in accordance with the OECD Guidance, as stipulated in the previous sections.

 

Status

Number

Percentage

High

36

11 %

Medium

127

39 %

Low

166

50%

 

Steps Taken to Enhance Supplier Response and Discussions around Use of High-Risk Smelters

 

After the 2024 reporting year, Expro adopted a proactive approach by engaging with the 26 suppliers who had not responded during the reporting period. The objective was to assess their understanding of conflict minerals and to clearly communicate our expectations regarding their obligation to provide the required information.

 

The meetings addressed what conflict minerals are, why this information is necessary, and how suppliers can effectively obtain it—primarily by engaging with their Tier 1 vendors. Suppliers who identified high-risk vendors were further engaged and encouraged to evaluate opportunities to source from alternative suppliers where it was practical to do so.

 

Following each meeting, a formal letter signed by the Supply Chain Director was sent via email. This communication summarised the discussion, along with the expectations and requirements outlined.

 

These steps will now form part of Expro’s post-campaign process, with follow-up meetings to be arranged with the relevant suppliers as needed.

 

 

 

Country of Origin

 

Appendix B includes an aggregated list of countries of origin from which the reported facilities collectively source 3TGs, based on reasonable identification of country-of-origin data obtained via Assent’s supply chain database (or other RCOI data, in the scenario Expro Group Holdings N.V. decides to use alternative data sources). As mentioned in the above section, it is understood that overreporting might occur which could result in Appendix B having more countries than those strictly relevant to the Company’s products.

 

Steps to Be Taken to Mitigate Risk

 

For RY 2026, Expro Group Holdings N.V. intends to take the following steps to improve the due diligence conducted to further mitigate any risk that the necessary 3TGs in the Company’s products could originate from Conflict-Affected and High-Risk Areas:

 

 

Continue to evaluate upstream sources through a broader set of tools to evaluate risk. These include, but are not limited to:

 

 

o

Using a comprehensive smelter and refinery library with detailed status and notes for each entity. 

   

 

 

o

Scanning for verifiable media sources on each smelter and refinery to flag risk issues.

   

 

 

o

Comparing the list of smelters/refiners against government watch and denied parties lists. 

 

 

Seeking to increase our supplier responses in reporting period 2026, while recognizing that responses will depend on supplier cooperation.

   

 

 

Engage with all high-risk suppliers to understand their risk level and the future implications of managing or reducing the risk level to an acceptable standard.

   

 

 

Engage with suppliers more closely and provide more information and training resources regarding responsible sourcing of 3TGs.

   

 

 

Encourage suppliers to have due diligence procedures in place for their supply chains to improve the content of the responses from their sub suppliers.

   

 

 

Continue to assess the presence of conflict minerals for non Expro engineered products in our relevant supply chain.

   

 

 

Continue to assess the presence of conflict minerals at design stage and identify on or engineered part numbering.

   

 

 

Continue to include a conflict minerals flow-down clauses in new or renewed supplier contracts, as well as included in the terms and conditions of each purchase order issued. 

   

 

 

Following the OECD Guidance process, increase the emphasis on clean and validated smelter and refinery information from the supply chain through feedback and detailed smelter analysis.

   

 

 

Seek where practicable alternative suppliers that responsibly source necessary conflict minerals.

 

 

 

 

Appendix A: Smelter List 

 

Includes: mineral, smelter/refinery name, location

 

Metal

Smelter Name

Smelter Facility Location

 Smelter ID

 RMAP Audit Status

Tantalum

JiuJiang JinXin Nonferrous Metals Co., Ltd.

China

CID000914

Conformant

Tantalum

NPM Silmet AS

Estonia

CID001200

Conformant

Tantalum

Yanling Jincheng Tantalum & Niobium Co., Ltd.

China

CID001522

Conformant

Tungsten

A.L.M.T. Corp.

Japan

CID000004

Conformant

Tin

Alpha Assembly Solutions Inc

United States Of America

CID000292

Conformant

Tin

EM Vinto

Bolivia (Plurinational State Of)

CID000438

Conformant

Tin

Fenix Metals

Poland

CID000468

Conformant

Tantalum

XIMEI RESOURCES (GUANGDONG) LIMITED

China

CID000616

Conformant

Tin

China Tin Group Co., Ltd.

China

CID001070

Conformant

Tin

Mineracao Taboca S.A.

Brazil

CID001173

Conformant

Tin

Minsur

Peru

CID001182

Conformant

Tin

Operaciones Metalurgicas S.A.

