Exhibit 1.01 LivaNova PLC Conflict Minerals Report for the Year Ended December 31, 2024 This Conflict Minerals Report (this “Report”) of LivaNova PLC has been prepared for the reporting period from January 1, 2024 to December 31, 2024, pursuant to Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (“SEC”) to implement disclosure and reporting requirements pursuant to Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Act”). The Act defines conflict minerals as cassiterite, columbite-tantalite (coltan), gold, wolframite or their derivatives, tin, tantalum, and tungsten (together, the “3TGs”). The “Covered Countries” for the purposes of the Rule are the Democratic Republic of the Congo (“DRC”), the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia, and Angola. The Rule imposes certain reporting requirements on SEC registrants who manufacture or contract to manufacture products that include 3TGs if such 3TGs are necessary to the functionality or production of the products. 1. Company Overview This Report has been prepared by the management of LivaNova PLC (the “Company” or “LivaNova”). It does not include the activities of variable interest entities that are not required to be consolidated. This Report reports the reasonable country of origin inquiry (“RCOI”) and subsequent due diligence measures that were used to determine whether any of the necessary 3TGs in LivaNova’s product offerings originate from Conflict-Affected and High-Risk Areas (“CAHRAs”), such as the Covered Countries, or came from recycled or scrap sources, for the year ended December 31, 2024. In fiscal year 2024, LivaNova operated as two reportable segments: • Cardiopulmonary: The Company’s Cardiopulmonary segment is engaged in the design, development, manufacture, marketing and sale of cardiopulmonary products including oxygenators, heart-lung machines, autotransfusion systems, perfusion tubing systems, cannulae and other related accessories. • Neuromodulation: The Company’s Neuromodulation segment is engaged in the design, development, manufacture, marketing, and sale of products that deliver neuromodulation therapy for treating drug-resistant epilepsy and difficult-to-treat depression. The Neuromodulation segment is also engaged in the development and management of clinical testing of the Company’s aura6000 System for treating obstructive sleep apnea. Prior to 2024, LivaNova operated through three segments: Cardiopulmonary, Neuromodulation, and ACS. During the first quarter of 2024, the Company reorganized its operating and reporting structure which involved transitioning all ACS standalone cannulae and accessories into its Cardiopulmonary segment. Operations for other ACS products, including LifeSPARC and Hemolung systems, were discontinued in 2024. While ACS was not considered a reportable segment in 2024, product containing 3TGs from the Company's former ACS business in 2024 are included in this Report. LivaNova’s broad and complex product offerings may contain 3TGs within the following components: • Tantalum, used in capacitors; • Tin, used in electrical components, printed circuit board assembly, hardware, and equipment; • Tungsten, used in coatings, alloys, heating elements, and electrodes; and • Gold, used in circuit boards, electrodes, coatings, and electronic components. Additional information relating to LivaNova is available at www.livanova.com. Information on the Company’s website is not incorporated into this Report. 2. General Policy and Team LivaNova embraces the key principles of the International Labour Organization’s fundamental conventions. LivaNova believes that the Company’s business can only succeed where the rights of all workers involved in the value chain of the Company’s businesses are protected and respected, and the Company aims to conduct business with third parties including consultants, suppliers, and other business partners (“Third Parties”) who share LivaNova’s commitment to operating in a responsible and ethical manner. LivaNova strives to conduct the Company’s activities in a manner that reflects the Company’s mission and Code of Ethics and Business Conduct – which includes being a good corporate citizen, dealing fairly in business, behaving ethically, supporting a safe and healthy workplace, doing business in an environmentally responsible manner, and complying with applicable law. LivaNova is committed to ensuring that the Company’s supply chain reflects LivaNova’s values and beliefs, including adherence to principles of responsible sourcing for materials for the Company’s products. As part of the Company’s commitment, LivaNova supports the goals and objectives of Section 1502 of the Dodd Frank Act and seeks to uphold responsible sourcing practices. LivaNova expects the Company’s suppliers to support the Company’s efforts to comply with the Dodd Frank Act and to proactively identify and work towards eliminating the use of any minerals that fund or benefit armed groups from within the Company’s supply chain. In addition, LivaNova expects the Company’s suppliers to conduct business operations in an ethical manner and to comply with the Company’s Third Party Code of Ethics and Business Conduct (“Third Party Code of Conduct”) and all applicable laws related to environmental responsibility, workplace health and safety, and human resources.
