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OTIS WORLDWIDE CORPORATION
Conflict Minerals Report
For the Year Ended December 31, 2024
1. Introduction
Otis Worldwide Corporation (“Otis”) has prepared this Conflict Minerals Report (the “Report”) for the calendar year ended December 31, 2024, as required by Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). Terms used and not defined in this Report have the meanings ascribed in Form SD, as adopted by the Securities and Exchange Commission (“SEC”) pursuant to the Rule. References in this Report to internet websites and certain of Otis’ internal policies and procedures are provided for convenience only. Documents and information available on our website or otherwise linked or referred to in this Report, including any content on our own website and our internal policies and procedures, are not incorporated by reference into this Report or our Form SD.
2. Company Overview
Otis is the world’s leading elevator and escalator manufacturing, installation, and service company. We serve customers in over 200 countries and territories around the world. Otis has global scale and local focus, with over 1,400 branches and offices, and a direct physical presence in more than 70 countries. Our Company is organized into two segments, New Equipment and Service. Through our New Equipment segment, we design, manufacture, sell and install a wide range of passenger and freight elevators, as well as escalators and moving walkways for residential, commercial and infrastructure projects. Our New Equipment customers include real estate and building developers and general contractors who develop and/or design buildings for residential, commercial, retail or mixed-use activity. Through our Service segment, we perform maintenance and repair services, as well as modernization services to upgrade elevators and escalators. Service customers typically comprise building owners, facility managers, housing associations and government agencies that operate buildings where elevators and escalators are installed.
Additional information about Otis is included in Otis’ Annual Report and Form 10-K for the year ended December 31, 2024.
Otis manufactures and contracts to manufacture products that contain tin, tantalum, tungsten, and gold (“3TG” or “Conflict Minerals”) necessary to the functionality or production of such products (“Necessary 3TG”).
3. Supply Chain Description
Otis is a large and complex organization with thousands of globally dispersed suppliers. There are multiple tiers of suppliers between Otis and the 3TG mines. Therefore, we rely on our first-tier suppliers to work with their upstream suppliers to provide us with accurate information (e.g., through the reasonable country of origin inquiry described below) about the origin of 3TG contained in the materials, components, parts, subassemblies, and products contracted to be manufactured (collectively “Components”) we purchase.
4. Reasonable Country of Origin Inquiry (“RCOI”) Process
The elements of our RCOI were: (i) identification of suppliers to survey, (ii) data collection, and (iii) assessment of data to determine whether further due diligence is required.
For this reporting period, we used a risk-based approach, described below, to identify suppliers to survey for purposes of the RCOI (“Surveyed Suppliers”). The criteria for selecting the suppliers considered the likelihood of 3TG content in the supplied Components and the amount paid to suppliers believed likely to incorporate 3TG in the supplied Components.
We collected information from the Surveyed Suppliers using Responsible Minerals Initiative’s (“RMI”) Conflict Minerals Reporting Template (“CMRT”). The survey included questions regarding whether the supplier’s products contain 3TG, its policy with respect to conflict-free sourcing, the supplier’s due diligence process, and information about the supplier’s supply chain, such as the names of the smelters or refiners that processed 3TG in the supplier’s products, and the origin of 3TG used by those facilities.
Based on our review of these survey responses we have reason to believe that some of our suppliers sourced 3TG from the Covered Countries (Democratic Republic of Congo and the adjoining countries), and that Necessary 3TG may not be from recycled or scrap sources. Accordingly, we conducted the due diligence described below.
5. Due Diligence
A. Due Diligence Framework
Our due diligence measures have been designed to conform, in all material respects, with the internationally recognized due diligence framework presented by the Organisation for Economic Co-operation and Development (“OECD”) in the publication: OECD (2016), OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Third Edition, OECD Publishing, Paris (http://dx.doi.org/10.1787/9789264252479-en), OECD Publishing and related supplements for gold, tin, tantalum, and tungsten.
B. Due Diligence Measures Undertaken
We performed the due diligence steps set forth below according to the OECD’s five-step framework:
OECD Step 1: Establish Company Management Systems
Policies
Otis has a Supplier Code of Conduct (“Code”) and a Conflict Minerals policy that outline our expectation of our Suppliers regarding the sourcing of Conflict Minerals, including an obligation to comply with the Rule and to support Otis in fulfilling its obligations under the Rule. Otis Suppliers agree to comply with the Code and the Conflict Minerals policy through our standard Terms and Conditions of Purchase. Otis reserves the right to terminate contracts with suppliers that commit any violation of law relating to the Rule or other human rights violations. The Code is available in multiple languages and is published on our website, along with the Conflict Minerals policy as follows:
•Supplier Code of Conduct (https://www.otis.com/en/us/supplier-code-of-conduct)
•Conflict Minerals policy governing the Otis Supply Chain (https://www.otis.com/documents/d/otis-2/conflict-minerals-policy)
Governance
Otis established a cross-functional team to execute and advance its Conflict Minerals compliance program (“Program”). The Conflict Minerals team is composed of representatives from functions such as Supply Chain Management, Legal, and Corporate Responsibility. The governance model is more fully described in our Form 10-K for the year-end December 31, 2024.