Bolivia (Plurinational State Of)

CID001337

Conformant

Tin

PT Mitra Stania Prima

Indonesia

CID001453

Conformant

Tin

PT Prima Timah Utama

Indonesia

CID001458

Conformant

Tin

PT Timah Tbk Kundur

Indonesia

CID001477

Conformant

Tin

PT Timah Tbk Mentok

Indonesia

CID001482

Conformant

Tantalum

Telex Metals

United States Of America

CID001891

Conformant

Tin

Thaisarco

Thailand

CID001898

Conformant

Tin

White Solder Metalurgia e Mineracao Ltda.

Brazil

CID002036

Conformant

 

 

 

Tungsten

Wolfram Bergbau und Hutten AG

Austria

CID002044

Conformant

Tungsten

Xiamen Tungsten Co., Ltd.

China

CID002082

Conformant

Tin

Yunnan Chengfeng Non-ferrous Metals Co., Ltd.

China

CID002158

Non Conformant

Tin

Tin Smelting Branch of Yunnan Tin Co., Ltd.

China

CID002180

Conformant

Tungsten

Ganzhou Jiangwu Ferrotungsten Co., Ltd.

China

CID002315

Non Conformant

Tungsten

Jiangxi Xinsheng Tungsten Industry Co., Ltd.

China

CID002317

Conformant

Tungsten

Ganzhou Seadragon W & Mo Co., Ltd.

China

CID002494

Conformant

Tungsten

Asia Tungsten Products Vietnam Ltd.

Viet Nam

CID002502

Conformant

Tin

PT ATD Makmur Mandiri Jaya

Indonesia

CID002503

Conformant

Tantalum

D Block Metals, LLC

United States Of America

CID002504

Conformant

Tungsten

Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch

China

CID002513

Non Conformant

Tungsten

Masan High-Tech Materials

Viet Nam

CID002543

Conformant

Tungsten

Jiangwu H.C. Starck Tungsten Products Co., Ltd.

China

CID002551

Conformant

 

 

 

Tungsten

China Molybdenum Tungsten Co., Ltd.

China

CID002641

Conformant

Tin

Aurubis Beerse

Belgium

CID002773

Conformant

Tin

Tin Technology & Refining

United States Of America

CID003325

Conformant

Tungsten

Lianyou Metals Co., Ltd.

Taiwan, Province Of China

CID003407

Conformant

Tungsten

Cronimet Brasil Ltda

Brazil

CID003468

Conformant

Tungsten

Fujian Xinlu Tungsten Co., Ltd.

China

CID003609

Non Conformant

Tungsten

Shinwon Tungsten (Fujian Shanghang) Co., Ltd.

China

CID004430

Conformant

Tungsten

Kennametal Huntsville

United States Of America

CID000105

Conformant

Tungsten

Kennametal Fallon

United States Of America

CID000966

Conformant

Tungsten

H.C. Starck Tungsten GmbH

Germany

CID002541

Conformant

Gold

Advanced Chemical Company

United States Of America

CID000015

Conformant

Gold

Aida Chemical Industries Co., Ltd.

Japan

CID000019

Conformant

Gold

Agosi AG

Germany

CID000035

Conformant

Gold

Almalyk Mining and Metallurgical Complex (AMMC)

Uzbekistan

CID000041

Conformant

Gold

Argor-Heraeus S.A.

Switzerland

CID000077

Conformant

Gold

Asahi Pretec Corp.

Japan

CID000082

Conformant

Gold

Asaka Riken Co., Ltd.

Japan

CID000090

Conformant

Gold

Aurubis AG

Germany

CID000113

Conformant

Gold

Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

Philippines

CID000128

Conformant

 

 

 

Gold

Boliden Ronnskar

Sweden

CID000157

Conformant

Gold

C. Hafner GmbH + Co. KG

Germany

CID000176

Conformant

Gold

CCR Refinery - Glencore Canada Corporation

Canada

CID000185

Conformant

Tungsten

Guangdong Xianglu Tungsten Co., Ltd.

China

CID000218

Conformant

Tin

Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.

China

CID000228

Conformant

Gold

Chimet S.p.A.

Italy

CID000233

Conformant

Tungsten

Chongyi Zhangyuan Tungsten Co., Ltd.

China

CID000258

Conformant

Gold

Chugai Mining

Japan

CID000264

Conformant

Gold

DSC (Do Sung Corporation)

Korea, Republic Of

CID000359

Conformant

Gold

Dowa

Japan

CID000401

Conformant

Tin

Dowa

Japan

CID000402

Conformant

Gold

Eco-System Recycling Co., Ltd. East Plant

Japan

CID000425

Conformant

Tantalum

F&X Electro-Materials Ltd.

China

CID000460

Conformant

Tin

Gejiu Non-Ferrous Metal Processing Co., Ltd.

China

CID000538

Conformant

Tungsten

Global Tungsten & Powders LLC

United States Of America

CID000568

Conformant

Gold

LT Metal Ltd.