Through the Nominating and Corporate Governance Committee of the Board of Directors, the Board oversees the Company’s material environmental, social, and governance (“ESG”) matters, which are led by the Senior Director of Sustainability. The Company’s sustainability governance structure includes regular executive team engagement with a Steering Committee body (sponsored by the Chief Financial Officer) and the cross-functional ESG Task Force. The ESG Task Force is comprised of vice presidents and key stakeholders who lead ESG focus areas or whose work is informed by ESG. This global stakeholder team also monitors relevant regulations in global markets to enable LivaNova to meet or surpass sustainability-related expectations and requirements. 3. Reasonable Country of Origin Inquiry LivaNova collaborated with Assent Inc. (“Assent”), a supply chain sustainability management provider, to develop its conflict minerals process. The process includes: • determining which of the Company’s products distributed in 2024 potentially contain 3TGs necessary to the functionality or production of such products; • identifying suppliers or contract manufacturers that provide LivaNova components, subassemblies, or finished products that may contain necessary 3TGs within these commercially distributed products (i.e., in-scope suppliers); • conducting a good faith RCOI designed to determine whether any necessary 3TGs contained in the Company’s products originated in CAHRAs or came from recycled or scrap sources; and • providing a list composed of potential in-scope suppliers and their corresponding LivaNova parts, to Assent for upload to the Assent Compliance Manager (“ACM”), a platform to complete and track supplier communications. LivaNova does not purchase minerals directly from mines, smelters, or refiners (“SORs”) and therefore must rely on the Company’s suppliers to provide information on the origin of the minerals contained in components and materials supplied to the Company or products manufactured for the Company. To collect data on the sources of origin of the necessary 3TG procured by the supply chain, LivaNova utilized the Conflict Minerals Reporting Template (“CMRT”) version 6.2 or higher to conduct a survey of all in-scope suppliers. During the supplier survey, LivaNova contacted 276 suppliers via the ACM. In addition to validating, assessing, and managing suppliers, the ACM also provides functionality that meets the Organization for Economic Co-Operation and Development (“OECD”) Guidance process expectations by evaluating the quality of each supplier response and assigning a health score based on the supplier’s declaration of process engagement. The metrics provided in this report, as well as the step-by-step process for supplier engagement and upstream due diligence investigations, are managed through this platform. Training and education to guide suppliers on best practices and the use of the CMRT was included in the survey. Assent monitored and tracked all communications in the ACM. LivaNova directly contacted suppliers who were unresponsive to Assent’s repeated communication attempts during the diligence process and requested these suppliers complete the CMRT and submit it to Assent. LivaNova’s program continues to include automated data validation on all submitted CMRTs. The goal of data validation is to increase the accuracy of submissions and identify any contradictory answers in the CMRT. This data validation is based on questions within the declaration tab of the CMRT which helps to identify areas that require further classification or risk assessment, as well as understand the due diligence efforts of the Tier 1 suppliers. The results of this data validation contribute to the program’s health assessment and are shared with the suppliers to ensure they understand areas that require clarification or improvement. All submitted forms are accepted and classified as valid or invalid so that data is retained. Suppliers are contacted regarding invalid forms and are encouraged to submit a valid form. Suppliers are also provided with guidance on how to correct these validation errors in the form of feedback to their CMRT submission, training courses, and direct engagement help through Assent’s multilingual Supplier Experience team. Since some suppliers may remain unresponsive to feedback, LivaNova tracks program gaps to account for future improvement opportunities. As of May 9, 2025, there were 276 suppliers in scope of the conflict minerals program. Of those 276 suppliers in scope, 221 suppliers returned a CMRT. LivaNova’s total response rate for this reporting year was 80%. Note that as of May 9, 2025, there were 2 invalid or incomplete supplier submissions that could not be corrected. Based on the Company’s RCOI, LivaNova has reason to believe that some of the necessary 3TGs in the Company’s products may have originated in the Covered Countries and did not come from recycled or scrap sources. Accordingly, LivaNova conducted additional due diligence as described below. 4. Design of Due Diligence LivaNova designed its due diligence process to be in conformity, in all material respects, with the framework in the OECD Guidance and the related supplements. The program aligns with the five steps for due diligence that are described by the OECD Guidance, and LivaNova continues to evaluate market expectations for data collection and reporting to achieve continuous improvement opportunities. Due diligence requires LivaNova to rely on data provided by direct suppliers and third party audit programs. There is a risk of incomplete or inaccurate data as the process cannot fully be owned by LivaNova. However, through continued outreach and process validation, in collaboration with Assent, LivaNova believes that the Company’s process aligns with industry standards and market expectations for downstream companies’ due diligence.
a. Establish Strong Company Management and Control Systems i. Internal Team LivaNova has established a management team responsible for the conflict minerals program. In 2024, the Company’s management team was overseen by the Vice President of Neuromodulation Operations, who is also a member of LivaNova’s ESG task force, a team of subject matter experts from relevant functions such as supply chain, sourcing, operations, and legal. The team of subject matter experts is responsible for implementing the Company’s conflict minerals compliance strategy. ii. Control Systems and Company Policies LivaNova’s controls include, but are not limited to, the Company’s Code of Ethics and Business Conduct which outlines certain expected behaviors for all employees. In addition, LivaNova’s Third Party Code of Conduct, which is published externally (in multiple languages) as well as in a majority of the Company’s indirect purchase order terms and conditions, defines the standards that the Company requires of all LivaNova Third Parties to comply with when doing business with us, in addition to all applicable laws, regulations, and industry standards. Compliance with LivaNova’s Third Party Code of Conduct informs an important part of LivaNova’s Third Party selection and evaluation. LivaNova requires Third Parties to meet the Company’s requirements and to pass on these requirements to their respective supply chains. If an audit conducted by or on behalf of LivaNova reveals non-alignment with the Company’s Third Party Code of Conduct, LivaNova has the right to take corrective measures that, in the event of significant non-compliance, may also include immediate termination of the business relationship. In addition, LivaNova relies on the Company’s direct in-scope suppliers to provide information on the origin of the necessary 3TGs contained in components and materials supplied to us, including sources of necessary 3TGs that are supplied to them from lower tier suppliers. LivaNova’s General Terms and Conditions for the Purchase of Products and Services included with the Company’s purchase orders specify that, in order to conduct business with LivaNova, a supplier may be required to complete a questionnaire designed to identify the potential presence of 3TGs in any products it sells to LivaNova, and if necessary, perform appropriate due diligence. iii. Supplier Engagement As LivaNova does not have a direct relationship with 3TGs SORs, the Company is engaged and actively cooperates with other manufacturers in the Company’s industry and other sectors. The Company relies primarily on the Company’s Tier 1 direct suppliers to provide information on the origin of the necessary 3TGs contained in components and materials supplied to us, including sources of necessary 3TGs that are supplied to them from lower tier suppliers. The Company engages with suppliers directly to request a valid CMRT for the products that they supply to LivaNova. With respect to the OECD requirement to strengthen engagement with suppliers, LivaNova has developed an internal process that includes steps of supplier engagement escalation such as in-person meetings and corrective actions. iv. Grievance Mechanism LivaNova proactively promotes ethical behavior and encourages all of its stakeholders to Speak Up and report violations of laws, regulations, and/or the Company’s policies and procedures, including the Company’s Code of Ethics and Business Conduct and the Company’s Third Party Code of Conduct. While LivaNova encourages employees to raise issues with their managers, the Company also maintains an Ethics and Integrity Helpline where concerns can be reported confidentially and anonymously. All reports received are triaged to ensure timely and effective follow up. v. Records Maintenance LivaNova has retained relevant documentation from the Company’s RCOI and due diligence process. Through Assent, a document retention policy to retain conflict minerals related documents for up to five years, including supplier responses to CMRTs and the sources identified within each reporting period, exists. b. Identify and Assess Risk in LivaNova’s Supply Chain The ACM provides functionality that meets the OECD Guidance process expectations by evaluating the quality of each supplier response and assigning a health score based on the supplier’s declaration of process engagement. Additionally, the metrics provided in this report, as well as the step-by-step process for supplier engagement and upstream due diligence investigations performed, are managed through this platform. Risks associated with supplier CMRT content are identified automatically in the ACM based on criteria established for supplier responses. These risks are addressed by Assent staff and members of the internal conflict minerals team, who contact the supplier, gather pertinent data, and perform an assessment of the supplier’s conflict minerals status. Risks at the supplier level may include non-responsive suppliers or incomplete CMRTs. In cases where a company-level CMRT (such as when a company declares there are no 3TGs in any of its products) is submitted, LivaNova is unable to determine if all of the specified smelters/refiners were used for 3TGs in the components or products supplied. Assent’s supplier risk assessment (flagging suppliers’ risk as high, medium, or low) identifies problematic suppliers in a company’s supply chain. The risk assessment is derived from the smelter validation process, which establishes risk at the smelter level via an analysis that considers multiple conflict minerals factors. Risks were identified by assessing the due diligence practices and status of SORs identified in the supply chain by upstream suppliers that listed mineral processing facilities on their CMRT declarations. Assent’s smelter validation program compared listed facilities into the list of smelters/refiners consolidated by the RMI to ensure that the facilities met the recognized definition of a 3TG processing facility that was operational during the 2024 calendar year.