Supply Chain Controls and Transparency
Otis participates in industry-wide initiatives that raise awareness for responsible sourcing of 3TG and provide resources to improve disclosures regarding the origin of 3TG in supply chains. For example, Otis is a member of the RMI (member code: 7355). The RMI’s flagship program is the Responsible Minerals Assurance Process (“RMAP”), through which the RMI identifies smelters and refiners that produce responsibly sourced materials in an effort to prevent the extraction and trade of minerals from becoming a source of human rights violations and conflict. The RMI uses specially trained third-party auditors to independently verify that the identified smelters and refiners have systems in place to responsibly source minerals in conformance with the RMAP. Another RMI program is the development and publication of the CMRT, a standardized reporting template that facilitates the transfer of information through the supply chain regarding 3TG country of origin as well as the smelters and refiners that process such 3TG.
Supplier Engagement
Supplier engagement is critical to the success of our due diligence efforts. As such, we provide Surveyed Suppliers with a message about the Rule and our expectations of how our suppliers will help us to comply with this law. Otis provides Surveyed Suppliers with instructions for responding to our survey and an e-mail address for assistance in interpreting and completing it.
We ask Surveyed Suppliers, to the extent they believe the products delivered to Otis may contain 3TG originating from one of the Covered Countries and to provide 3TG information specific to such products (i.e., a “product-level” CMRT declaration).
Maintain Records
Otis has adopted a policy to retain relevant documentation.
Grievance Mechanisms
General questions regarding the Program can be directed to Otis’ Supply Chain leaders. We maintain third-party managed, public-facing platforms for those who wish to report indirectly or anonymously, including a 24/7 hotline with translators available, and a web-based form. Otis colleagues can access these channels both internally and externally. These anonymous reporting channels are also available via our website to other stakeholders, such as our suppliers, subcontractors, customers, and the general public (https://www.otis.com/en/us/our-company/ethics-compliance/reporting-channels).
In addition, our Code requires suppliers to promptly notify Otis if they suspect or become aware of misconduct related to Otis business using these same reporting channels. Suppliers are further required to facilitate the timely discovery, investigation, and reporting of actual or suspected misconduct and implement appropriate corrective actions.
OECD Step 2: Identify and Assess Risks in the Supply Chain
Identifying Inherent Risk and Conducting Due Diligence
To assess the inherent risk in our Conflict Minerals supply chain, we begin with an Engineering assessment of the likelihood of Necessary 3TG in our Components. We then use a risk-based approach to conduct additional due diligence beginning with a supplier survey. While we focus on the suppliers who provide Components with the highest likelihood of containing Necessary 3TG, we also take into consideration the suppliers who provide Components with less likelihood.
The selected suppliers are surveyed using the CMRT to investigate the origin of Necessary 3TG. Members of the Otis Conflict Minerals team review the Surveyed Suppliers’ responses against an established set of criteria to determine whether further due diligence is necessary. For example, if a supplier advised that it supplied Components containing 3TG from any of the Covered Countries, we compare the smelters and refiners identified in the supplier’s survey response to the RMI published list of smelters and refiners that conform to the RMAP assessment protocols.
Due diligence is a critical supplement to our inherent risk assessment and as such, to ensure a reasonable survey response rate, suppliers who do not respond to our survey receive multiple reminders to submit their survey responses. In addition, members of Otis’ Supply Chain and Conflict Minerals teams ask contacts at non-responsive suppliers for their assistance in resolving overdue survey responses.
At the conclusion of the survey, we analyze the results and assess improvement opportunities for the Program.
Training
Otis developed training and reference materials for its employees about Conflict Minerals, summarizing the relevant requirements of the Rule, Otis’ obligations under the Rule, and processes for evaluating and responding to the risk. We require our suppliers to provide regular training to their employees and to conduct reasonable due diligence to ensure compliance with the Code. We also support Surveyed Suppliers with training on Conflict Minerals upon request.
OECD Step 3: Design and Implement a Strategy to Respond to Identified Risks
If we identify risk, which may include but is not limited to a supplier’s non-compliance with our corporate policy on the sourcing of Conflict Minerals, we attempt to work with the supplier to correct the situation. A supplier’s failure to take corrective actions may lead to additional actions, including the reassessment of the supplier relationship. Risk assessment findings based on the supply chain survey and due diligence are reported to senior management.
OECD Step 4: Carry out Independent Third-Party Audit of Smelter’s and Refiner’s Due Diligence Practices
We support audits of smelters and refiners through our participation in, and financial support of, the RMI. The RMI’s flagship program is RMAP which uses independent third-party auditors to identify smelters and refiners that have systems in place to produce responsibly sourced materials. We do not perform direct audits of these entities within our supply chain.
OECD Step 5: Report Annually on Supply Chain Due Diligence
A copy of this Report and Otis’ associated Form SD are available on our website under SEC Filings (https://www.otisinvestors.com/financials/sec-filings).
