Exhibit 1.01
CONFLICT MINERALS REPORT OF CPI CARD GROUP INC.
FOR THE YEAR ENDED DECEMBER 31, 2019
Date: May 29, 2020
This Conflict Minerals Report for CPI Card Group Inc. (“CPI,” “Company,” “we,” “our”) is provided in accordance with Rule 13p-1 under the Securities Exchange Act of 1934 (“Rule 13p-1”) for the reporting period from January 1 to December 31, 2019.
Conflict Minerals are defined by the Securities and Exchange Commission (“SEC”) as cassiterite, columbite-tantalite, wolframite and gold, and their derivatives, which are limited to tin, tantalum and tungsten (collectively “3TG”). During calendar year 2019, CPI manufactured and contracted to manufacture products in which 3TG were necessary to the functionality or production of those products.
CPI therefore conducted a “reasonable country of origin inquiry” (“RCOI”) to determine whether any of those minerals: (1) originated in the Democratic Republic of Congo, the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola (together, the “Covered Countries”); or (2) are from recycled or scrap sources.
A. Introduction:
CPI’s Business: We are a payment technology company and leading provider of comprehensive Financial Payment Card solutions in the United States. We define “Financial Payment Cards” as credit, debit and Prepaid Debit Cards issued on the networks of the “Payment Card Brands” (Visa, Mastercard®, American Express® and Discover® in the United States) and Interac (in Canada). We define “Prepaid Debit Cards” as debit cards issued on the networks of the Payment Card Brands but not linked to a traditional bank account. We have established a leading position in the Financial Payment Card market through more than 20 years of experience.
CPI’s Supply Chain: The CPI supply chain has a few key suppliers which have product association with 3TG. CPI is typically many tiers removed from smelters or refiners that would have information on mines supplying 3TG. Moreover, to the extent 3TG are present in CPI products, the content may be at trace levels. Obtaining information regarding smelters, refiners and mine locations remains challenging. Challenges include delayed supplier responses, incomplete or inconsistent data and, in some cases, the need for supplier follow-up.
CPI’s Conflict Minerals Policy: CPI has established a statement on conflict minerals that applies to all CPI suppliers. It is available on our website (https://www.cpicardgroup.com/supplier-responsibility/). CPI is committed to responsible sourcing of 3TG using the Organization for Economic Cooperation and Development (“OECD”) guidance, so as not to support conflict or
human rights abuses in the Covered Countries, while avoiding de facto embargoes. The CPI Conflict Minerals Policy forms the basis for CPI’s conflict minerals program, and its requirements are communicated to CPI’s suppliers through outreach and contract terms.
B. Description of RCOI:
RCOI Elements: The elements of CPI’s RCOI are identification and prioritization of suppliers, supplier data collection and an assessment of supplier data to determine whether further due diligence was required.
Prioritized Supplier Inquiry: In view of CPI’s supply chain, CPI determined that a reasonably designed and good faith inquiry should focus on higher priority suppliers consistent with RMI’s Five Practical Steps to Support SEC Conflict Minerals Disclosure. Key CPI personnel identified products containing 3TG necessary to the functionality or production of those products (“Necessary 3TG”). CPI determined that our products containing the following features may have Necessary 3TG as part of the attributes including:
· Magnetic stripe
· Cards with a tungsten core
· Secure chip products
· Antenna for dual interface
· Foil
· Holograms
Data Collection: Once the suppliers (“Supplier Group”) were identified, CPI asked the Supplier Group to provide information about the Necessary 3TG in their products based on responses to the industry standard RMI Conflict Minerals Reporting Template (“CMRT”). This request was made using email. Additionally, e-mail reminders were sent to those in the Supplier Group who had not responded and follow up phone calls were made.
Data Validation: CPI conducted data validation on all submitted CMRTs and retained all submitted CMRTs for recordkeeping purposes. The goal of data validation is to increase the completeness and accuracy of the submissions and to identify any contradictory responses in the CMRT.
We validated whether any 3TG sourced from the Covered Countries is conflict-free based on the information provided by our Supplier Group, through RMI RCOI data and by other information available on RMI’s website.
There were eleven suppliers in the Supplier Group. We received responses from all of the suppliers in the Supplier Group. Based on the responses received to the Company’s RCOI, CPI compiled a list of 329 verified, unique smelters, including information regarding associated countries of origin. CPI identified smelters which we could not confirm were conforming or had unknown sourcing as identified in Annex I.
C. Results of RCOI
Downstream companies such as CPI are not likely to have direct information on the sources of minerals upstream of the smelters in their supply chains. Instead, downstream companies rely on available information regarding smelters identified through supplier inquiry. Accordingly, CPI limited our review to supplier responses resulting from the inquiry.
Based on the information provided by the Supplier Group and otherwise obtained through the due diligence process, we have constructed, to the extent reasonably determinable by us, the table in Annex I regarding the Conflict Minerals included in our Covered Products. Since most of our suppliers report on a “Company” basis and not specific to the products that they provide to us, there may be smelters listed in the report that provide conflicts minerals that are not included in our Covered Products.
D. Due Diligence
CPI designed its overall Conflict Minerals procedures in conformity with the five step framework contained in the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Third Edition, and the supplements on tin, tantalum, tungsten and gold. The principal features responding to each of the five steps are outlined below:
1. Establish strong company management systems. CPI did this by:
· Creating an internal policy governing our conflict minerals compliance program;
· Publishing its Conflict Minerals policy at https://www.cpicardgroup.com/supplier-responsibility/;
· Utilizing the Conflict Minerals Reporting Template developed by the Responsible Minerals Initiative to identify smelters and refiners in the supply chain;
· Having a cross-functional conflict minerals steering committee, with representatives from finance, legal and purchasing functions to provide oversight to CPI’s conflict minerals program;
· Requiring all our 3TG suppliers to conduct the necessary due diligence and provide us with proper verification of the country of origin and source of the materials used in the products they supply to us; and
· Supporting initiatives to verify smelters and refiners that are conflict-free, and expecting our suppliers to utilize any such conflict-free smelter/refiner programs that are available.