Assent determined if the smelter or refiner had been audited against a standard in conformance with the OECD Guidance, such as the Responsible Minerals Assurance Process (“RMAP”). LivaNova does not have a direct relationship with SORs and does not perform direct audits of these entities within their supply chain. SORs that are conformant to RMAP audit standards are considered to have their sourcing validated as “conflict free or responsibly sourced.” In cases where the SORs’ due diligence practices have not been audited against the RMAP standard or they are considered non-conformant by RMAP, follow-ups are made to suppliers reporting those facilities. SORs are then assessed for the potential for sourcing risk. Risk mitigation activities are initiated whenever a supplier’s CMRT reported facilities of concern. Through Assent, suppliers with submissions that included any SORs of concern were immediately provided with feedback instructing the flagged supplier to conduct its own independent risk mitigation actions. Additional escalation may have been necessary to address any continued sourcing from these SORs of concern. Suppliers are given clear performance objectives within reasonable timeframes with the ultimate goal of progressive elimination of these SORs of concern from the supply chain. In addition, suppliers are guided to educational materials regarding mitigating the risks identified through the data collection process. c. Design and Implement a Strategy to Respond to Risks LivaNova developed processes to assess and respond to the risks identified in the supply chain. As the program progresses, escalations are sent to non-responsive suppliers to outline the importance of a response via CMRTs and to outline the required cooperation for compliance to the conflict minerals rules and LivaNova’s expectations. In cases where suppliers have continuously been non-responsive or are not committed to corrective action plans, LivaNova assesses if replacement of such supplier is feasible. d. Independent Third Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain LivaNova does not have a direct relationship with SORs of 3TGs and as a result, LivaNova does not perform direct audits of these entities in its supply chain. LivaNova relies on the efforts of the industry associations that administer independent third party SOR audit programs and encourages suppliers with more direct relationships with SORs to participate in comparable due diligence validation activities. Assent also directly contacts smelters and refiners that are not currently enrolled in the RMAP to encourage their participation and gather information regarding each facilities’ sourcing practices on behalf of its compliance partners. e. Report on Supply Chain Due Diligence This Conflict Minerals Report is being filed with the SEC as an exhibit to LivaNova’s specialized disclosure report on Form SD and is available on the Company’s website at https://investor.livanova.com/financial-information/sec-filings. LivaNova has also considered impacts from the European Union Conflict Minerals Regulation when disclosing details with regards to due diligence efforts. The Company continues to expand efforts to increase transparency through the Company’s data collection process and risk evaluation, as well as for disclosure by way of public reporting tools. 5. Due Diligence Results During the Company’s due diligence efforts, members of Assent and/or members of the LivaNova supply chain team made several follow- up inquiries to each “non-responsive” supplier who did not respond to the Company’s initial survey, by phone or email. Assent reviewed the responses received against criteria developed to determine which required further engagement with the Company’s suppliers. These criteria included incomplete responses as well as inconsistencies within the data reported in the CMRT. Assent worked directly with those suppliers to provide revised responses. The majority of the responses received provided data at the supplier company level or a division/segment level relative to the supplier, rather than at a level directly relating to a part number that the supplier supplies to LivaNova or at a level unable to specify the SORs used for components supplied. The Company was therefore unable to determine whether any of the necessary 3TGs that these suppliers reported were contained in components or parts supplied directly to the Company. As noted above, LivaNova received 221 responses from the Company’s in-scope suppliers as of May 9, 2025. Based on these responses, for all responses that indicated a SOR, the Company’s third party consultant compared the facilities listed to the list of SORs maintained by the RMI. If a supplier indicated that the facility was certified as “Conflict-Free,” Assent confirmed that the name was listed by RMI as RMAP Conformant. As of May 9, 2025, LivaNova validated 366 SORs, and the Company is working to validate the additional SOR entries from the submitted CMRTs. Appendix A lists all validated smelters and refiners that the suppliers the Company surveyed reported as being in their supply chains. LivaNova has not listed any smelters or refiners that the Company has not been able to validate in Appendix A. Appendix B includes an aggregated list of the potential countries of origin from which the reported SORs collectively source 3TGs, based on information provided through the CMRT data collection process, from direct smelter outreach and the RMAP. It is understood that many responses may provide more data than can be directly linked to LivaNova products, and therefore, Appendices A and B may contain more SORs and/or countries than those that the necessary 3TGs in the Company’s products are being sourced from. Based on the smelter lists provided by suppliers via the CMRTs and publicly available information, LivaNova has identified 233 SORs that are RMAP Conformant and an additional 4 that are RMAP Active (meaning they have committed to undergo an RMAP assessment, complete relevant documents, and schedule an on-site assessment) as defined by the RMI smelter data. The remaining 129 have been identified as Non- Conformant or Not Enrolled. Efforts to Determine Mine or Location of Origin: By requesting that the Company’s suppliers complete the CMRT, and, as the program progresses, requiring full completion of all necessary smelter identification information, which will enable the validation and disclosure of the SORs as well as the tracing of the 3TGs to their location of origin, LivaNova has determined that seeking information about 3TGs SORs in the Company’s supply chain represents the most reasonable effort the Company can make to determine the mines or locations of origin of the necessary 3TGs in the Company’s supply chain.