6. Efforts to Determine Mine or Country of Origin
Our supply chain survey, the CMRT, asks the Surveyed Suppliers about their use of 3TG and, if the supplier confirmed use of 3TG, then we ask for the name of the smelter(s) in their supply chain, the name of the mine(s), and the location of the mine(s) from where 3TG in their supply chain originated.
We rely on our suppliers to provide information on the origin of 3TG contained in the Components purchased by Otis. These suppliers are similarly reliant upon information provided by their suppliers.
7. RCOI and Due Diligence Results
A. Survey Responses
In total, Otis sent 416 suppliers a survey, estimated to represent 75% of Otis’ direct product spend. Of the 416 surveys sent, we received 371 responses, representing a response rate of 89%.
Of the 371 supplier responses, 21 (6%) declared they sourced 3TG from one or more of the Covered Countries. Based on the survey responses and the due diligence measures our suppliers indicated they sourced 3TG from the smelters listed on Schedule A with the countries of origin listed on Schedule B.
The Surveyed Suppliers responses identified 430 unique facilities of which 333 were eligible to undergo assessment as per RMI standard. Of the 333 smelters or refiners, 73% are conformant to RMAP and another 1% is in progress of the RMAP assessment. This compares to 58% conformance last year. We notified the Surveyed Suppliers who included non-conformant smelters or refiners on their CMRT of our expectation for them to use RMAP conformant smelters. We will continue to engage with our direct suppliers and RMI to monitor the RMAP with an objective of transitioning to a higher conformant ratio.
Due to the multiple tiers of suppliers between Otis and the 3TG mines, a CMRT with product-level detail typically is not feasible for the Surveyed Suppliers to provide. As such, despite our due diligence for this reporting period, we were unable to confirm if our Components contain Necessary 3TG sourced from the Covered Countries. We were unable to do so because the information provided was generally at a supplier-company level that described the supplier’s overall potential 3TG sourcing. Of the remaining survey responses providing smelter information, the suppliers were unable to verify whether 3TG from those smelters was used in the Components supplied to Otis. For this reason, with the exception of the smelters described above, we have been unable to identify with confidence the specific facilities used to process Necessary 3TG in our products, the country of origin, or the mine or location of origin of the Necessary 3TG in our products.
B. Continuous Improvement Efforts to Mitigate Risk
Otis has taken, or intends to take the following steps to improve the due diligence conducted to further mitigate risks associated with the Necessary 3TG used in our Components:
•Complete the in-progress due diligence with our Surveyed Suppliers
•Continue our participation with RMI, and other trade association and/or industry-wide initiatives to identify opportunities for advancing our Program
•Encourage our suppliers who source 3TG from one of the Covered Countries to do so from smelter(s) or refiner(s) validated as conformant with the RMAP
Cautionary Note Concerning Forward-Looking Statements
This Report contains statements which, to the extent they are not statements of historical or present fact, constitute “forward-looking statements” under the securities laws. From time to time, oral or written forward-looking statements may also be included in other information released to the public. These forward-looking statements are intended to provide management’s current expectations or plans for Otis’ future business practices and performance, based on assumptions currently believed to be valid. Forward-looking statements can be identified by the use of words such as “believe,” “expect,” “expectations,” “plans,” “strategy,” “prospects,” “estimate,” “project,” “target,” “anticipate,” “will,” “should,” “see,” “guidance,” “confident” and other words of similar meaning in connection with a discussion of future financial performance. Forward-looking statements may include, among other things, statements relating to future supply management practices, policies and plans for procurement of materials, risk management practices, supply chain infrastructure and efforts to improve supply chain transparency. All forward-looking statements involve risks, uncertainties and other factors that may cause actual results to differ materially from those expressed or implied in the forward-looking statements. For those statements, Otis claims the protection of the safe harbor for forward-looking statements contained in the U.S. Private Securities Litigation Reform Act of 1995. Such risks, uncertainties and other factors include, without limitation, the ability of Otis, its suppliers, industry groups and supplier organizations to obtain reliable information as to the source of purchased production materials; the timing for the development of infrastructure allowing such information to be compiled and shared with others in a cost effective and efficient manner; the impact of changes in laws and regulations, and the interpretation thereof, and in political conditions; the impact of restructuring activities and the reorganizations of our operations; the impact of acquisitions, divestitures, joint ventures and other transactions; and other factors beyond our control. The forward-looking statements speak only as of the date of this Report and we undertake no obligation to publicly update or revise any forward-looking statements, whether as a result of new information, future events or otherwise, except as required by applicable law. Additional information as to factors that may cause actual results to differ materially from those expressed or implied in the forward-looking statements is disclosed from time to time in our other filings with the SEC.