Korea, Republic Of

CID000689

Conformant

Gold

Heimerle + Meule GmbH

Germany

CID000694

Conformant

Gold

Heraeus Metals Hong Kong Ltd.

China

CID000707

Conformant

Gold

Heraeus Germany GmbH Co. KG

Germany

CID000711

Conformant

 

 

 

Gold

Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.

China

CID000801

Conformant

Gold

Ishifuku Metal Industry Co., Ltd.

Japan

CID000807

Conformant

Gold

Istanbul Gold Refinery

Turkey

CID000814

Conformant

Gold

Japan Mint

Japan

CID000823

Conformant

Tungsten

Japan New Metals Co., Ltd.

Japan

CID000825

Conformant

Gold

Jiangxi Copper Co., Ltd.

China

CID000855

Conformant

Tantalum

Jiujiang Tanbre Co., Ltd.

China

CID000917

Conformant

Gold

Asahi Refining USA Inc.

United States Of America

CID000920

Conformant

Gold

Asahi Refining Canada Ltd.

Canada

CID000924

Conformant

Gold

JX Nippon Mining & Metals Co., Ltd.

Japan

CID000937

Conformant

Gold

Kazzinc

Kazakhstan

CID000957

Conformant

Gold

Kojima Chemicals Co., Ltd.

Japan

CID000981

Conformant

Gold

LS MnM Inc.

Korea, Republic Of

CID001078

Conformant

Gold

Materion

United States Of America

CID001113

Conformant

Gold

Matsuda Sangyo Co., Ltd.

Japan

CID001119

Conformant

Tin

Metallic Resources, Inc.

United States Of America

CID001142

Conformant

Gold

Metalor Technologies (Suzhou) Ltd.

China

CID001147

Conformant

Gold

Metalor Technologies (Hong Kong) Ltd.

China

CID001149

Conformant

Gold

Metalor Technologies (Singapore) Pte., Ltd.

Singapore

CID001152

Conformant

 

 

 

Gold

Metalor Technologies S.A.

Switzerland

CID001153

Conformant

Gold

Metalor USA Refining Corporation

United States Of America

CID001157

Conformant

Gold

Metalurgica Met-Mex Penoles S.A. De C.V.

Mexico

CID001161

Conformant

Tantalum

Metallurgical Products India Pvt., Ltd.

India

CID001163

Conformant

Tantalum

Mineracao Taboca S.A.

Brazil

CID001175

Conformant

Gold

Mitsubishi Materials Corporation

Japan

CID001188

Conformant

Tin

Mitsubishi Materials Corporation

Japan

CID001191

Conformant

Tantalum

Mitsui Mining and Smelting Co., Ltd.

Japan

CID001192

Conformant

Gold

Mitsui Mining and Smelting Co., Ltd.

Japan

CID001193

Conformant

Gold

Nadir Metal Rafineri San. Ve Tic. A.S.

Turkey

CID001220

Conformant

Tin

Jiangxi New Nanshan Technology Ltd.

China

CID001231

Active

Gold

Navoi Mining and Metallurgical Combinat

Uzbekistan

CID001236

Conformant

Gold

Nihon Material Co., Ltd.

Japan

CID001259

Conformant

Tantalum

Ningxia Orient Tantalum Industry Co., Ltd.

China

CID001277

Conformant

Tin

O.M. Manufacturing (Thailand) Co., Ltd.

Thailand

CID001314

Conformant

 

 

 

Gold

Ohura Precious Metal Industry Co., Ltd.

Japan

CID001325

Conformant

Gold

MKS PAMP SA

Switzerland

CID001352

Conformant

Gold

PT Aneka Tambang (Persero) Tbk

Indonesia

CID001397

Conformant

Gold

PX Precinox S.A.

Switzerland

CID001498

Conformant

Gold

Rand Refinery (Pty) Ltd.

South Africa

CID001512

Conformant

Gold

Royal Canadian Mint

Canada

CID001534

Conformant

Tin

Rui Da Hung

Taiwan, Province Of China

CID001539

Conformant

Gold

SEMPSA Joyeria Plateria S.A.

Spain

CID001585

Conformant

Gold

Sichuan Tianze Precious Metals Co., Ltd.

China

CID001736

Conformant

Gold

Solar Applied Materials Technology Corp.

Taiwan, Province Of China

CID001761

Conformant

Gold

Sumitomo Metal Mining Co., Ltd.

Japan

CID001798

Conformant

Tantalum

Taki Chemical Co., Ltd.

Japan

CID001869

Conformant

Gold

Tanaka Kikinzoku Kogyo K.K.

Japan

CID001875

Conformant

Gold

Tokuriki Honten Co., Ltd.