6. Planned Process Improvements to Mitigate Risks LivaNova intends to take the following steps to improve the Company’s conflict minerals program: • Continue to track and add new suppliers who provide components containing necessary 3TGs to the conflict minerals program; • Continue to engage with suppliers who reported that their supply chains may source 3TGs from high-risk smelters to encourage awareness and influence change; • Engage with suppliers and direct them to training resources to increase the response rate and improve the content of the supplier survey responses; • Continue to consider the European Union Conflict Minerals Regulation within the Company’s conflict mineral program and when applicable to LivaNova, comply with the relevant requirements; and • Continue to evaluate the Company’s conflict mineral program and, if necessary, implement relevant updates, e.g., if cobalt becomes a mandatory regulation compliance requirement.
Appendix A: 2024 Smelter or Refiner (SOR) List The following smelters and refiners were reported by LivaNova’s suppliers as being in their supply chains. Only those validated as being legitimate are provided. The validation process involves cross-referencing incoming data from the Company’s suppliers with the Assent database, as well as the latest publicly available Responsible Minerals Initiative (RMI) smelter data. As noted in the report, it is relevant to note that overreporting might occur which could result in this Appendix containing more SORs than those potentially relevant to the Company’s products. Metal Smelter Name Smelter Facility Location Smelter ID Gold 8853 S.p.A. Italy CID002763 Gold ABC Refinery Pty Ltd. Australia CID002920 Gold Abington Reldan Metals, LLC United States of America CID002708 Gold Advanced Chemical Company United States of America CID000015 Gold African Gold Refinery Uganda CID003185 Gold Agosi AG Germany CID000035 Gold Aida Chemical Industries Co., Ltd. Japan CID000019 Gold Al Etihad Gold Refinery DMCC United Arab Emirates CID002560 Gold Albino Mountinho Lda. Portugal CID002760 Gold Alexy Metals United States of America CID003500 Gold Almalyk Mining and Metallurgical Complex (AMMC) Uzbekistan CID000041 Gold AngloGold Ashanti Corrego do Sitio Mineracao Brazil CID000058 Gold Argor-Heraeus S.A. Switzerland CID000077 Gold Asahi Pretec Corp. Japan CID000082 Gold Asahi Refining Canada Ltd. Canada CID000924 Gold Asahi Refining USA Inc. United States of America CID000920 Gold Asaka Riken Co., Ltd. Japan CID000090 Gold Atasay Kuyumculuk Sanayi Ve Ticaret A.S. Turkey CID000103 Gold Attero Recycling Pvt Ltd India CID004697 Gold AU Traders and Refiners South Africa CID002850 Gold Augmont Enterprises Private Limited India CID003461 Gold Aurubis AG Germany CID000113 Gold Bangalore Refinery India CID002863 Gold Bangko Sentral ng Pilipinas (Central Bank of the Philippines) Philippines CID000128 Gold Boliden Ronnskar Sweden CID000157 Gold C. Hafner GmbH + Co. KG Germany CID000176 Gold Caridad Mexico CID000180 Gold CCR Refinery - Glencore Canada Corporation Canada CID000185 Gold Cendres + Metaux S.A. Switzerland CID000189 Gold CGR Metalloys Pvt Ltd. India CID003382 Gold Chimet S.p.A. Italy CID000233 Gold Chugai Mining Japan CID000264 Gold Coimpa Industrial LTDA Brazil CID004010 Gold Daye Non-Ferrous Metals Mining Ltd. China CID000343 Gold Degussa Sonne / Mond Goldhandel GmbH Germany CID002867 Gold Dijllah Gold Refinery FZC United Arab Emirates CID003348 Gold Dongwu Gold Group China CID003663 Gold Dowa Japan CID000401 Gold DSC (Do Sung Corporation) Korea, Republic Of CID000359 Gold Eco-System Recycling Co., Ltd. East Plant Japan CID000425 Gold Eco-System Recycling Co., Ltd. North Plant Japan CID003424 Gold Eco-System Recycling Co., Ltd. West Plant Japan CID003425
Metal Smelter Name Smelter Facility Location Smelter ID Gold Elite Industech Co., Ltd. Taiwan CID004755 Gold Emerald Jewel Industry India Limited (Unit 1) India CID003487 Gold Emerald Jewel Industry India Limited (Unit 2) India CID003488 Gold Emerald Jewel Industry India Limited (Unit 3) India CID003489 Gold Emerald Jewel Industry India Limited (Unit 4) India CID003490 Gold Emirates Gold DMCC United Arab Emirates CID002561 Gold Fidelity Printers and Refiners Ltd. Zimbabwe CID002515 Gold Fujairah Gold FZC United Arab Emirates CID002584 Gold GG Refinery Ltd. Tanzania, United Republic of CID004506 Gold GGC Gujrat Gold Centre Pvt. Ltd. India CID002852 Gold Gold by Gold Colombia Colombia CID003641 Gold Gold Coast Refinery Ghana CID003186 Gold Gold Refinery of Zijin Mining Group Co., Ltd. China CID002243 Gold Great Wall Precious Metals Co., Ltd. of CBPM China CID001909 Gold Guangdong Jinding Gold Limited China CID002312 Gold Guoda Safina High-Tech Environmental Refinery Co., Ltd. China CID000651 Gold Hangzhou Fuchunjiang