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Delaware
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82-4228671
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(State or other jurisdiction of incorporation or organization)
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(I.R.S. Employer Identification No.)
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12601 Plantside Dr.
Louisville, KY
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40299
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(Address of Principal Executive Offices)
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(Zip Code)
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James A. Giesel
Nicole Karr
Frost Brown Todd LLC
400 W. Market St., 32nd Floor
Louisville, KY 40202
(502) 568-0307
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Steve Brehm
General Counsel
12601 Plantside Drive
Louisville, Kentucky 40229
(502) 815-5062
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Large accelerated filer
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☐ |
Accelerated filer
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☐ |
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Non-accelerated filer
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☒
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Smaller Reporting Company
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☒ |
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Emerging Growth Company
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☒
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Title of Securities
to be Registered
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Amount
to be
Registered (1)
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Proposed
Maximum
Offering Price
Per Share (3)
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Proposed
Maximum
Aggregate
Offering Price (3)
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Amount of
Registration Fee
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Common Stock, par value $0.01 per share
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2,000,000 (2)
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$4.56
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$9,120,000
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$845.43
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| (1) |
Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the “Securities Act”), this Form S-8 Registration Statement (the “Registration Statement”) also covers any additional shares of Common Stock as may become issuable
pursuant to the adjustment provisions of the Charah Solutions, Inc. 2018 Omnibus Incentive Plan, as amended from time to time (the “Plan”).
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| (2) |
Represents shares of common stock, par value $0.01 per share (the “Common Stock”), of Charah Solutions, Inc. (the “Registrant”) reserved for issuance under the Plan, as amended.
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| (3) |
Estimated solely for purposes of calculating the registration fee in accordance with Rule 457(h) under the Securities Act. The price for the Common Stock being registered hereby is based on a price of $4.56 per share, which is the average of
the high and low prices per share of Common Stock as reported on the New York Stock Exchange on October 6, 2021.
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| Item 3. |
Incorporation of Documents by Reference.
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| Item 8. |
Exhibits.
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Exhibit
Number
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Description
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Amended and Restated Certificate of Incorporation of Charah Solutions, Inc. (incorporated by reference to Exhibit 3.1 to the Current Report on Form 8-K filed June 22, 2018 (File No. 001-38523)).
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Amended and Restated Bylaws of Charah Solutions, Inc. (incorporated by reference to Exhibit 3.2 to the Current Report on Form 8-K filed June 22, 2018 (File No. 001-38523)).
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Charah Solutions, Inc. 2018 Omnibus Incentive Plan (incorporated by reference to Exhibit 4.4 to the Registration Statement on Form S-8 filed June 19, 2018 (File No. 333-225717)).
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First Amendment to the Charah Solutions, Inc. 2018 Omnibus Incentive Plan (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed June 16, 2021 (File No. 001-38523)).
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Opinion of Frost Brown Todd LLC as to the legality of the securities being registered.
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Consent of Deloitte & Touche LLP.
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Consent of Frost Brown Todd LLC (included as part of Exhibit 5.1 hereto).
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Power of Attorney (included on the signature page of this Registration Statement).
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*
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Filed herewith.
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CHARAH SOLUTIONS, INC.
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||
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By:
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/s/ Scott A. Sewell
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Name:
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Scott A. Sewell
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Title:
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President, Chief Executive Officer and Director
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Signature
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Title
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Date
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/s/ Scott A. Sewell
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President & Chief Executive Officer, Director
(Principal Executive Officer)
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October 13, 2021
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Scott A. Sewell
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||||
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/s/ Roger D. Shannon
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Chief Financial Officer and Treasurer
(Principal Financial Officer and
Principal Accounting Officer)
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October 13, 2021
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Roger D. Shannon
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||||
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/s/ Jack A. Blossman, Jr.
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Director
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October 13, 2021
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Jack A. Blossman, Jr.
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/s/ Mignon L. Clyburn
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Director
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October 13, 2021
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Mignon L. Clyburn
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||||
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/s/ Timothy J. Poché
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Director
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October 13, 2021
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Timothy J. Poché
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||||
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/s/ Robert C. Flexon
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Director
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October 13, 2021
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Robert C. Flexon
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||||
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/s/ Mark D. Spender
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Director
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October 13, 2021
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Mark D. Spender
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||||
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/s/ Dennis T. Whalen
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Director
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October 13, 2021
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Dennis T. Whalen
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||||
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/s/ Timothy A. Simon
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Director
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October 13, 2021
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Timothy A. Simon
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||||
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/s/ Kenneth Young
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Director
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October 13, 2021
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Kenneth Young
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