UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 20-F/A
(Amendment No. 2)
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REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 |
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OR |
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ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
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OR |
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TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
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OR |
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SHELL COMPANY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
Date of event requiring this shell company report
Commission file number 001-37710
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HUTCHISON CHINA MEDITECH LIMITED |
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(Exact name of Registrant as specified in its charter) |
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N/A |
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(Translation of Registrant’s name into English) |
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Cayman Islands |
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(Jurisdiction of incorporation or organization) |
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48th Floor, Cheung Kong Center |
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2 Queen’s Road Central |
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Hong Kong |
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+852 2121 8200 |
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(Address of principal executive offices) |
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Christian Hogg |
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Chief Executive Officer |
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Level 18, The Metropolis Tower |
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10 Metropolis Drive |
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Hunghom, Kowloon |
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Hong Kong |
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Telephone: +852 2121 8200 |
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Facsimile: +852 2121 8281 |
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(Name, telephone, email and/or facsimile number and address of Company contact person) |
Securities registered pursuant to Section 12(b) of the Act:
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Title of Each Class |
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Trading Symbol(s) |
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Name of the Exchange |
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American depositary shares, each representing one-half of one ordinary share, par value $1.00 per share |
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HCM |
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Nasdaq Global Select Market |
Securities registered or to be registered pursuant to Section 12(g) of the Act:
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None |
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(Title of Class) |
Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act:
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Indicate the number of outstanding shares of each of the issuer’s classes of capital or common stock as of the close of the period covered by the Annual Report:
66,657,745 ordinary shares were issued and outstanding as of December 31, 2018.
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.
x Yes o No
If this report is an annual or transition report, indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934.
o Yes x No
Note—checking the box above will not relieve any registrant required to file reports pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 from their obligations under those sections.
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
x Yes o No
Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§ 232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files).
x Yes o No
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or an emerging growth company. See definition of “large accelerated filer,”“accelerated filer,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
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Large accelerated filer x |
Accelerated filer o |
Non-accelerated filer o |
Emerging growth company o |
If an emerging growth company that prepares its financial statements in accordance with U.S. GAAP, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards† provided pursuant to Section 13(a) of the Exchange Act. o
†The term “new or revised financial accounting standard” refers to any update issued by the Financial Accounting Standards Board to its Accounting Standards Codification after April 5, 2012.
Indicate by check mark which basis of accounting the registrant has used to prepare the financial statements included in this filing:
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U.S. GAAP x |
International Financial Reporting Standards as issued |
Other o |
If “Other” has been checked in response to the previous question, indicate by check mark which financial statement item the registrant has elected to follow.
o Item 17 o Item 18
If this is an Annual Report, indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). o
o Yes x No
Explanatory Note
This Amendment No. 2 (this “Amendment”) to our annual report on Form 20-F for the fiscal year ended December 31, 2018 (the “Form 20-F”) is being filed solely to replace Exhibits 4.1, 4.2, 4.3, 4.4, 4.5, 4.6, 4.10 and 4.11, which were incorporated by reference in “Item 19—Exhibits” of the Form 20-F, with the corresponding exhibits attached to this Amendment (collectively, the “Revised Exhibits”). Portions of each of the Revised Exhibits have been omitted in reliance on the recent revisions to Item 601(b)(10) and (b)(2) of Regulation S-K, governing redaction of confidential information in material contracts (the “Reg S-K Revisions”).
The Revised Exhibits were originally filed as Exhibits 10.9, 10.10, 10.11, 10.12, 10.13, 10.14, 10.18 and 10.19, respectively, to the Company’s Registration Statement on Form F-1 filed on October 16, 2015, as amended, which omitted the same information pursuant to the confidential treatment request process of the Securities and Exchange Commission (the “SEC”) in effect prior to the Reg S-K Revisions. Based on consultations with the staff of the SEC (the “Staff”), we were advised that we could furnish such exhibits pursuant to the Reg S-K Revisions on a current report on Form 6-K and concurrently amend our Form 20-F to incorporate these exhibits by reference to such Form 6-K, which we did on May 2, 2019. Subsequently, the Staff provided us with updated guidance that the Staff had determined that Form 6-K could not be used for this purpose under the Reg S-K Revisions and that we should instead file the Revised Exhibits by way of this second Amendment to our Form 20-F.
Additionally, in connection with the filing of this Amendment, the Company is including certifications of the Company’s Chief Executive Officer and Chief Financial Officer pursuant to Rule 13a-14(a) of the Exchange Act. The Company is not including certifications pursuant to Section 1350 of Chapter 63 of Title 18 of the United States Code (18 U.S.C. 1350) as no financial statements are being filed with this Amendment. Except for the Revised Exhibits, this Amendment does not amend any other information set forth in the Form 20-F. This Amendment speaks as of the original filing date of the Form 20-F, does not reflect any events that may have occurred subsequent to such date, and does not modify or update in any way any disclosures made in the Form 20-F, except with respect to the Revised Exhibits.
PART III
ITEM 19. EXHIBITS
The exhibits filed herewith or incorporated into this Amendment are listed in the indext of exhibits below:
EXHIBIT INDEX
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1.1* |
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2.1* |
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2.2* |
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2.3* |
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4.1**+ |
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4.2**+ |
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4.3**+ |
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4.4**+ |
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4.5**+ |
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4.6**+ |
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4.7* |
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4.8* |
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4.9* |
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4.10**+ |
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4.11**+ |
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4.12* |
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4.13* |
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4.14* |
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4.15*# |
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4.16*+ |
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8.1* |
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12.1** |
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Certification of Chief Executive Officer Required by Rule 13a-14(a) |
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12.2** |
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Certification of Chief Financial Officer Required by Rule 13a-14(a) |
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13.1† |
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13.2† |
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15.1* |
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15.2* |
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15.3* |
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15.4* |
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15.5* |
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101.INS* |
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XBRL Instance Document |
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101.SCH* |
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XBRL Taxonomy Extension Schema Document |
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101.CAL* |
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XBRL Taxonomy Extension Calculation Linkbase Document |
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101.LAB* |
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XBRL Taxonomy Extension Label Linkbase Document |
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101.PRE* |
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XBRL Taxonomy Extension Presentation Linkbase Document |
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101.DEF* |
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XBRL Taxonomy Extension Definitions Linkbase Document |
* Previously filed.
** Filed herewith.
† Furnished previously.
# Confidential treatment previously requested and granted as to portions of the exhibit. Confidential materials have been submitted separately to the Securities and Exchange Commission.
+ Portions of this exhibit have been omitted because they are both (i) not material and (ii) would likely cause competitive harm to the Company if publicly disclosed.
SIGNATURES
The registrant hereby certifies that it meets all of the requirements for filing on annual report on Form 20-F/A and that it has duly caused and authorized the undersigned to sign this annual report on its behalf.
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Hutchison China MediTech Limited | ||
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By: |
/s/ Christian Hogg | |
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Name: |
Christian Hogg |
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Title: |
Chief Executive Officer |
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Date: May 30, 2019 |
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