2. Identify and assess risk in the supply chain. CPI did this by:
· Surveying suppliers of products that CPI identified that had the potential to contain Conflict Minerals;
· Reviewing supplier Conflict Minerals Reporting Template submission to identify errors, omissions and missed expectations; and
· Evaluating smelter information provided by the supply chain against data from the Responsible Minerals Initiative.
3 Design and implement a strategy to respond to identified risks. CPI did this by:
· Providing an update to the Audit Committee of CPI’s Board of Directors; and
· Increasingly emphasizing CPI’s Conflict Minerals policy intent to expect our suppliers to source materials from suppliers who also source responsibly.
4 Carry Out Independent Third-Party Audit of Smelter/Refiner’s Due Diligence Practices CPI is several steps away in the supply chain from smelters and refiners that process the Conflict Minerals used in our products, does not have any direct relationships with such smelters or refiners and did not obtain from a third party or perform ourselves a direct audit of smelters and refiners within our supply chain. Instead, we relied on conflict-free designations based on the activities of other organizations such as the RMI (through the RMAP).
5 Report on supply chain due diligence. CPI did this by:
· Filing an annual Form SD and Conflict Minerals Report with the Securities and Exchange Commission and making that filing available on the Company’s website.
E. Future Due Diligence Measures
During the 2020 calendar year, we expect to continue to engage in the activities described above, including our efforts to resolve inconsistencies and incomplete responses in the reports from our Supplier Group. We plan to continue to request that our Supplier Group use the RMI Conflict Minerals Reporting Template.
Cautionary Statement about Forward-Looking Statements
Certain statements in this report may be “forward-looking” within the meaning of the Private Securities Litigation Reform Act of 1995. Words such as “expects,” “intends,” “plans,” “projects,” “believes,” and “estimates,” “targets,” “anticipates,” and similar expressions are used to identify these forward-looking statements. Examples of forward-looking statements include statements relating to our future plans, and any other statement that does not directly relate to any historical or current fact. Forward-looking statements are based on our current expectations and assumptions, which may not prove to be accurate. These statements are not guarantees and are subject to risks, uncertainties and changes in circumstances that are difficult to predict. Actual outcomes and results may differ materially from these forward-looking statements. As a result, these statements speak only as of the date they are made and we undertake no obligation to update or revise any forward-looking statement, except as required by federal securities laws.
F. Conclusion
Based on its RCOI, CPI was able to determine that some smelters may be present in conflict zones, and some of the smelters are not on the conforming list. As part of the ongoing due diligence process, CPI is continuing to work with suppliers to preference conforming smelters and transition non-conforming smelters out of the supply chain.
ANNEX I
Smelters Identified in CPI Card Group Inc.’s RCOI
|
Metal |
|
Smelter or Refiner Name |
|
Smelter or Refiner Location |
|
Conflict Free Certification |
|
Tungsten |
|
A.L.M.T. TUNGSTEN Corp. |
