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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sridhar KR

(Last) (First) (Middle)
4353 NORTH FIRST STREET

(Street)
SAN JOSE CA 95134

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Bloom Energy Corp [ BE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman & CEO
3. Date of Earliest Transaction (Month/Day/Year)
08/25/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock(1) 08/25/2025 M 60,000 A $30.89 2,384,613(2) D
Class A Common Stock 08/25/2025 S 60,000 D $48.97(3) 2,324,613 D
Class A Common Stock 08/26/2025 M 60,000 A $30.89 2,384,613 D
Class A Common Stock 08/26/2025 S 60,000 D $49.98(4) 2,324,613 D
Class A Common Stock 08/27/2025 M 60,000 A $30.89 2,384,613 D
Class A Common Stock 08/27/2025 S 60,000 D $49.7(5) 2,368,951(6) D
Class A Common Stock 08/28/2025 M 39,000 A $30.89 2,407,951 D
Class A Common Stock 08/28/2025 S 39,000 D $53.79(7) 2,368,951 D
Class A Common Stock 08/29/2025 M 47,667 A $30.89 2,416,618 D
Class A Common Stock 08/29/2025 S 37,955 D $53.39(8) 2,378,663 D
Class A Common Stock 1,155,662(2)(6) I By trusts
Class A Common Stock 584,448 I By trusts
Class A Common Stock 503,052 I By trusts
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) $30.89 08/25/2025 M 60,000 (9) 09/10/2025 Class A Common Stock 60,000 $0.00 206,667 D
Stock Option (right to buy) $30.89 08/26/2025 M 60,000 (9) 09/10/2025 Class A Common Stock 60,000 $0.00 146,667 D
Stock Option (right to buy) $30.89 08/27/2025 M 60,000 (9) 09/10/2025 Class A Common Stock 60,000 $0.00 86,667 D
Stock Option (right to buy) $30.89 08/28/2025 M 39,000 (9) 09/10/2025 Class A Common Stock 39,000 $0.00 47,667 D
Stock Option (right to buy) $30.89 08/29/2025 M 47,667 (9) 09/10/2025 Class A Common Stock 47,667 $0.00 0 D
Explanation of Responses:
1. This Form 4 reports the exercise of an employee stock option by the Reporting Person that was granted approximately 10 years ago and that would otherwise expire on September 10, 2025 if not exercised during the Issuer's open trading window for insiders prior to such expiration.
2. Reflects the transfer of 400,000 shares from the Reporting Person's direct holdings to Grantor Retained Annuity Trusts ("GRATs") for which the Reporting Person is a trustee. The transfer did not change the total number of shares of Class A Common Stock beneficially owned by the Reporting Person.
3. The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $48.52 to $49.48. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
4. The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $49.44 to $50.40. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
5. The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $49.26 to $50.24. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
6. Reflects receipt of annuity payments representing an aggregate of 44,338 shares by the Reporting Person from certain GRATs for which the Reporting Person is a trustee. The annuity payments did not change the total number of shares of Class A Common Stock beneficially owned by the Reporting Person.
7. The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $52.79 to $54.29. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
8. The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $53.07 to $53.70. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
9. The stock option is fully vested.
/s/ Shawn M. Soderberg, as attorney-in-fact 08/29/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.