Japan

CID001938

Conformant

Tantalum

Ulba Metallurgical Plant JSC

Kazakhstan

CID001969

Conformant

Gold

United Precious Metal Refining, Inc.

United States Of America

CID001993

Conformant

Gold

Valcambi S.A.

Switzerland

CID002003

Conformant

Gold

Yamakin Co., Ltd.

Japan

CID002100

Conformant

Gold

Yokohama Metal Co., Ltd.

Japan

CID002129

Conformant

 

 

 

Gold

Zhongyuan Gold Smelter of Zhongjin Gold Corporation

China

CID002224

Conformant

Gold

SAFINA A.S.

Czechia

CID002290

Conformant

Tungsten

Jiangxi Yaosheng Tungsten Co., Ltd.

China

CID002316

Conformant

Tungsten

Malipo Haiyu Tungsten Co., Ltd.

China

CID002319

Conformant

Tungsten

Xiamen Tungsten (H.C.) Co., Ltd.

China

CID002320

Conformant

Tungsten

Jiangxi Gan Bei Tungsten Co., Ltd.

China

CID002321

Conformant

Tin

Magnu's Minerais Metais e Ligas Ltda.

Brazil

CID002468

Conformant

Tantalum

Hengyang King Xing Lifeng New Materials Co., Ltd.

China

CID002492

Conformant

Tantalum

FIR Metals & Resource Ltd.

China

CID002505

Conformant

Tantalum

Jiujiang Zhongao Tantalum & Niobium Co., Ltd.

China

CID002506

Conformant

Tantalum

XinXing HaoRong Electronic Material Co., Ltd.

China

CID002508

Conformant

Gold

MMTC-PAMP India Pvt., Ltd.

India

CID002509

Conformant

Gold

KGHM Polska Miedz Spolka Akcyjna

Poland

CID002511

Conformant

Tantalum

Jiangxi Dinghai Tantalum & Niobium Co., Ltd.

China

CID002512

Conformant

 

 

 

Tin

O.M. Manufacturing Philippines, Inc.

Philippines

CID002517

Conformant

Tantalum

KEMET de Mexico

Mexico

CID002539

Conformant

Tungsten

TANIOBIS Smelting GmbH & Co. KG

Germany

CID002542

Conformant

Tantalum

TANIOBIS Co., Ltd.

Thailand

CID002544

Conformant

Tantalum

TANIOBIS GmbH

Germany

CID002545

Conformant

Tantalum

Materion Newton Inc.

United States Of America

CID002548

Conformant

Tantalum

TANIOBIS Japan Co., Ltd.

Japan

CID002549

Conformant

Tantalum

TANIOBIS Smelting GmbH & Co. KG

Germany

CID002550

Conformant

Tantalum

Global Advanced Metals Boyertown

United States Of America

CID002557

Conformant

Tantalum

Global Advanced Metals Aizu

Japan

CID002558

Conformant

Gold

T.C.A S.p.A

Italy

CID002580

Conformant

Gold

REMONDIS PMR B.V.

Netherlands

CID002582

Conformant

Tungsten

Niagara Refining LLC

United States Of America

CID002589

Conformant

Tin

PT Rajehan Ariq

Indonesia

CID002593

Conformant

Gold

Korea Zinc Co., Ltd.

Korea, Republic Of

CID002605

Conformant

Gold

TOO Tau-Ken-Altyn

Kazakhstan

CID002615

Conformant

Tin

PT Cipta Persada Mulia

Indonesia

CID002696

Conformant

Tin

Resind Industria e Comercio Ltda.

Brazil

CID002706

Conformant

Tantalum

Resind Industria e Comercio Ltda.

Brazil

CID002707

Conformant

Gold

Abington Reldan Metals, LLC

United States Of America

CID002708

Conformant

Tin

Super Ligas

Brazil

CID002756

Conformant

Gold

Italpreziosi

Italy

CID002765

Conformant

 

 

 

Tin

Aurubis Berango

Spain

CID002774

Conformant

Gold

WIELAND Edelmetalle GmbH

Germany

CID002778

Conformant

Tantalum

Jiangxi Tuohong New Raw Material

China

CID002842

Conformant

Gold

Bangalore Refinery

India

CID002863

Conformant

Gold

SungEel HiMetal Co., Ltd.

Korea, Republic Of

CID002918

Conformant

Gold

Planta Recuperadora de Metales SpA

Chile

CID002919

Conformant

Tin

Guangdong Hanhe Non-Ferrous Metal Co., Ltd.

China

CID003116

Conformant

Gold

NH Recytech Company

Korea, Republic Of

CID003189

Conformant

Tin

Chifeng Dajingzi Tin Industry Co., Ltd.