Schedule A to
Conflict Minerals Report
| | | | | | | | | | | |
| Smelter Name | Metal | RMI ID | Country of Origin |
| 8853 S.P.A. | Gold | CID002763 | ITALY |
| ABC REFINERY PTY LTD. | Gold | CID002920 | AUSTRALIA |
| ABINGTON RELDAN METALS, LLC | Gold | CID002708 | UNITED STATES OF AMERICA |
| ADVANCED CHEMICAL COMPANY | Gold | CID000015 | UNITED STATES OF AMERICA |
| AFRICAN GOLD REFINERY* | Gold | CID003185 | UGANDA |
| AGOSI AG | Gold | CID000035 | GERMANY |
| AIDA CHEMICAL INDUSTRIES CO., LTD. | Gold | CID000019 | JAPAN |
| AL ETIHAD GOLD REFINERY DMCC | Gold | CID002560 | UNITED ARAB EMIRATES |
| ALBINO MOUNTINHO LDA. | Gold | CID002760 | PORTUGAL |
| ALEXY METALS | Gold | CID003500 | UNITED STATES OF AMERICA |
| ALMALYK MINING AND METALLURGICAL COMPLEX (AMMC) | Gold | CID000041 | UZBEKISTAN |
| ANGLOGOLD ASHANTI CORREGO DO SITIO MINERACAO | Gold | CID000058 | BRAZIL |
| ARGOR-HERAEUS S.A. | Gold | CID000077 | SWITZERLAND |
| ASAHI METALFINE, INC. | Gold | CID000082 | JAPAN |
| ASAHI REFINING CANADA LTD. | Gold | CID000924 | CANADA |
| ASAHI REFINING USA INC. | Gold | CID000920 | UNITED STATES OF AMERICA |
| ASAKA RIKEN CO., LTD. | Gold | CID000090 | JAPAN |
| ATASAY KUYUMCULUK SANAYI VE TICARET A.S. | Gold | CID000103 | TURKEY |
| ATTERO RECYCLING PVT LTD | Gold | CID004697 | INDIA |
| AU TRADERS AND REFINERS | Gold | CID002850 | SOUTH AFRICA |
| AUGMONT ENTERPRISES PRIVATE LIMITED | Gold | CID003461 | INDIA |
| AURUBIS AG | Gold | CID000113 | GERMANY |
| BANGALORE REFINERY | Gold | CID002863 | INDIA |
| BANGKO SENTRAL NG PILIPINAS (CENTRAL BANK OF THE PHILIPPINES) | Gold | CID000128 | PHILIPPINES |
| BOLIDEN RONNSKAR | Gold | CID000157 | SWEDEN |
| C. HAFNER GMBH + CO. KG | Gold | CID000176 | GERMANY |
| C.I METALES PROCESADOS INDUSTRIALES SAS | Gold | CID003421 | COLOMBIA |
| CARIDAD | Gold | CID000180 | MEXICO |
| CCR REFINERY - GLENCORE CANADA CORPORATION | Gold | CID000185 | CANADA |
| CENDRES + METAUX S.A. | Gold | CID000189 | SWITZERLAND |
| CGR METALLOYS PVT LTD. | Gold | CID003382 | INDIA |
| CHIMET S.P.A. | Gold | CID000233 | ITALY |
| CHUGAI MINING | Gold | CID000264 | JAPAN |
| COIMPA INDUSTRIAL LTDA | Gold | CID004010 | BRAZIL |
| DAYE NON-FERROUS METALS MINING LTD. | Gold | CID000343 | CHINA |
| DEGUSSA SONNE / MOND GOLDHANDEL GMBH | Gold | CID002867 | GERMANY |
| DIJLLAH GOLD REFINERY FZC | Gold | CID003348 | UNITED ARAB EMIRATES |
| | | | | | | | | | | |
| DONGWU GOLD GROUP | Gold | CID003663 | CHINA |
| DOWA | Gold | CID000401 | JAPAN |
| DSC (DO SUNG CORPORATION) | Gold | CID000359 | KOREA, REPUBLIC OF |
| ECO-SYSTEM RECYCLING CO., LTD. EAST PLANT | Gold | CID000425 | JAPAN |
| ECO-SYSTEM RECYCLING CO., LTD. NORTH PLANT | Gold | CID003424 | JAPAN |
| ECO-SYSTEM RECYCLING CO., LTD. WEST PLANT | Gold | CID003425 | JAPAN |
| ELITE INDUSTECH CO., LTD. | Gold | CID004755 | TAIWAN, PROVINCE OF CHINA |
| EMERALD JEWEL INDUSTRY INDIA LIMITED (UNIT 1) | Gold | CID003487 | INDIA |
| EMERALD JEWEL INDUSTRY INDIA LIMITED (UNIT 2) | Gold | CID003488 | INDIA |
| EMERALD JEWEL INDUSTRY INDIA LIMITED (UNIT 3) | Gold | CID003489 | INDIA |
| EMERALD JEWEL INDUSTRY INDIA LIMITED (UNIT 4) | Gold | CID003490 | INDIA |
| EMIRATES GOLD DMCC | Gold | CID002561 | UNITED ARAB EMIRATES |