Smelting Co., Ltd. China CID000671 Gold Heimerle + Meule GmbH Germany CID000694 Gold Heraeus Germany GmbH Co. KG Germany CID000711 Gold Heraeus Metals Hong Kong Ltd. China CID000707 Gold Hunan Chenzhou Mining Co., Ltd. China CID000767 Gold Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. China CID000773 Gold HwaSeong CJ CO., LTD. Korea, Republic Of CID000778 Gold Impala Platinum - Platinum Metals Refinery (PMR) South Africa CID004714 Gold Industrial Refining Company Belgium CID002587 Gold Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. China CID000801 Gold International Precious Metal Refiners United Arab Emirates CID002562 Gold Ishifuku Metal Industry Co., Ltd. Japan CID000807 Gold Istanbul Gold Refinery Turkey CID000814 Gold Italpreziosi Italy CID002765 Gold JALAN & Company India CID002893 Gold Japan Mint Japan CID000823 Gold Jiangxi Copper Co., Ltd. China CID000855 Gold JSC Ekaterinburg Non-Ferrous Metal Processing Plant Russian Federation CID000927 Gold JSC Novosibirsk Refinery Russian Federation CID000493 Gold JSC Uralelectromed Russian Federation CID000929 Gold JX Nippon Mining & Metals Co., Ltd. Japan CID000937 Gold K.A. Rasmussen Norway CID003497 Gold Kaloti Precious Metals United Arab Emirates CID002563 Gold Kazakhmys Smelting LLC Kazakhstan CID000956 Gold Kazzinc Kazakhstan CID000957 Gold Kennecott Utah Copper LLC United States of America CID000969 Gold KGHM Polska Miedz Spolka Akcyjna Poland CID002511 Gold Kojima Chemicals Co., Ltd. Japan CID000981 Gold Korea Zinc Co., Ltd. Korea, Republic Of CID002605 Gold Kundan Care Products Ltd. India CID003463 Gold Kyrgyzaltyn JSC Kyrgyzstan CID001029 Gold Kyshtym Copper-Electrolytic Plant ZAO Russian Federation CID002865
Metal Smelter Name Smelter Facility Location Smelter ID Gold L'azurde Company For Jewelry Saudi Arabia CID001032 Gold Lingbao Gold Co., Ltd. China CID001056 Gold Lingbao Jinyuan Tonghui Refinery Co., Ltd. China CID001058 Gold L'Orfebre S.A. Andorra CID002762 Gold LS MnM Inc. Korea, Republic Of CID001078 Gold LT Metal Ltd. Korea, Republic Of CID000689 Gold Luoyang Zijin Yinhui Gold Refinery Co., Ltd. China CID001093 Gold Marsam Metals Brazil CID002606 Gold Materion United States of America CID001113 Gold Matsuda Sangyo Co., Ltd. Japan CID001119 Gold MD Overseas India CID003548 Gold Metal Concentrators SA (Pty) Ltd. South Africa CID003575 Gold Metallix Refining Inc. United States of America CID003557 Gold Metalor Technologies (Hong Kong) Ltd. China CID001149 Gold Metalor Technologies (Singapore) Pte., Ltd. Singapore CID001152 Gold Metalor Technologies (Suzhou) Ltd. China CID001147 Gold Metalor Technologies S.A. Switzerland CID001153 Gold Metalor USA Refining Corporation United States of America CID001157 Gold Metalurgica Met-Mex Penoles S.A. De C.V. Mexico CID001161 Gold Mitsubishi Materials Corporation Japan CID001188 Gold Mitsui Mining and Smelting Co., Ltd. Japan CID001193 Gold MKS PAMP SA Switzerland CID001352 Gold MMTC-PAMP India Pvt., Ltd. India CID002509 Gold Modeltech Sdn Bhd Malaysia CID002857 Gold Morris and Watson New Zealand CID002282 Gold Moscow Special Alloys Processing Plant Russian Federation CID001204 Gold Nadir Metal Rafineri San. Ve Tic. A.S. Turkey CID001220 Gold Navoi Mining and Metallurgical Combinat Uzbekistan CID001236 Gold NH Recytech Company Korea, Republic Of CID003189 Gold Nihon Material Co., Ltd. Japan CID001259 Gold NOBLE METAL SERVICES United States of America CID003690 Gold Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH Austria CID002779 Gold Ohura Precious Metal Industry Co., Ltd. Japan CID001325 Gold OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) Russian Federation CID001326 Gold Pease & Curren United States of America CID002872 Gold Penglai Penggang Gold Industry Co., Ltd. China CID001362 Gold Planta Recuperadora de Metales SpA Chile CID002919 Gold Prioksky Plant of Non-Ferrous Metals Russian Federation CID001386 Gold PT Aneka Tambang (Persero) Tbk Indonesia CID001397 Gold PX Precinox S.A. Switzerland CID001498 Gold QG Refining, LLC United States of America CID003324 Gold Rand Refinery (Pty) Ltd. South Africa CID001512 Gold Refinery of Seemine Gold Co., Ltd. China CID000522 Gold REMONDIS PMR B.V. Netherlands CID002582 Gold Royal Canadian Mint Canada CID001534 Gold SAAMP France CID002761 Gold Sabin Metal Corp. United States of America CID001546 Gold Safimet S.p.A Italy CID002973