China

CID003190

Conformant

Tin

Luna Smelter, Ltd.

Rwanda

CID003387

Conformant

Tin

Yunnan Yunfan Non-ferrous Metals Co., Ltd.

China

CID003397

Conformant

Tungsten

Hubei Green Tungsten Co., Ltd.

China

CID003417

Conformant

Gold

Eco-System Recycling Co., Ltd. North Plant

Japan

CID003424

Conformant

Gold

Eco-System Recycling Co., Ltd. West Plant

Japan

CID003425

Conformant

Tin

PT Mitra Sukses Globalindo

Indonesia

CID003449

Conformant

Tin

CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda

Brazil

CID003486

Active

Tin

CRM Synergies

Spain

CID003524

Conformant

 

 

 

Gold

Metal Concentrators SA (Pty) Ltd.

South Africa

CID003575

Conformant

Gold

WEEEREFINING

France

CID003615

Non Conformant

Gold

Gold by Gold Colombia

Colombia

CID003641

Conformant

Tin

PT Putera Sarana Shakti (PT PSS)

Indonesia

CID003868

Conformant

Tungsten

Tungsten Vietnam Joint Stock Company

Viet Nam

CID003993

Conformant

Gold

Coimpa Industrial LTDA

Brazil

CID004010

Conformant

Tantalum

PowerX Ltd.

Rwanda

CID004054

Conformant

Tungsten

Lianyou Resources Co., Ltd.

Taiwan, Province Of China

CID004397

Conformant

Tin

Malaysia Smelting Corporation Berhad (Port Klang)

Malaysia

CID004434

Conformant

Gold

GG Refinery Ltd.

Tanzania, United Republic Of

CID004506

Conformant

Tungsten

KENEE MINING VIETNAM COMPANY LIMITED

Viet Nam

CID004619

Conformant

Tantalum

AMG Brasil

Brazil

CID001076

Conformant

Tin

PT Artha Cipta Langgeng

Indonesia

CID001399

Active

Tin

Fabrica Auricchio Industria e Comercio Ltda.

Brazil

CID003582

Conformant

Gold

AngloGold Ashanti Corrego do Sitio Mineracao

Brazil

CID000058

Conformant

Gold

Caridad

Mexico

CID000180

Outreach Required

Gold

Cendres + Metaux S.A.

Switzerland

CID000189

Non Conformant

Gold

Yunnan Copper Industry Co., Ltd.

China

CID000197

Outreach Required

 

 

 

Tantalum

Guangdong Rising Rare Metals-EO Materials Ltd.

China

CID000291

Conformant

Tin

PT Aries Kencana Sejahtera

Indonesia

CID000309

In Communication

Gold

Daye Non-Ferrous Metals Mining Ltd.

China

CID000343

Outreach Required

Tin

Dongguan Best Alloys Co., Ltd.

China

CID000377

Conformant

Tin

Estanho de Rondonia S.A.

Brazil

CID000448

Conformant

Gold

JSC Novosibirsk Refinery

Russian Federation

CID000493

RMI Due Diligence Review - Unable to Proceed

Tin

Gejiu Zili Mining And Metallurgy Co., Ltd.

China

CID000555

Non Conformant

Gold

Hangzhou Fuchunjiang Smelting Co., Ltd.

China

CID000671

Outreach Required

Gold

Hunan Chenzhou Mining Co., Ltd.

China

CID000767

Outreach Required

Tungsten

Hunan Jintai New Material Co., Ltd.

China

CID000769

Non Conformant

Gold

Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.

China

CID000773

Outreach Required

Gold

HwaSeong CJ CO., LTD.

Korea, Republic Of

CID000778

Communication Suspended - Not Interested

Gold

JSC Ekaterinburg Non-Ferrous Metal Processing Plant

Russian Federation

CID000927

RMI Due Diligence Review - Unable to Proceed

Gold

JSC Uralelectromed

Russian Federation

CID000929

RMI Due Diligence Review - Unable to Proceed

 

 

 

Tin

Gejiu Kai Meng Industry and Trade LLC

China

CID000942

Non Conformant

Gold

Kazakhmys Smelting LLC

Kazakhstan

CID000956

Outreach Required

Gold

Kennecott Utah Copper LLC

United States Of America

CID000969

Conformant

Gold

Kyrgyzaltyn JSC

Kyrgyzstan

CID001029

Non Conformant

Gold

Lingbao Gold Co., Ltd.

China

CID001056

Outreach Required

Gold

Luoyang Zijin Yinhui Gold Refinery Co., Ltd.