| FIDELITY PRINTERS AND REFINERS LTD. | Gold | CID002515 | ZIMBABWE |
| FUJAIRAH GOLD FZC | Gold | CID002584 | UNITED ARAB EMIRATES |
| GEIB REFINING CORP. | Gold | CID002459 | UNITED STATES OF AMERICA |
| GG REFINERY LTD. | Gold | CID004506 | TANZANIA, UNITED REPUBLIC OF |
| GGC GUJRAT GOLD CENTRE PVT. LTD. | Gold | CID002852 | INDIA |
| GOLD BY GOLD COLOMBIA | Gold | CID003641 | COLOMBIA |
| GOLD COAST REFINERY | Gold | CID003186 | GHANA |
| GREAT WALL PRECIOUS METALS CO., LTD. OF CBPM | Gold | CID001909 | CHINA |
| GUANGDONG JINDING GOLD LIMITED | Gold | CID002312 | CHINA |
| GUODA SAFINA HIGH-TECH ENVIRONMENTAL REFINERY CO., LTD. | Gold | CID000651 | CHINA |
| HANGZHOU FUCHUNJIANG SMELTING CO., LTD. | Gold | CID000671 | CHINA |
| HEIMERLE + MEULE GMBH | Gold | CID000694 | GERMANY |
| HERAEUS GERMANY GMBH CO. KG | Gold | CID000711 | GERMANY |
| HERAEUS METALS HONG KONG LTD. | Gold | CID000707 | CHINA |
| HUNAN CHENZHOU MINING CO., LTD. | Gold | CID000767 | CHINA |
| HUNAN GUIYANG YINXING NONFERROUS SMELTING CO., LTD. | Gold | CID000773 | CHINA |
| HWASEONG CJ CO., LTD. | Gold | CID000778 | KOREA, REPUBLIC OF |
| IMPALA PLATINUM - BASE METAL REFINERY (BMR) | Gold | CID004604 | SOUTH AFRICA |
| IMPALA PLATINUM - PLATINUM METALS REFINERY (PMR) | Gold | CID004714 | SOUTH AFRICA |
| IMPALA PLATINUM - RUSTENBURG SMELTER | Gold | CID004610 | SOUTH AFRICA |
| INCA ONE (CHALA ONE PLANT) | Gold | CID004704 | PERU |
| INCA ONE (KORICANCHA PLANT) | Gold | CID004705 | PERU |
| INDUSTRIAL REFINING COMPANY | Gold | CID002587 | BELGIUM |
| | | | | | | | | | | |
| INNER MONGOLIA QIANKUN GOLD AND SILVER REFINERY SHARE CO., LTD. | Gold | CID000801 | CHINA |
| INTERNATIONAL PRECIOUS METAL REFINERS | Gold | CID002562 | UNITED ARAB EMIRATES |
| ISHIFUKU METAL INDUSTRY CO., LTD. | Gold | CID000807 | JAPAN |
| ISTANBUL GOLD REFINERY | Gold | CID000814 | TURKEY |
| ITALPREZIOSI | Gold | CID002765 | ITALY |
| JALAN & COMPANY | Gold | CID002893 | INDIA |
| JAPAN MINT | Gold | CID000823 | JAPAN |
| JIANGXI COPPER CO., LTD. | Gold | CID000855 | CHINA |
| JSC EKATERINBURG NON-FERROUS METAL PROCESSING PLANT | Gold | CID000927 | RUSSIAN FEDERATION |
| JSC NOVOSIBIRSK REFINERY | Gold | CID000493 | RUSSIAN FEDERATION |
| JSC URALELECTROMED | Gold | CID000929 | RUSSIAN FEDERATION |
| JX ADVANCED METALS CORPORATION | Gold | CID000937 | JAPAN |
| K.A. RASMUSSEN | Gold | CID003497 | NORWAY |
| KALOTI PRECIOUS METALS | Gold | CID002563 | UNITED ARAB EMIRATES |
| KAZAKHMYS SMELTING LLC | Gold | CID000956 | KAZAKHSTAN |
| KAZZINC | Gold | CID000957 | KAZAKHSTAN |
| KENNECOTT UTAH COPPER LLC | Gold | CID000969 | UNITED STATES OF AMERICA |
| KGHM POLSKA MIEDZ SPOLKA AKCYJNA | Gold | CID002511 | POLAND |
| KOJIMA CHEMICALS CO., LTD. | Gold | CID000981 | JAPAN |
| KOREA ZINC CO., LTD. | Gold | CID002605 | KOREA, REPUBLIC OF |
| KUNDAN CARE PRODUCTS LTD. | Gold | CID003463 | INDIA |
| KYRGYZALTYN JSC | Gold | CID001029 | KYRGYZSTAN |
| KYSHTYM COPPER-ELECTROLYTIC PLANT ZAO | Gold | CID002865 | RUSSIAN FEDERATION |
| L'AZURDE COMPANY FOR JEWELRY | Gold | CID001032 | SAUDI ARABIA |
| LINGBAO GOLD CO., LTD. | Gold | CID001056 | CHINA |
| LINGBAO JINYUAN TONGHUI REFINERY CO., LTD. | Gold | CID001058 | CHINA |