Metal Smelter Name Smelter Facility Location Smelter ID Gold SAFINA A.S. Czechia CID002290 Gold Sai Refinery India CID002853 Gold Sam Precious Metals United Arab Emirates CID003666 Gold Samduck Precious Metals Korea, Republic Of CID001555 Gold Samwon Metals Corp. Korea, Republic Of CID001562 Gold SEMPSA Joyeria Plateria S.A. Spain CID001585 Gold Shandong Gold Smelting Co., Ltd. China CID001916 Gold Shandong Humon Smelting Co., Ltd. China CID002525 Gold Shandong Tiancheng Biological Gold Industrial Co., Ltd. China CID001619 Gold Shandong Zhaojin Gold & Silver Refinery Co., Ltd. China CID001622 Gold Shenzhen CuiLu Gold Co., Ltd. China CID002750 Gold SHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD. China CID004435 Gold Shenzhen Zhonghenglong Real Industry Co., Ltd. China CID002527 Gold Shirpur Gold Refinery Ltd. India CID002588 Gold Sichuan Tianze Precious Metals Co., Ltd. China CID001736 Gold Singway Technology Co., Ltd. Taiwan CID002516 Gold SOE Shyolkovsky Factory of Secondary Precious Metals Russian Federation CID001756 Gold Solar Applied Materials Technology Corp. Taiwan CID001761 Gold Sovereign Metals India CID003383 Gold State Research Institute Center for Physical Sciences and Technology Lithuania CID003153 Gold Sudan Gold Refinery Sudan CID002567 Gold Sumitomo Metal Mining Co., Ltd. Japan CID001798 Gold SungEel HiMetal Co., Ltd. Korea, Republic Of CID002918 Gold Super Dragon Technology Co., Ltd. Taiwan CID001810 Gold T.C.A S.p.A Italy CID002580 Gold Tanaka Kikinzoku Kogyo K.K. Japan CID001875 Gold Tokuriki Honten Co., Ltd. Japan CID001938 Gold Tongling Nonferrous Metals Group Co., Ltd. China CID001947 Gold TOO Tau-Ken-Altyn Kazakhstan CID002615 Gold Torecom Korea, Republic Of CID001955 Gold Umicore Precious Metals Thailand Thailand CID002314 Gold Umicore S.A. Business Unit Precious Metals Refining Belgium CID001980 Gold United Precious Metal Refining, Inc. United States of America CID001993 Gold Valcambi S.A. Switzerland CID002003 Gold WEEEREFINING France CID003615 Gold Western Australian Mint (T/a The Perth Mint) Australia CID002030 Gold WIELAND Edelmetalle GmbH Germany CID002778 Gold Yamakin Co., Ltd. Japan CID002100 Gold Yokohama Metal Co., Ltd. Japan CID002129 Gold Yunnan Copper Industry Co., Ltd. China CID000197 Gold Zhongyuan Gold Smelter of Zhongjin Gold Corporation China CID002224
Metal Smelter Name Smelter Facility Location Smelter ID Tantalum 5D Production OU Estonia CID003926 Tantalum AMG Brasil Brazil CID001076 Tantalum D Block Metals, LLC United States of America CID002504 Tantalum F&X Electro-Materials Ltd. China CID000460 Tantalum FIR Metals & Resource Ltd. China CID002505 Tantalum Global Advanced Metals Aizu Japan CID002558 Tantalum Global Advanced Metals Boyertown United States of America CID002557 Tantalum Guangdong Rising Rare Metals-EO Materials Ltd. China CID000291 Tantalum Hengyang King Xing Lifeng New Materials Co., Ltd. China CID002492 Tantalum Jiangxi Dinghai Tantalum & Niobium Co., Ltd. China CID002512 Tantalum Jiangxi Sanshi Nonferrous Metals Co., Ltd China CID004813 Tantalum Jiangxi Tuohong New Raw Material China CID002842 Tantalum JiuJiang JinXin Nonferrous Metals Co., Ltd. China CID000914 Tantalum Jiujiang Tanbre Co., Ltd. China CID000917 Tantalum Jiujiang Zhongao Tantalum & Niobium Co., Ltd. China CID002506 Tantalum KEMET de Mexico Mexico CID002539 Tantalum Materion Newton Inc. United States of America CID002548 Tantalum Metallurgical Products India Pvt., Ltd. India CID001163 Tantalum Mineracao Taboca S.A. Brazil CID001175 Tantalum Mitsui Mining and Smelting Co., Ltd. Japan CID001192 Tantalum Ningxia Orient Tantalum Industry Co., Ltd. China CID001277 Tantalum NPM Silmet AS Estonia CID001200 Tantalum PowerX Ltd. Rwanda CID004054 Tantalum QuantumClean United States of America CID001508 Tantalum Resind Industria e Comercio Ltda. Brazil CID002707 Tantalum RFH Yancheng Jinye New Material Technology Co., Ltd. China CID003583 Tantalum Solikamsk Magnesium Works OAO Russian Federation CID001769 Tantalum Taki Chemical Co., Ltd. Japan CID001869 Tantalum TANIOBIS Co., Ltd. Thailand CID002544 Tantalum TANIOBIS GmbH Germany CID002545 Tantalum TANIOBIS Japan Co., Ltd. Japan CID002549 Tantalum TANIOBIS Smelting GmbH & Co. KG Germany CID002550 Tantalum Telex Metals United States of America CID001891 Tantalum Ulba Metallurgical Plant JSC Kazakhstan CID001969 Tantalum XIMEI RESOURCES (GUANGDONG) LIMITED China CID000616 Tantalum XinXing HaoRong Electronic Material Co., Ltd. China CID002508 Tantalum Yanling Jincheng Tantalum & Niobium Co., Ltd. China CID001522 Tin Alpha United States of America CID000292 Tin An Vinh Joint Stock Mineral Processing Company Vietnam CID002703 Tin Aurubis Beerse Belgium CID002773 Tin Aurubis Berango Spain CID002774 Tin Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. China CID000228 Tin Chifeng Dajingzi Tin Industry Co., Ltd. China CID003190 Tin China Tin Group Co., Ltd. China CID001070 Tin CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda Brazil CID003486 Tin CRM Synergies Spain CID003524 Tin CV Ayi Jaya Indonesia CID002570 Tin CV Venus Inti Perkasa Indonesia CID002455
