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Unaudited Proforma Consolidated Financial Statements

 

On March 25, 2025, GridAI Technologies Corp. (f/k/a Entero Therapeutics, Inc.) (the “Company”) entered into a Rescission Agreement (the “Rescission Agreement”) by and among the Company, ImmunogenX, LLC (“Immuno LLC”) and each of the individuals or entities (each a “Shareholder” and collectively, the “Shareholders”) who are the former shareholders of ImmunogenX, Inc., a Delaware corporation (“Immuno Corp.”) to unwind the transactions as set forth in the Agreement and Plan of Merger, dated March 13, 2024 by and among the Company, IMMUNO Merger Sub I, Inc., a Delaware corporation, IMMUNO Merger Sub II, LLC, a Delaware limited liability company, and Immuno Corp., and in the other agreements entered into in connection therewith. On July 16, 2025, the Company, Immuno LLC and the Shareholders entered into an Amendment to the Rescission Agreement (“Rescission Agreement Amendment”).

 

On December 31, 2025, the Company, Immuno LLC and the Shareholders completed the transactions contemplated by the Rescission Agreement, as amended by the Rescission Agreement Amendment, including the transfer by the Coamny to the Shareholders of all of the issued and outstanding membership interests of Immuno LLC held by the Company. After the consummation of the transactions contemplated by the Rescission Agreement Immuno LLC is no longer a subsidiary of the Company and the Company is no longer holding any interest in Immuno LLC.

 

The accompanying pro forma consolidated financial statements are presented to show the effects of the completion of the Rescission Agreement on the Company’s consolidated financial statements and reflect transaction accounting adjustments as further described below. The unaudited pro forma consolidated financial statements and the notes thereto should be read together with: the Company’s consolidated financial statements and the notes thereto as of and for the year ended December 31, 2024; the Management’s Discussion and Analysis included in the Company’s Annual Report on Form 10-K/A for the year ended December 31, 2024; and the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2025.

 

 

 

 

Unaudited Pro Forma Consolidated Balance Sheet

 

   (unaudited)
Sept 30, 2025
   Proforma
Adjustment
   Proforma
Balance Sheet
 
Current Assets:               
Cash and cash equivalents  $2,517,218    -    2,517,218 
Accounts Receivable   37,490         37,490 
Prepaid expenses   451,879    -    451,879 
Assets held-for-sale (a)   83,170,009    (83,170,009)   - 
other current asssets   1,521,939         1,521,939 
Total Current Assets   87,698,535    (83,170,009)   4,528,526 
Developed technology, net   18,387,000         18,387,000 
Customer relations   2,630,000         2,630,000 
Trade name   782,000         782,000 
Property, equipment, and leasehold improvements, net   27,520         27,520 
 Goodwill   25,796,163    -    25,796,163 
 Deposits   49,122    -    49,122 
Total Other Assets   47,671,805    -    47,671,805 
Total Assets   135,370,340    (83,170,009)   52,200,331 
Liabilities and Stockholders' Equity (Deficit)               
Current Liabilities:               
Accounts payable (b)   4,973,285    364,003    5,337,288 
Accrued expenses   410,324    -    410,324 
Deferred consideration- short term   2,000,000         2,000,000 
Accrued dividend payable   1,564,753    -    1,564,753 
Line of credit   700,000    -    700,000 
Liabilities held-for-sale (b)   23,672,708    (23,672,708)   - 
Operating lease liabilities   135,609    -    135,609 
Other current liabilities   59,482    -    59,482 
Total Current Liabilities   33,516,161    (23,308,705)   10,207,456 
Non-current operating lease liabilities               
Deferred consideration- long term   5,000,000    -    5,000,000 
Other non-current liabilties   7,292,101    -    7,292,101 
Total Liabilities   45,808,262    (23,308,705)   22,499,557 
Mezzanine Equity:               
Series G preferred stock (c)   61,681,100    (57,790,474)   3,890,626 
Common stock (f)   255    (1)   (60)
Series H   4    -    4 
Additional paid-in capital (d)   228,392,426    (2,300,499)   226,092,241 
Accumulated deficit (e)   (205,798,707)   229,670    (205,569,037)
Non controlling interest   5,287,000    -    5,287,000 
Total Stockholders' Equity (Deficit)   27,880,978    (2,070,830)   25,810,148 
Total Liabilities, Mezzanine Equity and Stockholders' Equity (Deficit)  $135,370,340   $(83,170,009)  $52,200,331 

 

 

 

 

Notes to Unaudited Pro Forma Financial Information

The unaudited pro forma financial information has been prepared to give effect to the rescission agreement with IMGX, as if the rescission had occurred on the dates indicated herein. The pro forma adjustments reflect the reversal of the discontinued operations associated with IMGX, including the removal of assets held for sale, related liabilities, and equity interests previously recorded in the Company’s historical financial statements. The pro forma information is presented for illustrative purposes only and does not purport to represent the Company’s actual financial position or results of operations had the rescission occurred on those dates, nor is it indicative of future results. The pro forma adjustments have been prepared in accordance with Article 11 of Regulation S-X and ASC 205-20, Presentation of Financial Statements – Discontinued Operations.