|
JAPAN |
|
Y |
|
Gold |
|
Advanced Chemical Company |
|
UNITED STATES OF AMERICA |
|
Y |
|
Gold |
|
Aida Chemical Industries Co., Ltd. |
|
JAPAN |
|
Y |
|
Gold |
|
Allgemeine Gold-und Silberscheideanstalt A.G. |
|
GERMANY |
|
Y |
|
Gold |
|
Almalyk Mining and Metallurgical Complex (AMMC) |
|
UZBEKISTAN |
|
Y |
|
Gold |
|
AngloGold Ashanti Corrego do Sitio Mineracao |
|
BRAZIL |
|
Y |
|
Gold |
|
Argor-Heraeus S.A. |
|
SWITZERLAND |
|
Y |
|
Gold |
|
Asahi Pretec Corp. |
|
JAPAN |
|
Y |
|
Gold |
|
Asaka Riken Co., Ltd. |
|
JAPAN |
|
Y |
|
Tantalum |
|
Asaka Riken Co., Ltd. |
|
JAPAN |
|
Y |
|
Gold |
|
Atasay Kuyumculuk Sanayi Ve Ticaret A.S. |
|
TURKEY |
|
N |
|
Tungsten |
|
ATI Tungsten Materials |
|
UNITED STATES |
|
Y |
|
Gold |
|
Aurubis AG |
|
GERMANY |
|
Y |
|
Gold |
|
Bangko Sentral ng Pilipinas (Central Bank of the Philippines) |
|
PHILIPPINES |
|
Y |
|
Gold |
|
Boliden AB |
|
SWEDEN |
|
Y |
|
Gold |
|
C. Hafner GmbH + Co. KG |
|
GERMANY |
|
Y |
|
Gold |
|
Caridad |
|
MEXICO |
|
N |
|
Gold |
|
CCR Refinery - Glencore Canada Corporation |
|
CANADA |
|
Y |
|
Gold |
|
Cendres + Metaux S.A. |
|
SWITZERLAND |
|
Y |
|
Gold |
|
Yunnan Copper Industry Co., Ltd. |
|
CHINA |
|
N |
|
Tantalum |
|
Changsha South Tantalum Niobium Co., Ltd. |
|
CHINA |
|
Y |
|
Tungsten |
|
Guangdong Xianglu Tungsten Co., Ltd. |
|
CHINA |
|
Y |
|
Tin |
|
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. |
|
CHINA |
|
Y |
|
Gold |
|
Chimet S.p.A. |
|
ITALY |
|
Y |
|
Tungsten |
|
Chongyi Zhangyuan Tungsten Co., Ltd. |
|
CHINA |
|
Y |
|
Gold |
|
Chugai Mining |
|
JAPAN |
|
Y |
|
Tungsten |
|
CNMC (Guangxi) PGMA Co., Ltd. |
|
CHINA |
|
N |
|
Tantalum |
|
Guangdong Rising Rare Metals-EO Materials Ltd. |
|
CHINA |
|
Y |
|
Tin |
|
Cookson |
|
UNITED STATES |
|
Y |
|
Tin |
|
CV Gita Pesona |
|
INDONESIA |
|
Y |
|
Tin |
|
PT Aries Kencana Sejahtera |
|
INDONESIA |
|
Y |
|
Tin |
|
PT Premium Tin Indonesia |
|
INDONESIA |
|
Y |
|
Tin |
|
CV United Smelting |
|
INDONESIA |
|
Y |
|
Gold |
|
Daye Non-Ferrous Metals Mining Ltd. |
|
CHINA |
|
N |
|
Gold |
|
DSC (Do Sung Corporation) |
|
KOREA, REPUBLIC OF |
|
Y |
|
Gold |
|
DODUCO Contacts and Refining GmbH |
|
GERMANY |
|
Y |
|
Gold |
|
Dowa |
|
JAPAN |
|
Y |
|
Tin |
|
Dowa |
|
JAPAN |
|
Y |
|
Gold |
|
Eco-System Recycling Co., Ltd. |
|
JAPAN |
|
Y |
|
Tin |
|
EM Vinto |
|
BOLIVIA |
|
Y |
|
Tin |
|
Estanho de Rondônia S.A. |
|
BRAZIL |
|
N |
|
Tantalum |
|
Exotech Inc. |
|
UNITED STATES OF AMERICA |
|
Y |
|
Tantalum |
|
F&X Electro-Materials Ltd. |
|
CHINA |
|
Y |
|
Tin |
|
Fenix Metals |
|
POLAND |
|
Y |
|
Gold |
|
OJSC Novosibirsk Refinery |
|
RUSSIAN FEDERATION |
|
Y |
|
Tungsten |
|
Fujian Jinxin Tungsten Co., Ltd. |
|
CHINA |
|
Y |
|
Gold |
|
Refinery of Seemine Gold Co., Ltd. |
|
CHINA |
|
N |
|
Tin |
|
Gejiu Non-Ferrous Metal Processing Co., Ltd. |
|
CHINA |
|
Y |
|
Tin |
|
Gejiu Zili Mining And Metallurgy Co., Ltd. |
|
CHINA |
|
Y |
|
Tungsten |
|
Global Tungsten & Powders Corp. |
|
UNITED STATES |
|
Y |
|
Tantalum |
|
Guangdong Zhiyuan New Material Co., Ltd. |
|
CHINA |
|
Y |
|
Gold |
|
Guoda Safina High-Tech Environmental Refinery Co., Ltd. |
|
CHINA |
|
N |
|
Gold |
|
Hangzhou Fuchunjiang Smelting Co., Ltd. |
|
CHINA |
|
N |
|
Gold |
|
HeeSung Metal Ltd. |
|
KOREA, REPUBLIC OF |
|
Y |
|
Gold |
|
Heimerle + Meule GmbH |
|
GERMANY |
|
Y |
|
Gold |
|
Heraeus Ltd. Hong Kong |
|
CHINA |
|
Y |
|
Gold |
|
Heraeus Precious Metals GmbH & Co. KG |
|
GERMANY |
|
Y |
|
Tin |
|
