X0505 N-CEN LIVE 0001703079 XXXXXXXX 811-23247 N-2 XAI Octagon Floating Rate & Alternative Income Trust 811-23247 0001703079 549300XT617P63BLW552 321 North Clark Street Suite 2430 Chicago 60654 US-IL US 312-374-6930 U.S. Bank, N.A. 1555 N. River Center Drive Milwaukee 53212 8008722657 The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the rules thereunder. Equinity Trust Company LLC 6201 5th Avenue Brooklyn 11219 7189218209 The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the rules thereunder. Paralel Technologies LLC 1700 Broadway Suite 1850 Denver 80290 303-226-4150 The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the rules thereunder. XA Investments LLC 321 North Clark Street Suite 2430 Chicago 60654 888-903-3358 The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the rules thereunder. Octagon Credit Investors, LLC 250 Park Avenue 15th Floor New York 10177 2124008400 The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the rules thereunder. Paralel Distributors LLC 1700 Broadway Suite 1850 Denver 80290 303-226-4150 The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the rules thereunder. N N N-2 Y Gregory Dingens 002279672 N William Meyers 002158345 Y Scott Jones N/A N Theodore Brombach 001295389 Y Danielle Cupps N/A N Philip Franklin N/A N Randi Roessler 005178959 501 S Cherry Street Suite 610 Denver 80246 XXXXXX N N N N N N Paralel Distributors LLC 8-70771 000316115 5493009VS9HW870GQ698 N/A N UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 1576959 N N Cohen & Co, LTD 925 N/A N/A N N N N N XAI Octagon Floating Rate & Alternative Income Trust 549300XT617P63BLW552 N 0 0 0 N/A N N Y N N/A 0 0 Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4(f)(17 CFR 270.18f-4(f)) Rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i)) Rule 18f-4 (17 CFR 270.18f-4) N N N N XA Investments LLC 801-110653 000284005 N/A N/A N Octagon Credit Investors, LLC 801-71998 000155336 N/A N/A N N Equiniti Trust Company, LLC 084-00416 213800TS721HGE2JIV94 N N N IHS MARKIT GROUP HOLDINGS LIMITED 2138005LTLTVZ4WMEX25 N N U.S. Bank, N.A. N/A 3009031 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N XA Investments LLC N/A N/A 801-110653 SEC File Number Y N N Paralel Technologies LLC N/A N/A N N N XMS Capital Partners, LLC 8-67502 000142871 N/A N/A 0 0 WELLS FARGO SECURITIES, LLC 8-65876 000126292 PBLD0EJDB5FWOLXP3B76 3204407 15947602 DEUTSCHE BANK SECURITIES INC. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 2259709 28413578 GOLDMAN SACHS & CO. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 1440528 74745544 PERFORMANCE TRUST CAPITAL PARTNERS, LCC 8-47035 000036155 549300F8NR5Q23JRIY74 43148518 CITIGROUP GLOBAL MARKETS, INC 8-08177 000007059 MBNUM2BPBDO7JBLYG310 2754521 35181891 BOFA SECURITIES, INC. 8-69787 000283942 549300HN4UKV1E2R3U73 5112588 70244068 BARCLAYS CAPITAL INC. 8-41342 000019714 AC28XWWI3WIBK2824319 1146316 25405450 JEFFERIES LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 19878605 MORGAN STANLEY & CO. LLC 8-68191 000149777 IGJSJL3JD5P30I6NJZ34 1573239 59597502 JPMORGAN SECURITIES LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 1155420 98990006 566814563 N 468765543 Preferred stock 6.95% Series II 2029 Convertible Preferred Shares Common stock Common Preferred stock 6.50% Series 2026 Term Preferred Shares N N N N N N 2.88 7.96 5.30 5.85 true true