Metal Smelter Name Smelter Facility Location Smelter ID Tin Dongguan CiEXPO Environmental Engineering Co., Ltd. China CID003356 Tin Dowa Japan CID000402 Tin DS Myanmar Myanmar CID003831 Tin Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company Vietnam CID002572 Tin EM Vinto Bolivia (Plurinational State of) CID000438 Tin Estanho de Rondonia S.A. Brazil CID000448 Tin Fabrica Auricchio Industria e Comercio Ltda. Brazil CID003582 Tin Fenix Metals Poland CID000468 Tin Gejiu City Fuxiang Industry and Trade Co., Ltd. China CID003410 Tin Gejiu Kai Meng Industry and Trade LLC China CID000942 Tin Gejiu Non-Ferrous Metal Processing Co., Ltd. China CID000538 Tin Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. China CID001908 Tin Gejiu Zili Mining And Metallurgy Co., Ltd. China CID000555 Tin Global Advanced Metals Greenbushes Pty Ltd. Australia CID004754 Tin Guangdong Hanhe Non-Ferrous Metal Co., Ltd. China CID003116 Tin HuiChang Hill Tin Industry Co., Ltd. China CID002844 Tin Jiangxi New Nanshan Technology Ltd. China CID001231 Tin Longnan Chuangyue Environmental Protection Technology Development Co., Ltd China CID004796 Tin Luna Smelter, Ltd. Rwanda CID003387 Tin Ma'anshan Weitai Tin Co., Ltd. China CID003379 Tin Magnu's Minerais Metais e Ligas Ltda. Brazil CID002468 Tin Malaysia Smelting Corporation (MSC) Malaysia CID001105 Tin Malaysia Smelting Corporation Berhad (Port Klang) Malaysia CID004434 Tin Melt Metais e Ligas S.A. Brazil CID002500 Tin Metallic Resources, Inc. United States of America CID001142 Tin Mineracao Taboca S.A. Brazil CID001173 Tin Mining Minerals Resources SARL Congo, Democratic Republic of The CID004065 Tin Minsur Peru CID001182 Tin Mitsubishi Materials Corporation Japan CID001191 Tin Modeltech Sdn Bhd Malaysia CID002858 Tin Nghe Tinh Non-Ferrous Metals Joint Stock Company Vietnam CID002573 Tin Novosibirsk Tin Combine Russian Federation CID001305 Tin O.M. Manufacturing (Thailand) Co., Ltd. Thailand CID001314 Tin O.M. Manufacturing Philippines, Inc. Philippines CID002517 Tin Operaciones Metalurgicas S.A. Bolivia (Plurinational State of) CID001337 Tin Pongpipat Company Limited Myanmar CID003208 Tin Precious Minerals and Smelting Limited India CID003409 Tin PT Aries Kencana Sejahtera Indonesia CID000309 Tin PT Arsed Indonesia Indonesia CID005067 Tin PT Artha Cipta Langgeng Indonesia CID001399 Tin PT ATD Makmur Mandiri Jaya Indonesia CID002503 Tin PT Babel Inti Perkasa Indonesia CID001402 Tin PT Babel Surya Alam Lestari Indonesia CID001406 Tin PT Bangka Prima Tin Indonesia CID002776 Tin PT Bangka Serumpun Indonesia CID003205 Tin PT Bangka Tin Industry Indonesia CID001419
Metal Smelter Name Smelter Facility Location Smelter ID Tin PT Belitung Industri Sejahtera Indonesia CID001421 Tin PT Bukit Timah Indonesia CID001428 Tin PT Cipta Persada Mulia Indonesia CID002696 Tin PT Menara Cipta Mulia Indonesia CID002835 Tin PT Mitra Graha Raya Indonesia CID004685 Tin PT Mitra Stania Prima Indonesia CID001453 Tin PT Mitra Sukses Globalindo Indonesia CID003449 Tin PT Panca Mega Persada Indonesia CID001457 Tin PT Premium Tin Indonesia Indonesia CID000313 Tin PT Prima Timah Utama Indonesia CID001458 Tin PT Putera Sarana Shakti (PT PSS) Indonesia CID003868 Tin PT Rajawali Rimba Perkasa Indonesia CID003381 Tin PT Rajehan Ariq Indonesia CID002593 Tin PT Refined Bangka Tin Indonesia CID001460 Tin PT Sariwiguna Binasentosa Indonesia CID001463 Tin PT Stanindo Inti Perkasa Indonesia CID001468 Tin PT Sukses Inti Makmur Indonesia CID002816 Tin PT Timah Nusantara Indonesia CID001486 Tin PT Timah Tbk Kundur Indonesia CID001477 Tin PT Timah Tbk Mentok Indonesia CID001482 Tin PT Tinindo Inter Nusa Indonesia CID001490 Tin PT Tirus Putra Mandiri Indonesia CID002478 Tin PT Tommy Utama Indonesia CID001493 Tin Resind Industria e Comercio Ltda. Brazil CID002706 Tin RIKAYAA GREENTECH PRIVATE LIMITED India CID004692 Tin Rui Da Hung Taiwan CID001539 Tin Super Ligas Brazil CID002756 Tin Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD. Japan CID004403 Tin Thaisarco Thailand CID001898 Tin Tin Smelting Branch of Yunnan Tin Co., Ltd. China CID002180 Tin Tin Technology & Refining United States of America CID003325 Tin Tuyen Quang Non-Ferrous Metals Joint Stock Company Vietnam CID002574 Tin VQB Mineral and Trading Group JSC Vietnam CID002015 Tin White Solder Metalurgia e Mineracao Ltda. Brazil CID002036 Tin Woodcross Smelting Company Limited Uganda CID004724 Tin Yunnan Chengfeng Non-ferrous Metals Co., Ltd. China CID002158 Tin Yunnan Yunfan Non-ferrous Metals Co., Ltd. China CID003397 Tungsten A.L.M.T. Corp. Japan CID000004 Tungsten ACL Metais Eireli Brazil CID002833 Tungsten Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. Brazil CID003427 Tungsten Artek LLC Russian Federation CID003553 Tungsten Asia Tungsten Products Vietnam Ltd. Vietnam CID002502 Tungsten China Molybdenum Tungsten Co., Ltd. China CID002641 Tungsten Chongyi Zhangyuan Tungsten Co., Ltd. China CID000258 Tungsten CNMC (Guangxi) PGMA Co., Ltd. China CID000281 Tungsten Cronimet Brasil Ltda Brazil CID003468 Tungsten DONGKUK INDUSTRIES CO., LTD. Korea, Republic of CID004060 Tungsten Fujian Xinlu Tungsten Co., Ltd. China CID003609