Huichang Jinshunda Tin Co., Ltd. |
|
CHINA |
|
Y |
|
Tungsten |
|
Hunan Chenzhou Mining Co., Ltd. |
|
CHINA |
|
Y |
|
Gold |
|
Hunan Chenzhou Mining Co., Ltd. |
|
CHINA |
|
N |
|
Tungsten |
|
Hunan Chunchang Nonferrous Metals Co., Ltd. |
|
CHINA |
|
Y |
|
Gold |
|
Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. |
|
CHINA |
|
N |
|
Gold |
|
HwaSeong CJ Co., Ltd. |
|
KOREA, REPUBLIC OF |
|
N |
|
Gold |
|
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. |
|
CHINA |
|
Y |
|
Gold |
|
Ishifuku Metal Industry Co., Ltd. |
|
JAPAN |
|
Y |
|
Gold |
|
Istanbul Gold Refinery |
|
TURKEY |
|
Y |
|
Gold |
|
Japan Mint |
|
JAPAN |
|
Y |
|
Tungsten |
|
Japan New Metals Co., Ltd. |
|
JAPAN |
|
Y |
|
Gold |
|
Jiangxi Copper Co., Ltd. |
|
CHINA |
|
Y |
|
Tungsten |
|
Ganzhou Huaxing Tungsten Products Co., Ltd. |
|
CHINA |
|
Y |
|
Tantalum |
|
JiuJiang JinXin Nonferrous Metals Co., Ltd. |
|
CHINA |
|
Y |
|
Tantalum |
|
Jiujiang Tanbre Co., Ltd. |
|
CHINA |
|
Y |
|
Gold |
|
Asahi Refining USA Inc. |
|
UNITED STATES OF AMERICA |
|
Y |
|
Gold |
|
Asahi Refining Canada Ltd. |
|
CANADA |
|
Y |
|
Gold |
|
JSC Ekaterinburg Non-Ferrous Metal Processing Plant |
|
RUSSIAN FEDERATION |
|
N |
|
Gold |
|
JSC Uralelectromed |
|
RUSSIAN FEDERATION |
|
Y |
|
Gold |
|
JX Nippon Mining & Metals Co., Ltd. |
|
JAPAN |
|
Y |
|
Tin |
|
Gejiu Kai Meng Industry and Trade LLC |
|
CHINA |
|
Y |
|
Gold |
|
Kazakhmys Smelting LLC |
|
KAZAKHSTAN |
|
N |
|
Gold |
|
Kazzinc |
|
KAZAKHSTAN |
|
Y |
|
Tungsten |
|
Kennametal Fallon |
|
UNITED STATES OF AMERICA |
|
Y |
|
Gold |
|
Kennecott Utah Copper LLC |
|
UNITED STATES |
|
Y |
|
Gold |
|
Kojima Chemicals Co., Ltd. |
|
JAPAN |
|
Y |
|
Gold |
|
Kyrgyzaltyn JSC |
|
KYRGYZSTAN |
|
Y |
|
Gold |
|
L’azurde Company For Jewelry |
|
SAUDI ARABIA |
|
N |
|
Gold |
|
Lingbao Gold Co., Ltd. |
|
CHINA |
|
N |
|
Gold |
|
Lingbao Jinyuan Tonghui Refinery Co., Ltd. |
|
CHINA |
|
N |
|
Tin |
|
China Tin Group Co., Ltd. |
|
CHINA |
|
Y |
|
Tantalum |
|
LSM Brasil S.A. |
|
BRAZIL |
|
Y |
|
Gold |
|
LS-NIKKO Copper Inc. |
|
KOREA, REPUBLIC OF |
|
Y |
|
Gold |
|
Luoyang Zijin Yinhui Gold Refinery Co., Ltd. |
|
CHINA |
|
N |
|
Tin |
|
Malaysia Smelting Corporation (MSC) |
|
MALAYSIA |
|
Y |
|
Gold |
|
Materion |
|
UNITED STATES |
|
Y |
|
Gold |
|
Matsuda Sangyo Co., Ltd. |
|
JAPAN |
|
Y |
|
Tin |
|
Metallic Resources, Inc. |
|
UNITED STATES OF AMERICA |
|
Y |
|
Gold |
|
Metalor Technologies (Suzhou) Ltd. |
|
CHINA |
|
Y |
|
Gold |
|
Metalor Technologies (Hong Kong) Ltd. |
|
CHINA |
|
Y |
|
Gold |
|
Metalor Technologies (Singapore) Pte., Ltd. |
|
SINGAPORE |
|
Y |
|
Gold |
|
Metalor Switzerland |
|
SWITZERLAND |
|
Y |
|
Gold |
|
Metalor USA Refining Corporation |
|
UNITED STATES |
|
Y |
|
Gold |
|
Metalurgica Met-Mex Penoles S.A. De C.V. |
|
MEXICO |
|
Y |
|
Tantalum |
|
Metallurgical Products India Pvt., Ltd. |
|
INDIA |
|
Y |
|
Tin |
|
Mineração Taboca S.A. |
|
BRAZIL |
|
Y |
|
Tantalum |
|
Mineracao Taboca S.A. |
|
BRAZIL |
|
Y |
|
Tin |
|
Minsur |
|
PERU |
|
Y |
|
Gold |
|
Mitsubishi Materials Corporation |
|
JAPAN |
|
Y |
|
Tin |
|
Mitsubishi Materials Corporation |
|
JAPAN |
|
Y |
|
Tantalum |
|
Mitsui Mining and Smelting Co., Ltd. |
|
JAPAN |
|
Y |
|
Gold |
|
Mitsui Mining and Smelting Co., Ltd. |
|
JAPAN |
|
Y |
|
Tantalum |
|
NPM Silmet AS |
|
ESTONIA |
|
Y |
|
Gold |
|
Moscow Special Alloys Processing Plant |
|
RUSSIAN FEDERATION |
|
Y |
|
Gold |
|
Nadir Metal Rafineri San. Ve Tic. A.S. |
|
TURKEY |
|
Y |
|
Tin |
|
Jiangxi New Nanshan Technology Ltd. |