China

CID001093

Outreach Required

Gold

Moscow Special Alloys Processing Plant

Russian Federation

CID001204

RMI Due Diligence Review - Unable to Proceed

Tin

Novosibirsk Tin Combine

Russian Federation

CID001305

RMI Due Diligence Review - Unable to Proceed

Gold

OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)

Russian Federation

CID001326

RMI Due Diligence Review - Unable to Proceed

Gold

Penglai Penggang Gold Industry Co., Ltd.

China

CID001362

Outreach Required

Gold

Prioksky Plant of Non-Ferrous Metals

Russian Federation

CID001386

RMI Due Diligence Review - Unable to Proceed

Gold

Sabin Metal Corp.

United States Of America

CID001546

Communication Suspended - Not Interested

Gold

Samduck Precious Metals

Korea, Republic Of

CID001555

Non Conformant

Gold

Samwon Metals Corp.

Korea, Republic Of

CID001562

Communication Suspended - Not Interested

Gold

Shandong Tiancheng Biological Gold Industrial Co., Ltd.

China

CID001619

Outreach Required

 

 

 

Gold

Shandong Zhaojin Gold & Silver Refinery Co., Ltd.

China

CID001622

Conformant

Gold

SOE Shyolkovsky Factory of Secondary Precious Metals

Russian Federation

CID001756

RMI Due Diligence Review - Unable to Proceed

Tantalum

Solikamsk Magnesium Works OAO

Russian Federation

CID001769

RMI Due Diligence Review - Unable to Proceed

Gold

Super Dragon Technology Co., Ltd.

Taiwan, Province Of China

CID001810

Outreach Required

Tin

Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.

China

CID001908

Non Conformant

Gold

Great Wall Precious Metals Co., Ltd. of CBPM

China

CID001909

Outreach Required

Gold

Shandong Gold Smelting Co., Ltd.

China

CID001916

Conformant

Gold

Tongling Nonferrous Metals Group Co., Ltd.

China

CID001947

Outreach Required

Gold

Torecom

Korea, Republic Of

CID001955

Non Conformant

Gold

Umicore S.A. Business Unit Precious Metals Refining

Belgium

CID001980

Conformant

Tin

VQB Mineral and Trading Group JSC

Viet Nam

CID002015

Outreach Required

Gold

Western Australian Mint (T/a The Perth Mint)

Australia

CID002030

Conformant

Gold

Gold Refinery of Zijin Mining Group Co., Ltd.

China

CID002243

Conformant

Gold

Morris and Watson

New Zealand

CID002282

Outreach Required

 

 

 

Tungsten

Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.

China

CID002313

Communication Suspended - Not Interested

Gold

Umicore Precious Metals Thailand

Thailand

CID002314

Non Conformant

Tin

Melt Metais e Ligas S.A.

Brazil

CID002500

Non Conformant

Gold

Fidelity Printers and Refiners Ltd.

Zimbabwe

CID002515

RMI Due Diligence Review - Unable to Proceed

Gold

Singway Technology Co., Ltd.

Taiwan, Province Of China

CID002516

Non Conformant

Gold

Shandong Humon Smelting Co., Ltd.

China

CID002525

Outreach Required

Gold

Shenzhen Zhonghenglong Real Industry Co., Ltd.

China

CID002527

Outreach Required

Gold

Al Etihad Gold Refinery DMCC

United Arab Emirates

CID002560

Non Conformant

Gold

Emirates Gold DMCC

United Arab Emirates

CID002561

Non Conformant

Gold

International Precious Metal Refiners

United Arab Emirates

CID002562

Outreach Required

Tin

CV Ayi Jaya

Indonesia

CID002570

Conformant

Tin

Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company

Viet Nam

CID002572

Non Conformant

Tin

Nghe Tinh Non-Ferrous Metals Joint Stock Company

Viet Nam

CID002573

Outreach Required

Gold

Fujairah Gold FZC

United Arab Emirates

CID002584

Outreach Required

Gold

Shirpur Gold Refinery Ltd.

India

CID002588

Outreach Required

Gold

Marsam Metals

Brazil

CID002606

Non Conformant

 

 

 

Tungsten

Hydrometallurg, JSC

Russian Federation

CID002649

RMI Due Diligence Review - Unable to Proceed

Tin

An Vinh Joint Stock Mineral Processing Company

Viet Nam

CID002703

Outreach Required

Tungsten

Unecha Refractory metals plant

Russian Federation

CID002724

Non Conformant

Gold

Shenzhen CuiLu Gold Co., Ltd.

China

CID002750

Outreach Required

Gold

Albino Mountinho Lda.

Portugal

CID002760

Outreach Required

Gold

SAAMP

France

CID002761

Non Conformant

Gold

L'Orfebre S.A.