| L'ORFEBRE S.A. | Gold | CID002762 | ANDORRA |
| LS MNM INC. | Gold | CID001078 | KOREA, REPUBLIC OF |
| LT METAL LTD. | Gold | CID000689 | KOREA, REPUBLIC OF |
| LUOYANG ZIJIN YINHUI GOLD REFINERY CO., LTD. | Gold | CID001093 | CHINA |
| MARSAM METALS | Gold | CID002606 | BRAZIL |
| MATERION | Gold | CID001113 | UNITED STATES OF AMERICA |
| MATSUDA SANGYO CO., LTD. | Gold | CID001119 | JAPAN |
| MD OVERSEAS | Gold | CID003548 | INDIA |
| METAL CONCENTRATORS SA (PTY) LTD. | Gold | CID003575 | SOUTH AFRICA |
| METALLIX REFINING INC. | Gold | CID003557 | UNITED STATES OF AMERICA |
| METALOR TECHNOLOGIES (HONG KONG) LTD. | Gold | CID001149 | CHINA |
| METALOR TECHNOLOGIES (SINGAPORE) PTE., LTD. | Gold | CID001152 | SINGAPORE |
| METALOR TECHNOLOGIES (SUZHOU) LTD. | Gold | CID001147 | CHINA |
| METALOR TECHNOLOGIES S.A. | Gold | CID001153 | SWITZERLAND |
| | | | | | | | | | | |
| METALOR USA REFINING CORPORATION | Gold | CID001157 | UNITED STATES OF AMERICA |
| METALURGICA MET-MEX PENOLES S.A. DE C.V. | Gold | CID001161 | MEXICO |
| MITSUBISHI MATERIALS CORPORATION | Gold | CID001188 | JAPAN |
| MITSUI MINING AND SMELTING CO., LTD. | Gold | CID001193 | JAPAN |
| MKS PAMP SA | Gold | CID001352 | SWITZERLAND |
| MMTC-PAMP INDIA PVT., LTD. | Gold | CID002509 | INDIA |
| MODELTECH SDN BHD | Gold | CID002857 | MALAYSIA |
| MORRIS AND WATSON | Gold | CID002282 | NEW ZEALAND |
| MOSCOW SPECIAL ALLOYS PROCESSING PLANT | Gold | CID001204 | RUSSIAN FEDERATION |
| NADIR METAL RAFINERI SAN. VE TIC. A.S. | Gold | CID001220 | TURKEY |
| NAVOI MINING AND METALLURGICAL COMBINAT | Gold | CID001236 | UZBEKISTAN |
| NH RECYTECH COMPANY | Gold | CID003189 | KOREA, REPUBLIC OF |
| NIHON MATERIAL CO., LTD. | Gold | CID001259 | JAPAN |
| NOBLE METAL SERVICES | Gold | CID003690 | UNITED STATES OF AMERICA |
| OGUSSA OSTERREICHISCHE GOLD- UND SILBER-SCHEIDEANSTALT GMBH | Gold | CID002779 | AUSTRIA |
| OHURA PRECIOUS METAL INDUSTRY CO., LTD. | Gold | CID001325 | JAPAN |
| OJSC "THE GULIDOV KRASNOYARSK NON-FERROUS METALS PLANT" (OJSC KRASTSVETMET) | Gold | CID001326 | RUSSIAN FEDERATION |
| PEASE & CURREN | Gold | CID002872 | UNITED STATES OF AMERICA |
| PENGLAI PENGGANG GOLD INDUSTRY CO., LTD. | Gold | CID001362 | CHINA |
| PLANTA RECUPERADORA DE METALES SPA | Gold | CID002919 | CHILE |
| PRIOKSKY PLANT OF NON-FERROUS METALS | Gold | CID001386 | RUSSIAN FEDERATION |
| PT ANEKA TAMBANG (PERSERO) TBK | Gold | CID001397 | INDONESIA |
| PX PRECINOX S.A. | Gold | CID001498 | SWITZERLAND |
| QG REFINING, LLC | Gold | CID003324 | UNITED STATES OF AMERICA |
| RAND REFINERY (PTY) LTD. | Gold | CID001512 | SOUTH AFRICA |
| REFINERY OF SEEMINE GOLD CO., LTD. | Gold | CID000522 | CHINA |
| REMONDIS PMR B.V. | Gold | CID002582 | NETHERLANDS |
| ROYAL CANADIAN MINT | Gold | CID001534 | CANADA |
| SAAMP | Gold | CID002761 | FRANCE |
| SABIN METAL CORP. | Gold | CID001546 | UNITED STATES OF AMERICA |
| SAFIMET S.P.A | Gold | CID002973 | ITALY |
| SAFINA A.S. | Gold | CID002290 | CZECHIA |
| SAI REFINERY | Gold | CID002853 | INDIA |
| SAM PRECIOUS METALS FZ-LLC | Gold | CID003666 | UNITED ARAB EMIRATES |
| SAMDUCK PRECIOUS METALS | Gold | CID001555 | KOREA, REPUBLIC OF |