Metal Smelter Name Smelter Facility Location Smelter ID Tungsten Ganzhou Jiangwu Ferrotungsten Co., Ltd. China CID002315 Tungsten Ganzhou Seadragon W & Mo Co., Ltd. China CID002494 Tungsten Global Tungsten & Powders LLC United States of America CID000568 Tungsten Guangdong Xianglu Tungsten Co., Ltd. China CID000218 Tungsten H.C. Starck Tungsten GmbH Germany CID002541 Tungsten HANNAE FOR T Co., Ltd. Korea, Republic of CID003978 Tungsten Hubei Green Tungsten Co., Ltd. China CID003417 Tungsten Hunan Chenzhou Mining Co., Ltd. China CID000766 Tungsten Hunan Jintai New Material Co., Ltd. China CID000769 Tungsten Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch China CID002513 Tungsten Hydrometallurg, JSC Russian Federation CID002649 Tungsten Japan New Metals Co., Ltd. Japan CID000825 Tungsten Jiangwu H.C. Starck Tungsten Products Co., Ltd. China CID002551 Tungsten Jiangxi Gan Bei Tungsten Co., Ltd. China CID002321 Tungsten Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. China CID002313 Tungsten Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. China CID002318 Tungsten Jiangxi Xinsheng Tungsten Industry Co., Ltd. China CID002317 Tungsten Jiangxi Yaosheng Tungsten Co., Ltd. China CID002316 Tungsten JSC "Kirovgrad Hard Alloys Plant" Russian Federation CID003408 Tungsten Kenee Mining Corporation Vietnam Vietnam CID004619 Tungsten Kennametal Fallon United States of America CID000966 Tungsten Kennametal Huntsville United States of America CID000105 Tungsten Lianyou Metals Co., Ltd. Taiwan CID003407 Tungsten Lianyou Resources Co., Ltd. Taiwan CID004397 Tungsten LLC Vostok Russian Federation CID003643 Tungsten MALAMET SMELTING SDN. BHD. Malaysia CID004056 Tungsten Malipo Haiyu Tungsten Co., Ltd. China CID002319 Tungsten Masan High-Tech Materials Vietnam CID002543 Tungsten Moliren Ltd. Russian Federation CID002845 Tungsten Nam Viet Cromit Joint Stock Company Vietnam CID004034 Tungsten Niagara Refining LLC United States of America CID002589 Tungsten NPP Tyazhmetprom LLC Russian Federation CID003416 Tungsten OOO “Technolom” 1 Russian Federation CID003614 Tungsten OOO “Technolom” 2 Russian Federation CID003612 Tungsten Philippine Bonway Manufacturing Industrial Corporation Philippines CID004797 Tungsten Philippine Carreytech Metal Corp. Philippines CID004438 Tungsten Philippine Chuangxin Industrial Co., Inc. Philippines CID002827 Tungsten Shinwon Tungsten (Fujian Shanghang) Co., Ltd. China CID004430 Tungsten TANIOBIS Smelting GmbH & Co. KG Germany CID002542 Tungsten Tungsten Vietnam Joint Stock Company Vietnam CID003993 Tungsten Unecha Refractory metals plant Russian Federation CID002724 Tungsten Wolfram Bergbau und Hutten AG Austria CID002044 Tungsten Xiamen Tungsten (H.C.) Co., Ltd. China CID002320 Tungsten Xiamen Tungsten Co., Ltd. China CID002082 Tungsten YUDU ANSHENG TUNGSTEN CO., LTD. China CID003662
Appendix B: 2024 Countries of Origin List This list includes an aggregated list of countries of origin from which the reported facilities collectively source 3TGs, based on reasonable identification of country of origin data obtained via Assent’s supply chain database. As noted in the report, it is relevant to note that overreporting might occur which could result in this Appendix containing more countries of origin than those from which the Company’s components are potentially originated. Country of Origin Country of Origin Country of Origin Albania Germany Nigeria Andorra Ghana Norway Angola Guam Oman Argentina Guatemala Panama Armenia Guinea Papua New Guinea Australia Guyana Peru Austria Honduras Philippines Azerbaijan Hong Kong Poland Belarus Hungary Portugal Belgium India Russian Federation Benin Indonesia Rwanda Bermuda Ireland Saudi Arabia Bolivia (Plurinational State of) Israel Senegal Botswana Italy Serbia Brazil Ivory Coast Sierra Leone Bulgaria Japan Singapore Burkina Faso Jersey Slovakia Burundi Kazakhstan Solomon Islands Cambodia Kenya South Africa Canada Korea South Sudan Central African Republic Kyrgyzstan Spain Chile Liberia Sudan China Liechtenstein Suriname Colombia Lithuania Sweden Congo Luxembourg Switzerland Cyprus Madagascar Taiwan Democratic Republic of the Congo Malaysia Tajikistan Djibouti Mali Tanzania Dominica Mauritania Thailand Dominican Republic Mexico Togo Ecuador Mongolia Turkey Egypt Morocco Uganda El Salvador Mozambique United Arab Emirates Eritrea Myanmar United Kingdom Estonia Namibia United States of America Ethiopia Netherlands Uruguay Fiji New Zealand Uzbekistan Finland Nicaragua Vietnam France Niger Zambia Georgia