|
CHINA |
|
Y |
|
Gold |
|
Navoi Mining and Metallurgical Combinat |
|
UZBEKISTAN |
|
N |
|
Gold |
|
Nihon Material Co., Ltd. |
|
JAPAN |
|
Y |
|
Tantalum |
|
Ningxia Orient Tantalum Industry Co., Ltd. |
|
CHINA |
|
Y |
|
Tin |
|
O.M. Manufacturing (Thailand) Co., Ltd. |
|
THAILAND |
|
Y |
|
Gold |
|
Ohura Precious Metal Industry Co., Ltd. |
|
JAPAN |
|
Y |
|
Gold |
|
OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet) |
|
RUSSIAN FEDERATION |
|
Y |
|
Tin |
|
OMSA |
|
BOLIVIA |
|
Y |
|
Gold |
|
PAMP S.A. |
|
SWITZERLAND |
|
Y |
|
Gold |
|
Penglai Penggang Gold Industry Co., Ltd. |
|
CHINA |
|
N |
|
Gold |
|
Prioksky Plant of Non-Ferrous Metals |
|
RUSSIAN FEDERATION |
|
Y |
|
Gold |
|
PT Aneka Tambang (Persero) Tbk |
|
INDONESIA |
|
Y |
|
Tin |
|
PT Artha Cipta Langgeng |
|
INDONESIA |
|
Y |
|
Tin |
|
PT Babel Inti Perkasa |
|
INDONESIA |
|
Y |
|
Tin |
|
PT Babel Surya Alam Lestari |
|
INDONESIA |
|
Y |
|
Tin |
|
PT Bangka Tin Industry |
|
INDONESIA |
|
Y |
|
Tin |
|
PT Belitung Industri Sejahtera |
|
INDONESIA |
|
Y |
|
Tin |
|
PT Bukit Timah |
|
INDONESIA |
|
Y |
|
Tin |
|
PT DS Jaya Abadi |
|
INDONESIA |
|
Y |
|
Tin |
|
PT Karimun Mining |
|
INDONESIA |
|
Y |
|
Tin |
|
PT Mitra Stania Prima |
|
INDONESIA |
|
Y |
|
Tin |
|
PT Panca Mega Persada |
|
INDONESIA |
|
Y |
|
Tin |
|
PT Prima Timah Utama |
|
INDONESIA |
|
Y |
|
Tin |
|
PT REFINED BANGKA TIN |
|
INDONESIA |
|
Y |
|
Tin |
|
PT Sariwiguna Binasentosa |
|
INDONESIA |
|
Y |
|
Tin |
|
PT Stanindo Inti Perkasa |
|
INDONESIA |
|
Y |
|
Tin |
|
PT Sumber Jaya Indah |
|
INDONESIA |
|
Y |
|
Tin |
|
PT Timah (Persero) Tbk Kundur |
|
INDONESIA |
|
Y |
|
Tin |
|
PT Timah (Persero) Tbk Mentok |
|
INDONESIA |
|
Y |
|
Tin |
|
PT Tinindo Inter Nusa |
|
INDONESIA |
|
Y |
|
Tin |
|
PT Tommy Utama |
|
INDONESIA |
|
Y |
|
Gold |
|
PX Precinox S.A. |
|
SWITZERLAND |
|
Y |
|
Tantalum |
|
QuantumClean |
|
UNITED STATES OF AMERICA |
|
Y |
|
Gold |
|
Rand Refinery (Pty) Ltd. |
|
SOUTH AFRICA |
|
Y |
|
Tantalum |
|
RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd. |
|
CHINA |
|
Y |
|
Gold |
|
Royal Canadian Mint |
|
CANADA |
|
Y |
|
Tin |
|
Rui Da Hung |
|
TAIWAN, PROVINCE OF CHINA |
|
Y |
|
Gold |
|
Sabin Metal Corp. |
|
UNITED STATES OF AMERICA |
|
N |
|
Gold |
|
Samduck Precious Metals |
|
KOREA, REPUBLIC OF |
|
Y |
|
Gold |
|
SAMWON Metals Corp. |
|
KOREA, REPUBLIC OF |
|
N |
|
Gold |
|
SEMPSA Joyeria Plateria S.A. |
|
SPAIN |
|
Y |
|
Gold |
|
Shandong Tiancheng Biological Gold Industrial Co., Ltd. |
|
CHINA |
|
N |
|
Gold |
|
Shandong Zhaojin Gold & Silver Refinery Co., Ltd. |
|
CHINA |
|
Y |
|
Gold |
|
Sichuan Tianze Precious Metals Co., Ltd. |
|
CHINA |
|
Y |
|
Gold |
|
SOE Shyolkovsky Factory of Secondary Precious Metals |
|
RUSSIAN FEDERATION |
|
Y |
|
Tin |
|
Soft Metais Ltda. |
|
BRAZIL |
|
Y |
|
Gold |
|
Solar Applied Materials Technology Corp. |
|
TAIWAN |
|
Y |
|
Tantalum |
|
Solikamsk Magnesium Works OAO |
|
RUSSIAN FEDERATION |
|
Y |
|
Gold |
|
Sumitomo Metal Mining Co., Ltd. |
|
JAPAN |
|
Y |
|
Tantalum |
|
Taki Chemical Co., Ltd. |
|
JAPAN |
|
Y |
|
Gold |
|
Tanaka Kikinzoku Kogyo K.K. |
|
JAPAN |
|
Y |
|
Tungsten |
|
Tejing (Vietnam) Tungsten Co., Ltd. |
|
VIET NAM |
|
Y |
|
Tantalum |
|
Telex Metals |
|
UNITED STATES OF AMERICA |
|
Y |
|
Tin |
|
Thaisarco |
|
THAILAND |
|
Y |
|
Tin |
|
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. |
|
CHINA |
|
Y |
|
Gold |
|
Great Wall Precious Metals Co., Ltd. of CBPM |
|
CHINA |
|
N |
|
Gold |