The foregoing notes apply to the unaudited pro forma balance sheet presented herein.

 

(a)Reflects the removal of assets classified as held for sale associated with IMGX in connection with the rescission agreement. These assets, which had been previously classified as held for sale, are no longer part of the Company’s operations and have been derecognized from the unaudited pro forma balance sheet as of March 31, 2025.

 

(b)Reflects the removal of liabilities classified as held for sale associated with IMGX, which were derecognized in conjunction with the asset removal described in adjustment (a), in accordance with the terms of the rescission agreement.

Certain liabilities previously classified within liabilities held for sale were reclassified to accounts payable as part of the rescission.

 

(c)Reflects the removal of 11,777,418 shares of Series G Preferred Stock issued to IMGX that were rescinded pursuant to the rescission agreement and are no longer outstanding. The remaining Series G Preferred Stock issued to other investors is not affected by this adjustment.

 

(d)Reflects adjustments to additional paid-in capital resulting from the elimination of previously recorded equity balances related to IMGX. These adjustments reflect the reversal of the Series G Preferred Stock described in adjustment (c) and the reversal of common shaeres, options and warrants and the related impact on the Company’s capital structure as a result of the rescission.

 

(e)The change in accumulated deficit primairly reflects the impact of the discontinued operations related to the recission of the IMGX transaction.

 

(f)Common stock reflects a nominal adjustment of $1, representing the removal of common shares previously issued in connection with the IMGX transaction as a result of the recission agreement. The adjustment reflects the reversal of the acquisition-related equity balances, with corresponding offsetys recorded to additional pain-in capital and accumulated deficit consistent with the recission of the IMGX transaction.

 

The pro forma adjustments assume that the rescission of the IMGX transaction occurred prior to the period presented for purposes of the unaudited pro forma balance sheet and statements of operations.

No pro forma adjustments to revenues or operating expenses were required other than those reflected in discontinued operations, as the rescission did not result in continuing operations impacts beyond those described above.

The pro forma adjustments do not reflect any material income tax effects resulting from the rescission.

The rescission agreement did not result in any continuing obligations or contingent consideration requiring pro forma adjustment.

 

 

 

 

Unaudited Pro Forma Consolidated Statements of Operations

 

   (Unaudited)
Sept 30, 2025
   Proforma
Adjustment
   Proforma
Balance Sheet
 
Operating expenses:               
Research and development expenses  $32,080        $32,080 
General and administrative expenses   2,362,957         2,362,957 
Total operating expenses   2,395,037         2,395,037 
                
Loss from operations  $(2,395,037)       $(2,395,037)
                
Other expenses:               
Total other expenses   (198,855)        (198,855)
                
Loss from continued operations  $(2,593,892)       $(2,593,892)
Income tax benefit   -         - 
Net loss from continued operations  $(2,593,892)       $(2,593,892)
                
Loss from discontinued operations, net of tax   (816,808)   816,808    - 
                
Net loss  $(3,410,700)       $(2,593,892)
Preferred stock dividends   (254,172)        (254,172)
Net loss applicable to common shareholders  $(3,664,872)       $(2,848,064)
                
Weighted average shares outstanding, basic and diluted   1,609,863         1,609,863 
Loss per share, basic and diluted   (2.28)        (1.77)
Loss per share from discontinued operations, basic and diluted   (0.51)        0.00 

 

 

 

 

   (Audited)
Dec 31, 2024
   Proforma
Adjustment
   Proforma
Balance Sheet
 
Operating expenses:               
Research and development expenses  $903,941        $903,941 
General and administrative expenses   14,717,333         14,717,333 
Total operating expenses   15,621,274         15,621,274 
                
Loss from operations  $(15,621,274)       $(15,621,274)
                
Other expenses:               
Total other expenses   2,253         2,253 
                
Loss from continued operations  $(15,619,021)       $(15,619,021)
                
Loss from discontinued operations, net of tax   (2,440,315)   2,440,315    - 
                
Net loss  $(18,059,336)       $(15,619,021)
Preferred stock dividend   (240,965)        (240,965)
Net loss applicable to common shareholders  $(18,300,301)       $(15,859,986)
                
Weighted average shares outstanding, basic   3,434,934         3,434,934 
Weighted average shares outstanding, diluted   3,434,934         3,434,934 
Loss per share, basic   (5.33)        (4.62)
Loss per share, diluted   (5.33)        (4.62)
Loss per share from discontinued operations, basic   (0.71)        0.00 
Loss per share from discontinued operations, diluted   (0.71)        0.00 

 

 

 

 

Notes to Unaudited Pro Forma Financial Information

 

The unaudited pro forma financial information has been prepared to give effect to the rescission agreement with IMGX, as if the rescission had occurred at the beginning of the periods presented. The pro forma adjustments reflect the reversal of the discontinued operations associated with IMGX. The pro forma information is presented for illustrative purposes only and does not purport to represent the Company’s actual results of operations had the rescission occurred on those dates, nor is it indicative of future results. The pro forma adjustments have been prepared in accordance with Article 11 of Regulation S-X and ASC 205-20, Presentation of Financial Statements - Discontinued Operations.

 

(a)Reflects the removal of loss from discontinued operations associated with IMGX.