|
Security
Type
|
Security
Class
Title
|
Fee
Calculation
or Carry
Forward
Rule
|
Amount
Registered (1)
|
Proposed
Maximum
Offering
Price Per
Unit (2)
|
Maximum
Aggregate
Offering
Price (2)
|
Fee
Rate
|
Amount of
Registration
Fee
|
Carry
Forward
Form
Type
|
Carry
Forward
File
Number
|
Carry
Forward
Initial
effective
date
|
Filing Fee
Previously
Paid In
Connection
with Unsold
Securities to
be Carried
Forward
|
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|
Newly Registered Securities
|
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|
Primary Offering of Securities:
|
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Fees to Be
Paid
|
Equity
|
Common Shares, par value $0.001 per share
|
$ —
|
$ —
|
$ —
|
—
|
$ —
|
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|
Fees to Be
Paid
|
Equity
|
Preferred Share Purchase Rights
|
—
|
—
|
—
|
—
|
—
|
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|
Fees to Be Paid
|
Equity
|
Preferred shares
|
||||||||||||||||||||||
|
Fees to Be
Paid
|
Debt
|
Debt Securities
|
—
|
—
|
—
|
—
|
—
|
|||||||||||||||||
|
Fees to Be
Paid
|
Other
|
Warrants
|
—
|
—
|
—
|
—
|
—
|
|||||||||||||||||
|
Fees to Be
Paid
|
Other
|
Purchase Contracts
|
—
|
—
|
—
|
—
|
—
|
|||||||||||||||||
|
Fees to Be
Paid
|
Other
|
Rights
|
—
|
—
|
—
|
—
|
—
|
|||||||||||||||||
|
Fees to Be
Paid
|
Other
|
Units
|
—
|
—
|
—
|
—
|
—
|
|||||||||||||||||
|
Fees to Be Paid
|
Unallocated (Universal) Shelf
|
—
|
457(o)
|
$450,000,000
|
—
|
$450,000,000
|
$92.70 per $1,000,000
|
$41,715
|
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|
Carry Forward Securities
|
||||||||||||||||||||||||
|
Carry
Forward
Securities
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
—
|
||||||||||||||
|
Total Offering Amounts
|
$450,000,000
|
$41,715
|
||||||||||||||||||||||
|
Total Fees Previously Paid
|
$76,370 (3)
|
|||||||||||||||||||||||
|
Total Fee Offsets
|
$41,715 (3)
|
|||||||||||||||||||||||
|
Net Fee Due
|
$0.00 (3)
|
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|
(1)
|
An indeterminate aggregate initial offering price or number of the securities of each identified class is being registered as may from time to time be issued at
indeterminate prices. The maximum aggregate offering price of all securities issued by the Registrant pursuant to this registration statement shall not exceed $450,000,000 in U.S. dollars or the equivalent at the time of offering in any
other currency. The amount also includes such indeterminate principal amount, liquidation amount or number of identified classes of securities of the types listed above that are convertible, exchangeable or rearrangeable into one or more of
the classes of securities listed above.
|
|
(2)
|
The amount to be registered, proposed maximum aggregate price per unit and proposed maximum aggregate offering price for each class of security will be determined
from time to time by the Registrant in connection with the issuance of such securities hereunder and is not specified as to each class of security pursuant to Rule 457(o) under the Securities Act of 1933, as amended (the “Securities Act”)
and General Instruction II.C of Form F-3 under the Securities Act. The maximum aggregate offering price of all securities issued by the Registrant pursuant to this registration statement shall not exceed $450,000,000 in U.S. dollars or the
equivalent at the time of offering in any other currency.
|
|
(3)
|
On January 27, 2021, Castor Maritime filed a registration statement on Form F-3 (File No. 333-252443) for securities having a proposed maximum aggregate offering
price of $700,000,000 and paid a registration fee of $76,370. The Registrant withdrew this registration statement on March 31, 2021. The Registrant applied, under this registration statement on Form F-3 (File No. 333-254977) (i) a fee of
$27,275 related to a registered direct offering of 192,307,700 common shares to institutional investors for an aggregate public offering price of $125,000,000 pursuant to the prospectus supplement filed on April 7, 2021 and (ii) a fee of
$32,730 related to $300,000,000 of its common shares to be issued and sold under a certain equity distribution agreement with Maxim Group LLC pursuant to the prospectus supplement filed by the Registrant on June 15, 2021. Of such common
shares, $287,145,644 remain unsold, and the remaining registration fee in the amount of $47,692.59 may be, and $41,715 thereof is, applied to the Registrant’s total registration fee hereunder.
|
|
Registrant or Filer Name
|
Form or Filing Type
|
File Number(1)
|
Initial Filing Date(1)
|
Filing Date
|
Fee Offset Claimed
|
Security Type
Associated with Fee Offset Claimed
|
Security Title Associated with Fee Offset Claimed
|
Unsold
Securities
Associated
with Fee
Offset
Claimed
|
Unsold
Aggregate
Offering
Amount
Associated with
Fee Offset
Claimed(1)
|
Fee
Paid
with
Fee
Offset
Source(1)
|
||||||||||||
|
Rules 457(b) and 0-11(a)(2)
|
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|
Fee Offset Claims
|
||||||||||||||||||||||
|
Fee Offset Sources
|
||||||||||||||||||||||
|
Rule 457(p)
|
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|
Fee Offset Claims
|
||||||||||||||||||||||
|
Fee Offset Sources
|
Castor Maritime Inc.
|
F-3
|
333-252443
|
January 27, 2021
|
—
|
$41,715
|
Unallocated (Universal) Shelf
|
—
|
—
|
$562,145,644
|
$76,370
|
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|
(1)
|
On January 27, 2021, Castor Maritime filed a registration statement on Form F-3 (File No. 333-252443) for securities having a proposed maximum aggregate offering
price of $700,000,000 and paid a registration fee of $76,370. The Registrant withdrew this registration statement on March 31, 2021. The Registrant applied, under this registration statement on Form F-3 (File No. 333-254977) (i) a fee of
$27,275 related to a registered direct offering of 192,307,700 common shares to institutional investors for an aggregate public offering price of $125,000,000 pursuant to the prospectus supplement filed on April 7, 2021 and (ii) a fee of
$32,730 related to $300,000,000 of its common shares to be issued and sold under a certain equity distribution agreement with Maxim Group LLC pursuant to the prospectus supplement filed by the Registrant on June 15, 2021. Of such common
shares, $287,145,644 remain unsold, and the remaining registration fee in the amount of $47,692.59 may be, and $41,715 thereof is, applied to the Registrant’s total registration fee hereunder.
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