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Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
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SCHEDULE 13D 0001594543 XXXXXXXX LIVE Common Stock 01/28/2025 false 0001849820 63911H207 Nauticus Robotics, Inc. 17146 FEATHERCRAFT LANE SUITE 450 WEBSTER TX 77598 William Kerber 405-373-6600 3917 NE 104TH ST Oklahoma City OK 73131 0001594543 N KERBER WILLIAM XAVIER III PF N OK 611492.00 0.00 611492.00 0.00 611492.00 N 9.5 IN Common Stock Nauticus Robotics, Inc. 17146 FEATHERCRAFT LANE SUITE 450 WEBSTER TX 77598 William Xavier Kerber III 3917 NE 104th ST Oklahoma City, OK. 73131 CEO Human Mode LLC 3917 NE 104th ST Oklahoma City, OK. 73131 During the past 5 years, Mr. Kerber has not been convicted in any criminal proceeding (excluding traffic violations or similar misdemeanors). During the past 5 years, Mr. Kerber has not been a party to any civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding such person was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. United States All of the shares of Common Stock were acquired using Mr. Kerber's personal funds. They were purchased on the exchange through brokerage accounts between January 27, 2025 and January 30, 2025. No loans were involved in these purchases. Mr. Kerber purchased these shares as an individual for the purposes of investment in the Issuer's co mmon stock. Mr. Kerber is not employed by the Issuer. Mr. Kerber does not have any present plans o r proposals that would relate to or result in transactions described in clauses (a) through (j) of Item 4 of Schedule 13D. However, Mr. Kerber reserves the right to formulate in the future plans or proposals which may relate to or result in the transactions described in clauses (a) through (j) of Item 4 of Schedule 13D. Mr. Kerber may, from time to time, purchase additional securities in the open market or privately-negotiated transactions depending on his evaluation of the Issuer's business, prospects, financial condition and other opportunities available to him. Mr. Kerber may also decide to hold or dispose of all or part of his investments in securities of the Issuer and/or enter into derivative transactions with institutional counter parties with respect to the Issuer's securities, including actions that may involve one or more of the types of transactions described in clauses (a) through (j) of Item 4 of Schedule 13D. As of the date of this Schedule, Mr. Kerber beneficially owns an aggregate of 611,492 shares of Common Stock, or 9.5% of the Issuer's outstanding shares of Common Stock. The beneficial ownership percentages used in this Schedule are calculated based on the 6,407,475 shares outstanding as of the Issuer's 10-Q quarterly report filed on November 12, 2024. As of the date of this Schedule, Mr. Kerber has sole voting and dispositive power over the 611,492 shares of Common Stock. Except as described in Items 3, 4 and 5 of this Schedule, which descriptions are incorporated herein by reference, the Reporting Persons have not effected any transactions in the Common Stock during the past 60 days. Except as disclosed in Item 2, no person is known to the Reporting Persons to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, any securities covered by this Schedule. Not Applicable As of the filing date of this Schedule, Mr. Kerber is not involved in any contracts, arrangements, under standings or relationships related to any securities of the Issuer. KERBER WILLIAM XAVIER III WILLIAM XAVIER KERBER III WILLIAM XAVIER KERBER III 01/30/2025