Andorra

CID002762

Non Conformant

Gold

8853 S.p.A.

Italy

CID002763

Non Conformant

Gold

Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH

Austria

CID002779

Active

Tungsten

Moliren Ltd.

Russian Federation

CID002845

RMI Due Diligence Review - Unable to Proceed

Gold

AU Traders and Refiners

South Africa

CID002850

Non Conformant

Gold

GGC Gujrat Gold Centre Pvt. Ltd.

India

CID002852

Non Conformant

Gold

Modeltech Sdn Bhd

Malaysia

CID002857

Non Conformant

Tin

Modeltech Sdn Bhd

Malaysia

CID002858

Non Conformant

Gold

Kyshtym Copper-Electrolytic Plant ZAO

Russian Federation

CID002865

RMI Due Diligence Review - Unable to Proceed

Gold

Degussa Sonne / Mond Goldhandel GmbH

Germany

CID002867

Outreach Required

Gold

Pease & Curren

United States Of America

CID002872

Communication Suspended - Not Interested

Gold

JALAN & Company

India

CID002893

Outreach Required

Gold

ABC Refinery Pty Ltd.

Australia

CID002920

Outreach Required

Gold

Safimet S.p.A

Italy

CID002973

Non Conformant

 

 

 

Gold

State Research Institute Center for Physical Sciences and Technology

Lithuania

CID003153

Outreach Required

Gold

African Gold Refinery

Uganda

CID003185

RMI Due Diligence Review - Unable to Proceed

Gold

Gold Coast Refinery

Ghana

CID003186

Outreach Required

Gold

QG Refining, LLC

United States Of America

CID003324

Outreach Required

Gold

Dijllah Gold Refinery FZC

United Arab Emirates

CID003348

Outreach Required

Tin

Dongguan CiEXPO Environmental Engineering Co., Ltd.

China

CID003356

Non Conformant

Tin

Ma'anshan Weitai Tin Co., Ltd.

China

CID003379

Non Conformant

Tin

PT Masbro Alam Stania

Indonesia

CID003380

Non Conformant

Gold

CGR Metalloys Pvt Ltd.

India

CID003382

Outreach Required

Gold

Sovereign Metals

India

CID003383

Outreach Required

Tungsten

JSC "Kirovgrad Hard Alloys Plant"

Russian Federation

CID003408

RMI Due Diligence Review - Unable to Proceed

Tin

Precious Minerals and Smelting Limited

India

CID003409

Non Conformant

Tin

Gejiu City Fuxiang Industry and Trade Co., Ltd.

China

CID003410

Outreach Required

Tungsten

NPP Tyazhmetprom LLC

Russian Federation

CID003416

RMI Due Diligence Review - Unable to Proceed

Tungsten

Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.

Brazil

CID003427

Non Conformant

 

 

 

Gold

Augmont Enterprises Private Limited

India

CID003461

Non Conformant

Gold

Kundan Care Products Ltd.

India

CID003463

Outreach Required

Gold

Emerald Jewel Industry India Limited (Unit 1)

India

CID003487

Outreach Required

Gold

Emerald Jewel Industry India Limited (Unit 2)

India

CID003488

Outreach Required

Gold

Emerald Jewel Industry India Limited (Unit 3)

India

CID003489

Outreach Required

Gold

Emerald Jewel Industry India Limited (Unit 4)

India

CID003490

Outreach Required

Gold

K.A. Rasmussen

Norway

CID003497

Outreach Required

Gold

Alexy Metals

United States Of America

CID003500

Non Conformant

Gold

MD Overseas

India

CID003548

Outreach Required

Gold

Metallix Refining Inc.

United States Of America

CID003557

Outreach Required

Tungsten

OOO “Technolom” 2

Russian Federation

CID003612

RMI Due Diligence Review - Unable to Proceed

Tungsten

OOO “Technolom” 1

Russian Federation

CID003614

RMI Due Diligence Review - Unable to Proceed

Tungsten

YUDU ANSHENG TUNGSTEN CO., LTD.

China

CID003662

Outreach Required

Gold

Dongwu Gold Group

China

CID003663

Outreach Required

Gold

Sam Precious Metals

United Arab Emirates

CID003666

Outreach Required

Gold

NOBLE METAL SERVICES

United States Of America

CID003690

Outreach Required

Tantalum

5D Production OU

Estonia

CID003926

Outreach Required

Tungsten

Nam Viet Cromit Joint Stock Company

Viet Nam

CID004034

Outreach Required

Tin

Mining Minerals Resources SARL

Congo, Democratic Republic Of The

CID004065

Conformant

 

 

 

Tin

Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD.

Japan

CID004403

Conformant

Gold

SHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD.

China

CID004435

Outreach Required

Tungsten

Philippine Carreytech Metal Corp.