| SAMWON METALS CORP. | Gold | CID001562 | KOREA, REPUBLIC OF |
| SANCUS ZFS (L’ORFEBRE, SA) | Gold | CID003529 | COLOMBIA |
| SEMPSA JOYERIA PLATERIA S.A. | Gold | CID001585 | SPAIN |
| SHANDONG GOLD SMELTING CO., LTD. | Gold | CID001916 | CHINA |
| | | | | | | | | | | |
| SHANDONG HUMON SMELTING CO., LTD. | Gold | CID002525 | CHINA |
| SHANDONG TIANCHENG BIOLOGICAL GOLD INDUSTRIAL CO., LTD. | Gold | CID001619 | CHINA |
| SHANDONG ZHAOJIN GOLD & SILVER REFINERY CO., LTD. | Gold | CID001622 | CHINA |
| SHENZHEN CUILU GOLD CO., LTD. | Gold | CID002750 | CHINA |
| SHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD. | Gold | CID004435 | CHINA |
| SHENZHEN ZHONGHENGLONG REAL INDUSTRY CO., LTD. | Gold | CID002527 | CHINA |
| SHIRPUR GOLD REFINERY LTD. | Gold | CID002588 | INDIA |
| SICHUAN TIANZE PRECIOUS METALS CO., LTD. | Gold | CID001736 | CHINA |
| SINGWAY TECHNOLOGY CO., LTD. | Gold | CID002516 | TAIWAN, PROVINCE OF CHINA |
| SOE SHYOLKOVSKY FACTORY OF SECONDARY PRECIOUS METALS | Gold | CID001756 | RUSSIAN FEDERATION |
| SOLAR APPLIED MATERIALS TECHNOLOGY CORP. | Gold | CID001761 | TAIWAN, PROVINCE OF CHINA |
| SOVEREIGN METALS | Gold | CID003383 | INDIA |
| STATE RESEARCH INSTITUTE CENTER FOR PHYSICAL SCIENCES AND TECHNOLOGY | Gold | CID003153 | LITHUANIA |
| SUDAN GOLD REFINERY | Gold | CID002567 | SUDAN |
| SUMITOMO METAL MINING CO., LTD. | Gold | CID001798 | JAPAN |
| SUNGEEL HIMETAL CO., LTD. | Gold | CID002918 | KOREA, REPUBLIC OF |
| SUPER DRAGON TECHNOLOGY CO., LTD. | Gold | CID001810 | TAIWAN, PROVINCE OF CHINA |
| T.C.A S.P.A | Gold | CID002580 | ITALY |
| TANAKA KIKINZOKU KOGYO K.K. | Gold | CID001875 | JAPAN |
| TOKURIKI HONTEN CO., LTD. | Gold | CID001938 | JAPAN |
| TONGLING NONFERROUS METALS GROUP CO., LTD. | Gold | CID001947 | CHINA |
| TOO TAU-KEN-ALTYN | Gold | CID002615 | KAZAKHSTAN |
| TORECOM | Gold | CID001955 | KOREA, REPUBLIC OF |
| UMICORE PRECIOUS METALS THAILAND | Gold | CID002314 | THAILAND |
| UMICORE S.A. BUSINESS UNIT PRECIOUS METALS REFINING | Gold | CID001980 | BELGIUM |
| UNITED PRECIOUS METAL REFINING, INC. | Gold | CID001993 | UNITED STATES OF AMERICA |
| VALCAMBI S.A. | Gold | CID002003 | SWITZERLAND |
| WEEEREFINING | Gold | CID003615 | FRANCE |
| WESTERN AUSTRALIAN MINT (T/A THE PERTH MINT) | Gold | CID002030 | AUSTRALIA |
| WIELAND EDELMETALLE GMBH | Gold | CID002778 | GERMANY |
| YAMAKIN CO., LTD. | Gold | CID002100 | JAPAN |
| YOKOHAMA METAL CO., LTD. | Gold | CID002129 | JAPAN |
| YUNNAN COPPER INDUSTRY CO., LTD. | Gold | CID000197 | CHINA |
| ZHONGYUAN GOLD SMELTER OF ZHONGJIN GOLD CORPORATION | Gold | CID002224 | CHINA |
| ZIJIN MINING GROUP GOLD SMELTING CO. LTD. * | Gold | CID002243 | CHINA |
| 5D PRODUCTION OU | Tantalum | CID003926 | ESTONIA |
| | | | | | | | | | | |
| AMG BRASIL | Tantalum | CID001076 | BRAZIL |
| AVON SPECIALTY METALS LTD. | Tantalum | CID002705 | UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND |
| CHANGSHA SOUTH TANTALUM NIOBIUM CO., LTD. | Tantalum | CID000211 | CHINA |
| CMT RARE METAL ADVANCED MATERIALS (HUNAN) CO., LTD. | Tantalum | CID004431 | CHINA |
| D BLOCK METALS, LLC | Tantalum | CID002504 | UNITED STATES OF AMERICA |
| EXOTECH INC. | Tantalum | CID000456 | UNITED STATES OF AMERICA |