|
China’s Shandong Gold Mining Co., Ltd |
|
CHINA |
|
Y |
|
Gold |
|
Tokuriki Honten Co., Ltd. |
|
JAPAN |
|
Y |
|
Gold |
|
Tongling Nonferrous Metals Group Co., Ltd. |
|
CHINA |
|
N |
|
Gold |
|
Torecom |
|
KOREA, REPUBLIC OF |
|
Y |
|
Tantalum |
|
Ulba Metallurgical Plant JSC |
|
KAZAKHSTAN |
|
Y |
|
Gold |
|
Umicore Brasil Ltda. |
|
BRAZIL |
|
Y |
|
Gold |
|
Umicore S.A. Business Unit Precious Metals Refining |
|
BELGIUM |
|
Y |
|
Gold |
|
United Precious Metal Refining, Inc. |
|
UNITED STATES |
|
Y |
|
Gold |
|
Valcambi S.A. |
|
SWITZERLAND |
|
Y |
|
Gold |
|
Western Australian Mint (T/a The Perth Mint) |
|
AUSTRALIA |
|
Y |
|
Tin |
|
White Solder Metalurgia e Mineração Ltda. |
|
BRAZIL |
|
Y |
|
Tungsten |
|
Wolfram Bergbau und Hutten AG |
|
AUSTRIA |
|
Y |
|
Tungsten |
|
Xiamen Tungsten (H.C.) Co., Ltd. |
|
CHINA |
|
Y |
|
Tungsten |
|
Xinhai Rendan Shaoguan Tungsten Co., Ltd. |
|
CHINA |
|
Y |
|
Gold |
|
Yamakin Co., Ltd. |
|
JAPAN |
|
Y |
|
Gold |
|
Yokohama Metal Co., Ltd. |
|
JAPAN |
|
Y |
|
Tin |
|
Yunnan Chengfeng Non-ferrous Metals Co., Ltd. |
|
CHINA |
|
Y |
|
Tin |
|
Yunnan Tin Company, Ltd. |
|
CHINA |
|
Y |
|
Gold |
|
Zhongjin Gold Corporation Limited |
|
CHINA |
|
Y |
|
Gold |
|
Gold Refinery of Zijin Mining Group Co., Ltd. |
|
CHINA |
|
Y |
|
Gold |
|
Morris and Watson |
|
NEW ZEALAND |
|
N |
|
Gold |
|
SAFINA A.S. |
|
CZECHIA |
|
N |
|
Gold |
|
Guangdong Jinding Gold Limited |
|
CHINA |
|
N |
|
Tungsten |
|
Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd. |
|
CHINA |
|
N |
|
Gold |
|
Umicore Precious Metals Thailand |
|
THAILAND |
|
Y |
|
Tungsten |
|
Ganzhou Jiangwu Ferrotungsten Co., Ltd. |
|
CHINA |
|
Y |
|
Tungsten |
|
Jiangxi Yaosheng Tungsten Co., Ltd. |
|
CHINA |
|
Y |
|
Tungsten |
|
Jiangxi Xinsheng Tungsten Industry Co., Ltd. |
|
CHINA |
|
Y |
|
Tungsten |
|
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. |
|
CHINA |
|
Y |
|
Tungsten |
|
Malipo Haiyu Tungsten Co., Ltd. |
|
CHINA |
|
Y |
|
Tungsten |
|
Xiamen Tungsten (H.C.) Co., Ltd. |
|
CHINA |
|
Y |
|
Tungsten |
|
Jiangxi Gan Bei Tungsten Co., Ltd. |
|
CHINA |
|
Y |
|
Tin |
|
CV Venus Inti Perkasa |
|
INDONESIA |
|
Y |
|
Gold |
|
Geib Refining Corporation |
|
UNITED STATES OF AMERICA |
|
Y |
|
Tin |
|
Magnu’s Minerais Metais e Ligas Ltda. |
|
BRAZIL |
|
Y |
|
Tin |
|
PT Tirus Putra Mandiri |
|
INDONESIA |
|
Y |
|
Tantalum |
|
Hengyang King Xing Lifeng New Materials Co., Ltd. |
|
CHINA |
|
Y |
|
Tungsten |
|
Ganzhou Seadragon W & Mo Co., Ltd. |
|
CHINA |
|
Y |
|
Tin |
|
Melt Metais e Ligas S.A. |
|
BRAZIL |
|
Y |
|
Tungsten |
|
Asia Tungsten Products Vietnam Ltd. |
|
VIET NAM |
|
Y |
|
Tin |
|
PT ATD Makmur Mandiri Jaya |
|
INDONESIA |
|
Y |
|
Tantalum |
|
D Block Metals, LLC |
|
UNITED STATES OF AMERICA |
|
Y |
|
Tantalum |
|
FIR Metals & Resource Ltd. |
|
CHINA |
|
Y |
|
Tantalum |
|
Jiujiang Zhongao Tantalum & Niobium Co., Ltd. |
|
CHINA |
|
Y |
|
Tantalum |
|
XinXing HaoRong Electronic Material Co., Ltd. |
|
CHINA |
|
Y |
|
Gold |
|
MMTC-PAMP India Pvt., Ltd. |
|
INDIA |
|
Y |
|
Gold |
|
KGHM Polska Miedz Spolka Akcyjna |
|
POLAND |
|
Y |
|
Tantalum |
|
Jiangxi Dinghai Tantalum & Niobium Co., Ltd. |
|
CHINA |
|
Y |
|
Tungsten |
|
Chenzhou Diamond Tungsten Products Co., Ltd. |
|
CHINA |
|
Y |
|
Gold |
|
Fidelity Printers and Refiners Ltd. |
|
ZIMBABWE |
|
N |
|
Gold |
|
Singway Technology Co., Ltd. |
|
TAIWAN, PROVINCE OF CHINA |
|
Y |
|
Tin |
|
O.M. Manufacturing Philippines, Inc. |
|
PHILIPPINES |
|
Y |
|
Gold |
|