Philippines

CID004438

Non Conformant

Gold

TITAN COMPANY LIMITED, JEWELLERY DIVISION

India

CID004491

Non Conformant

Tin

RIKAYAA GREENTECH PRIVATE LIMITED

India

CID004692

Outreach Required

Gold

Attero Recycling Pvt Ltd

India

CID004697

Outreach Required

Gold

Impala Platinum - Platinum Metals Refinery (PMR)

South Africa

CID004714

Conformant

Tin

Woodcross Smelting Company Limited

Uganda

CID004724

Conformant

Tin

Global Advanced Metals Greenbushes Pty Ltd.

Australia

CID004754

Conformant

Gold

Elite Industech Co., Ltd.

Taiwan, Province Of China

CID004755

Conformant

 

 

 

Tin

Longnan Chuangyue Environmental Protection Technology Development Co., Ltd

China

CID004796

Outreach Required

Tungsten

Philippine Bonway Manufacturing Industrial Corporation

Philippines

CID004797

Conformant

Tantalum

Jiangxi Sanshi Nonferrous Metals Co., Ltd

China

CID004813

Active

Gold

Gasabo Gold Refinery Ltd

Rwanda

CID005006

RMI Due Diligence Review - Unable to Proceed

Tungsten

Jing Yuan Tungsten Technology Co., Ltd.

Taiwan, Province Of China

CID005012

Conformant

Gold

Minera Titán del Perú SRL (MTP) - Belen Plant

Peru

CID005014

Active

Tungsten

S.P.T. spol.s r.o.

Czechia

CID005068

Conformant

Tin

P Kay Metal, Inc

United States Of America

CID005189

Conformant

Tungsten

Uzbek Refractory and Heat-Resistant Metals

Uzbekistan

CID002660

Active

Gold

SOLEIL METALS (Chala One Plant)

Peru

CID004704

Active

Gold

SOLEIL METALS (YAKARI Plant)

Peru

CID004705

Active

Tungsten

Tungamoy Metals Inc.

Korea, Republic Of

CID005248

Conformant

 

 

 

 

Appendix B: Countries of Origin

 

Includes: list of countries that declared smelters are known to source from.

 

China

Russian Federation

Madagascar

Italy

Honduras

Brazil

Guyana

Netherlands

South Sudan

Benin

Australia

United Kingdom

Rwanda

Ghana

Kyrgyzstan

Japan

Hungary

Hong Kong

Sweden

Dominica

Canada

Ecuador

Mozambique

Eritrea

Liberia

United States

Kazakhstan

Slovakia

Saudi Arabia

Georgia

Indonesia

Cambodia

Panama

Papua New Guinea

Dominican Republic

Peru

Luxembourg

South Africa

United Arab Emirates

Tajikistan

Germany

Myanmar

Burundi

Belarus

Mauritania

Chile

Ireland

Congo

Mali

Central African Republic

Malaysia

Switzerland

Suriname

Poland

Senegal

India

France

Bolivia (Plurinational State of)

Burkina Faso

Bulgaria

Austria

Ethiopia

Philippines

El Salvador

Serbia

Korea

Singapore

Andorra

New Zealand

Uruguay

Argentina

Namibia

Tanzania

Guatemala

Oman

Mongolia

Mexico

Zimbabwe

Azerbaijan

Fiji

Thailand

Israel

Guinea

Jersey

Cyprus

Colombia

Estonia

Zambia

Finland

Botswana

Portugal

Taiwan

Djibouti

Morocco

Lithuania

Spain

Democratic Republic of Congo

Uzbekistan

Liechtenstein

Kenya

Niger

Viet Nam

Turkey

Armenia

Bermuda

Nigeria

Sierra Leone

Angola

Uganda

Albania

Belgium

Egypt

Sudan

Nicaragua

Solomon Islands

Norway

       

 

 

 

 

Appendix C: CMRT Declaration Rejection/Approval Criteria

 

Assent Sustainability Platform Logic Structure

 

The following tables map the Assent Sustainability Platform’s status outputs and CMRT logic structure when determining supplier conflict mineral statuses as displayed on the dashboard. Using this table, and referencing the CMRT questions listed above, users will be able to determine what answers were provided by their suppliers to earn their conflict minerals statuses. 

 

Dashboard Supplier Response Statuses

 

Supplier Status

Description

Not Submitted

A CMRT has not been submitted by the supplier

Complete

A CMRT has been submitted, and is valid and complete

Incomplete

A supplier with parts associated to them has submitted a partially completed Product-Level or User-Defined CMRT

Invalid Submission

A CMRT has been submitted and deemed invalid based on contradicting responses in the template

Out of Scope

The supplier is out of scope for conflict minerals and does not need to be contacted