Please wait
0001603454 EX-FILING FEES S-3ASR 0001603454 2026-01-09 2026-01-09 0001603454 1 2026-01-09 2026-01-09 0001603454 2 2026-01-09 2026-01-09 0001603454 3 2026-01-09 2026-01-09 0001603454 4 2026-01-09 2026-01-09 0001603454 5 2026-01-09 2026-01-09 0001603454 6 2026-01-09 2026-01-09 0001603454 1 2026-01-09 2026-01-09 0001603454 2 2026-01-09 2026-01-09 iso4217:USD xbrli:shares iso4217:USD xbrli:shares xbrli:pure

 

Exhibit 107

 

Calculation of Filing Fee Tables

 

Form S-3

(Form Type)

 

Celcuity Inc.

(Exact Name of Registrant as Specified in its Charter)

 

Table 1: Newly Registered and Carry Forward Securities

 

     Security
Type
  Security
Class
Title
  Fee
Calculation
or Carry
Forward
Rule
   Amount
Registered
   Proposed
Maximum
Offering
Price
Per Unit
   Maximum
Aggregate
Offering Price
   Fee
Rate
   Amount of
Registration
Fee
   Carry
Forward
Form
Type
   Carry
Forward
File
Number
   Carry
Forward
Initial
Effective
Date
   Filing Fee
Previously
Paid in Connection
with Unsold
Securities
to be
Carried
Forward
 
 
Newly Registered Securities 
                                                           
Fees to be Paid (1) Equity  Common Stock, par value $0.001 per share   Other                        0   $0.00013810    0                                      
Fees to be Paid (2) Equity  Preferred Stock, par value $0.001 per share   Other              0   $0.00013810    0                     
Fees to be Paid (3) Other  Warrants   Other              0   $0.00013810    0                     
Fees to be Paid (4) Debt  Debt Securities   Other              0   $0.00013810    0                     
Fees to be Paid (5) Other  Units   Other              0   $0.00013810    0                     
Fees to be Paid (6) Equity  Common Stock, par value $0.001 per share   457(o)            $400,000,000   $0.00013810   $55,240.00                     
Fees Previously Paid                                                          
                                                           
Carry Forward Securities 
                                                           
Carry Forward Securities                                                          
                                                           
     Total Offering Amounts   $400,000,000        $55,240.00                     
                                                           
     Total Fees Previously Paid              -                     
                                                           
     Total Fee Offsets             $14,907.60                     
                                                           
     Net Fee Due             $40,332.40                     

 

(1)

(a) The securities registered by this registration statement may be sold separately, together with other securities registered or as units consisting of a combination of securities registered hereunder. As permitted by Rule 457(o) under the Securities Act of 1933, as amended (the “Securities Act”), the number of securities of each class of securities registered hereunder is not specified. The registrant is registering hereunder an indeterminate number of shares of common stock, shares of preferred stock, warrants to purchase shares of common stock, warrants to purchase any of the other securities offered hereby, debt securities, and units comprised of any of the securities offered hereby of the registrant as may from time to time be issued at indeterminate prices. The securities registered also include such indeterminate number of shares of common stock and preferred stock and amount of debt securities as may be issued upon conversion of or exchange for debt securities that provide for conversion or exchange, upon exercise of warrants or pursuant to the antidilution provisions of any such securities. In addition, pursuant to Rule 416 under the Securities Act, this registration statement also registers such indeterminate number of shares of common stock as may be issued from time to time upon conversion of, or exchange for, securities registered hereunder or as a result of share splits, share capitalizations, or similar transactions.

 

(b) The maximum offering price for each class of securities will be determined from time to time by the registrant in connection with the issuance of the securities registered by this registration statement.

 

(c) The registrant is relying on Rules 456(b) and 457(r) under the Securities Act to defer payment of all registration fees for the securities offered under this registration statement, other than with respect to $55,240 of registration fees to be paid in connection with $400,000,000 of shares of common stock that may be issued and sold from time to time under the sales agreement prospectus supplement included in this registration statement. In connection with the securities offered hereby, the registrant will pay “pay-as-you-go registration fees” in accordance with Rule 456(b) under the Securities Act. The registrant will calculate the registration fee applicable to an offer of securities pursuant to this registration statement based on the fee rate in effect on the date of such fee payment.

   
(2)

(a) See Note (1)(a).

 

(b) See Note (1)(b).

 

(c) See Note (1)(c).

   
(3)

(a) See Note (1)(a).

 

(b) See Note (1)(b).

 

(c) See Note (1)(c).

   
(4)

(a) See Note (1)(a).

 

(b) See Note (1)(b).

 

(c) See Note (1)(c).

   
(5)

(a) See Note (1)(a).

 

(b) See Note (1)(b).

 

(c) See Note (1)(c).

   
(6)

(a) See Note (1)(a).

 

(b) See Note (1)(b).

 

Table 2: Fee Offset Claims and Sources

 

     Registrant or Filer Name  Form or Filing Type   File Number   Initial Filing Date   Filing Date   Fee Offset Claimed   Security Type Associated with Fee Offset Claimed   Security Title Associated with Fee Offset Claimed   Unsold Securities Associated with Fee Offset Claimed   Unsold Aggregate Offering Amount Associated with Fee Offset Claimed   Fee Paid with Fee Offset Source 
Rules 457(b) and 0-11(a)(2)
Fee Offset Claims                                              
Fee Offset Sources                                              
Rule 457(p)  
Fee Offset Claims 1  Celcuity Inc.   S-3    333-281887    8/30/2024       $14,907.60    Unallocated (Universal) Shelf    Unallocated (Universal) Shelf       $101,000,016     
Fee Offset Sources    Celcuity Inc.   S-3    333-281887        8/30/2024                        $14,907.60 

 

Table 3: Combined ProspectusesNot Applicable

 

    Security Type   Security Class Title   Amount of Securities Previously Registered   Maximum Aggregate Offering Price of Securities Previously Registered   Form Type   File Number   Initial Effective Date 
N/A    N/A    N/A    N/A    N/A    N/A    N/A    N/A 

 

(1) The registrant previously registered $400,000,000 of an indeterminate amount of securities to be offered from time to time at prices to be determined at the time of each such offering pursuant to the Registration Statement on Form S-3 (SEC File No. 333-281887), which was declared effective by the U.S. Securities and Exchange Commission on December 2, 2024 (the “Prior Registration Statement”). The registrant paid an aggregate registration fee of $55,626.21 in connection with the filing of the Prior Registration Statement. The registrant sold an aggregate of $298,999,984 of such securities under the Prior Registration Statement, leaving the balance of $101,000,016 unsold and unissued (the “Unsold Securities”). The unused registration fees represented by the Unsold Securities total $14,907.60. The registrant has terminated or completed all offerings of the Unsold Securities under the Prior Registration Statement. Pursuant to Rule 457(p) under the Securities Act, the $55,240 registration fee associated with the $400,000,000 of shares of common stock that may be issued and sold from time to time under the sales agreement prospectus supplement included in this registration statement is being partially offset by the $14,907.60 in fees that remain available under the Prior Registration Statement. As a result, the Unsold Securities are deemed deregistered upon the filing of this registration statement.