Henan Yuguang Gold & Lead Co., Ltd. |
|
CHINA |
|
N |
|
Gold |
|
Shandong Humon Smelting Co., Ltd. |
|
CHINA |
|
N |
|
Gold |
|
Shenzhen Zhonghenglong Real Industry Co., Ltd. |
|
CHINA |
|
N |
|
Tin |
|
PT Inti Stania Prima |
|
INDONESIA |
|
Y |
|
Tantalum |
|
KEMET Blue Metals |
|
MEXICO |
|
Y |
|
Tungsten |
|
H.C. Starck Tungsten GmbH |
|
GERMANY |
|
Y |
|
Tungsten |
|
H.C. Starck Smelting GmbH & Co. KG |
|
GERMANY |
|
Y |
|
Tungsten |
|
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC |
|
VIET NAM |
|
Y |
|
Tantalum |
|
H.C. Starck Co., Ltd. |
|
THAILAND |
|
Y |
|
Tantalum |
|
H.C. Starck Tantalum and Niobium GmbH |
|
GERMANY |
|
Y |
|
Tantalum |
|
H.C. Starck Hermsdorf GmbH |
|
GERMANY |
|
Y |
|
Tantalum |
|
H.C. Starck Inc. |
|
UNITED STATES OF AMERICA |
|
Y |
|
Tantalum |
|
H.C. Starck Ltd. |
|
JAPAN |
|
Y |
|
Tantalum |
|
H.C. Starck Smelting GmbH & Co. KG |
|
GERMANY |
|
Y |
|
Tungsten |
|
Jiangwu H.C. Starck Tungsten Products Co., Ltd. |
|
CHINA |
|
Y |
|
Tantalum |
|
Global Advanced Metals Boyertown |
|
UNITED STATES OF AMERICA |
|
Y |
|
Tantalum |
|
Global Advanced Metals Aizu |
|
JAPAN |
|
Y |
|
Gold |
|
Al Etihad Gold LLC |
|
UNITED ARAB EMIRATES |
|
Y |
|
Gold |
|
Emirates Gold DMCC |
|
UNITED ARAB EMIRATES |
|
Y |
|
Gold |
|
International Precious Metal Refiners |
|
UNITED ARAB EMIRATES |
|
N |
|
Gold |
|
Kaloti Precious Metals |
|
UNITED ARAB EMIRATES |
|
N |
|
Gold |
|
Sudan Gold Refinery |
|
SUDAN |
|
N |
|
Tantalum |
|
KEMET Blue Powder |
|
UNITED STATES OF AMERICA |
|
Y |
|
Tin |
|
CV Ayi Jaya |
|
INDONESIA |
|
Y |
|
Tin |
|
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company |
|
VIET NAM |
|
N |
|
Tin |
|
Nghe Tinh Non-Ferrous Metals Joint Stock Company |
|
VIET NAM |
|
N |
|
Tin |
|
Tuyen Quang Non-Ferrous Metals Joint Stock Company |
|
VIET NAM |
|
N |
|
Tungsten |
|
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji |
|
CHINA |
|
Y |
|
Gold |
|
T.C.A S.p.A |
|
ITALY |
|
Y |
|
Gold |
|
REMONDIS PMR B.V. |
|
NETHERLANDS |
|
Y |
|
Gold |
|
Fujairah Gold FZC |
|
UNITED ARAB EMIRATES |
|
N |
|
Gold |
|
Tony Goetz NV |
|
BELGIUM |
|
N |
|
Tungsten |
|
Niagara Refining LLC |
|
UNITED STATES OF AMERICA |
|
Y |
|
Tin |
|
CV Dua Sekawan |
|
INDONESIA |
|
Y |
|
Tin |
|
CV Tiga Sekawan |
|
INDONESIA |
|
Y |
|
Gold |
|
Korea Zinc Co., Ltd. |
|
KOREA, REPUBLIC OF |
|
Y |
|
Gold |
|
Marsam Metals |
|
BRAZIL |
|
Y |
|
Gold |
|
TOO Tau-Ken-Altyn |
|
KAZAKHSTAN |
|
Y |
|
Tungsten |
|
Ganzhou Haichuang Tungsten Co., Ltd. |
|
CHINA |
|
Y |
|
Tungsten |
|
Jiangxi Dayu Longxintai Tungsten Co., Ltd. |
|
CHINA |
|
N |
|
Tungsten |
|
Hydrometallurg, JSC |
|
RUSSIAN FEDERATION |
|
Y |
|
Tin |
|
An Vinh Joint Stock Mineral Processing Company |
|
VIET NAM |
|
N |
|
Tin |
|
Resind Industria e Comercio Ltda. |
|
BRAZIL |
|
Y |
|
Tantalum |
|
Resind Industria e Comercio Ltda. |
|
BRAZIL |
|
Y |
|
Gold |
|
Abington Reldan Metals, LLC |
|
UNITED STATES OF AMERICA |
|
N |
|
Tungsten |
|
Unecha Refractory metals plant |
|
RUSSIAN FEDERATION |
|
Y |
|
Tin |
|
Super Ligas |
|
BRAZIL |
|
N |
|
Gold |
|
SAAMP |
|
FRANCE |
|
Y |
|
Gold |
|
L’Orfebre S.A. |
|
ANDORRA |
|
Y |
|
Gold |
|
8853 S.p.A. |
|
ITALY |
|
Y |
|
Gold |
|
Italpreziosi |
|
ITALY |
|
Y |
|
Tin |
|
Metallo Belgium N.V. |
|
BELGIUM |
|
Y |
|
Tin |
|
Metallo Spain S.L.U. |
|
SPAIN |
|
Y |
|
Tin |
|
PT Bangka Prima Tin |
|
INDONESIA |
|
Y |
|
Gold |
|
SAXONIA Edelmetalle GmbH |
|
GERMANY |
|
Y |
|
Gold |
|
WIELAND Edelmetalle GmbH |
|
GERMANY |
|
Y |
|
Gold |
|
Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH |
|
AUSTRIA |
|
Y |
|
Tin |
|
PT Sukses Inti Makmur |
|
INDONESIA |
|
Y |
|
Tungsten |
|
Philippine Chuangxin Industrial Co., Inc. |
|
PHILIPPINES |
|
Y |
|
Tin |
|
PT Kijang Jaya Mandiri |
|
INDONESIA |
|
Y |
|
Tungsten |
|
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. |
|
CHINA |
|
Y |
|
Tungsten |
|
ACL Metais Eireli |
|
BRAZIL |
|
Y |
|
Tin |
|
Thai Nguyen Mining and Metallurgy Co., Ltd. |
|
VIET NAM |
|
Y |
|
Tin |
|
PT Menara Cipta Mulia |
|
INDONESIA |
|
Y |
|
Tantalum |
|
Jiangxi Tuohong New Raw Material |
|
CHINA |
|
Y |
|
Tungsten |
|
Woltech Korea Co., Ltd. |
|
KOREA, REPUBLIC OF |
|
Y |
|
Tin |
|
HuiChang Hill Tin Industry Co., Ltd. |
|
CHINA |
|
Y |
|
Tungsten |
|
Moliren Ltd. |
|
RUSSIAN FEDERATION |
|
Y |
|
Tantalum |
|
Power Resources Ltd. |
|
MACEDONIA, THE FORMER YUGOSLAV REPUBLIC OF |
|
Y |
|
Tin |
|
Gejiu Fengming Metallurgy Chemical Plant |
|
CHINA |
|
Y |
|
Tin |
|
Guanyang Guida Nonferrous Metal Smelting Plant |
|
CHINA |
|
Y |
|
Gold |
|
AU Traders and Refiners |
|
SOUTH AFRICA |
|
Y |
|
Gold |
|
Gujarat Gold Centre |
|
INDIA |
|
N |
|
Gold |
|
Sai Refinery |
|
INDIA |
|
N |
|
Gold |
|
Modeltech Sdn Bhd |
|
MALAYSIA |
|
N |
|
Gold |
|
Bangalore Refinery |
|
INDIA |
|
Y |
|
Gold |
|
Kyshtym Copper-Electrolytic Plant ZAO |
|
RUSSIAN FEDERATION |
|
N |
|
Gold |
|
Degussa Sonne / Mond Goldhandel GmbH |
|
GERMANY |
|
N |
|
Gold |
|
Pease & Curren |
|
UNITED STATES OF AMERICA |
|
N |
|
Gold |
|
SungEel HiMetal Co., Ltd. |
|
KOREA, REPUBLIC OF |
|
Y |
|
Gold |
|
Planta Recuperadora de Metales SpA |
|
CHILE |
|
Y |
|
Gold |
|
Safimet S.p.A |
|
ITALY |
|
Y |
|
Tin |
|
Guangdong Hanhe Non-Ferrous Metal Co., Ltd. |
|
CHINA |
|
Y |
|
Gold |
|
State Research Institute Center for Physical Sciences and Technology |
|
LITHUANIA |
|
N |
|
Tungsten |
|
Hunan Litian Tungsten Industry Co., Ltd. |
|
CHINA |
|
Y |
|
Gold |
|
African Gold Refinery |
|
UGANDA |
|
N |
|
Gold |
|
NH Recytech Company |
|
KOREA, REPUBLIC OF |
|
N |
|
Tin |
|
Chifeng Dajingzi Tin Industry Co., Ltd. |
|
CHINA |
|
Y |
|
Gold |
|
DS PRETECH Co., Ltd. |
|
KOREA, REPUBLIC OF |
|
Y |
|
Tin |
|
PT Bangka Serumpun |
|
INDONESIA |
|
Y |
|
Tin |
|
Pongpipat Company Limited |
|
MYANMAR |
|
N |
|
Gold |
|
QG Refining, LLC |
|
UNITED STATES OF AMERICA |
|
N |
|
Tin |
|
Tin Technology & Refining |
|
UNITED STATES OF AMERICA |
|
Y |
|
Gold |
|
Dijllah Gold Refinery FZC |
|
UNITED ARAB EMIRATES |
|
N |
|
Tin |
|
Dongguan CiEXPO Environmental Engineering Co., Ltd. |
|
CHINA |
|
N |
|
Tin |
|
Ma’anshan Weitai Tin Co., Ltd. |
|
CHINA |
|
Y |
|
Tin |
|
PT Rajawali Rimba Perkasa |
|
INDONESIA |
|
Y |
|
Gold |
|
CGR Metalloys Pvt Ltd. |
|
INDIA |
|
N |
|
Gold |
|
Sovereign Metals |
|
INDIA |
|
N |
|
Tungsten |
|
KGETS Co., Ltd. |
|
KOREA, REPUBLIC OF |
|
Y |
|
Tin |
|
Yunnan Yunfan Non-ferrous Metals Co., Ltd. |
|
CHINA |
|
Y |
|
Tungsten |
|
Fujian Ganmin RareMetal Co., Ltd. |
|
CHINA |
|
Y |
|
Tantalum |
|
CP Metals Inc. |
|
UNITED STATES OF AMERICA |
|
N |
|
Tungsten |
|
Lianyou Metals Co., Ltd. |
|
TAIWAN, PROVINCE OF CHINA |
|
Y |
|
Tungsten |
|
JSC “Kirovgrad Hard Alloys Plant” |
|
RUSSIAN FEDERATION |
|
N |
|
Tin |
|
Precious Minerals and Smelting Limited |
|
INDIA |
|
N |
|
Tin |
|
Gejiu City Fuxiang Industry and Trade Co., Ltd. |
|
CHINA |
|
N |
|
Gold |
|
Eco-System Recycling Co., Ltd. North Plant |
|
JAPAN |
|
Y |
|
Gold |
|
Eco-System Recycling Co., Ltd. West Plant |
|
JAPAN |
|
Y |