| F&X ELECTRO-MATERIALS LTD. | Tantalum | CID000460 | CHINA |
| FIR METALS & RESOURCE LTD. | Tantalum | CID002505 | CHINA |
| GLOBAL ADVANCED METALS AIZU | Tantalum | CID002558 | JAPAN |
| GLOBAL ADVANCED METALS BOYERTOWN | Tantalum | CID002557 | UNITED STATES OF AMERICA |
| GUANGDONG RISING RARE METALS-EO MATERIALS LTD. | Tantalum | CID000291 | CHINA |
| HENGYANG KING XING LIFENG NEW MATERIALS CO., LTD. | Tantalum | CID002492 | CHINA |
| JIANGXI DINGHAI TANTALUM & NIOBIUM CO., LTD. | Tantalum | CID002512 | CHINA |
| JIANGXI TUOHONG NEW RAW MATERIAL | Tantalum | CID002842 | CHINA |
| JIUJIANG JANNY NEW MATERIAL CO., LTD. | Tantalum | CID003191 | CHINA |
| JIUJIANG JINXIN NONFERROUS METALS CO., LTD. | Tantalum | CID000914 | CHINA |
| JIUJIANG TANBRE CO., LTD. | Tantalum | CID000917 | CHINA |
| JIUJIANG ZHONGAO TANTALUM & NIOBIUM CO., LTD. | Tantalum | CID002506 | CHINA |
| KEMET DE MEXICO | Tantalum | CID002539 | MEXICO |
| MATERION NEWTON INC. | Tantalum | CID002548 | UNITED STATES OF AMERICA |
| METALLURGICAL PRODUCTS INDIA PVT., LTD. | Tantalum | CID001163 | INDIA |
| MINERACAO TABOCA S.A. | Tantalum | CID001175 | BRAZIL |
| NINGXIA ORIENT TANTALUM INDUSTRY CO., LTD. | Tantalum | CID001277 | CHINA |
| NPM SILMET AS | Tantalum | CID001200 | ESTONIA |
| POWERX LTD. | Tantalum | CID004054 | RWANDA |
| QSIL METALS HERMSDORF GMBH | Tantalum | CID002547 | GERMANY |
| QUANTUMCLEAN | Tantalum | CID001508 | UNITED STATES OF AMERICA |
| RESIND INDUSTRIA E COMERCIO LTDA. | Tantalum | CID002707 | BRAZIL |
| RFH RECYCLING METALS CO., LTD. | Tantalum | CID003159 | CHINA |
| RFH YANCHENG JINYE NEW MATERIAL TECHNOLOGY CO., LTD. | Tantalum | CID003583 | CHINA |
| SOLIKAMSK MAGNESIUM WORKS OAO | Tantalum | CID001769 | RUSSIAN FEDERATION |
| TAKI CHEMICAL CO., LTD. | Tantalum | CID001869 | JAPAN |
| TANIOBIS CO., LTD. | Tantalum | CID002544 | THAILAND |
| TANIOBIS GMBH | Tantalum | CID002545 | GERMANY |
| TANIOBIS JAPAN CO., LTD. | Tantalum | CID002549 | JAPAN |
| TANIOBIS SMELTING GMBH & CO. KG | Tantalum | CID002550 | GERMANY |
| TELEX METALS | Tantalum | CID001891 | UNITED STATES OF AMERICA |
| | | | | | | | | | | |
| ULBA METALLURGICAL PLANT JSC | Tantalum | CID001969 | KAZAKHSTAN |
| ULVAC INC. | Tantalum | CID002861 | JAPAN |
| V&D NEW MATERIALS (JIANGSU) CO., LTD. | Tantalum | CID003498 | CHINA |
| XIMEI RESOURCES (GUANGDONG) LIMITED | Tantalum | CID000616 | CHINA |
| XIMEI RESOURCES(GUIZHOU) TECHNOLOGY CO., LTD. | Tantalum | CID003973 | CHINA |
| XINXING HAORONG ELECTRONIC MATERIAL CO., LTD. | Tantalum | CID002508 | CHINA |
| YANLING JINCHENG TANTALUM & NIOBIUM CO., LTD. | Tantalum | CID001522 | CHINA |
| ZHUZHOU CEMENTED CARBIDE GROUP CO., LTD. | Tantalum | CID002232 | CHINA |
| ALPHA ASSEMBLY SOLUTIONS INC | Tin | CID000292 | UNITED STATES OF AMERICA |
| AN VINH JOINT STOCK MINERAL PROCESSING COMPANY | Tin | CID002703 | VIETNAM |
| AURUBIS BEERSE | Tin | CID002773 | BELGIUM |
| AURUBIS BERANGO | Tin | CID002774 | SPAIN |
| CHENZHOU YUNXIANG MINING AND METALLURGY CO., LTD. | Tin | CID000228 | CHINA |
| CHIFENG DAJINGZI TIN INDUSTRY CO., LTD. | Tin | CID003190 | CHINA |
| CHINA TIN GROUP CO., LTD. | Tin | CID001070 | CHINA |
| CHOFU WORKS | Tin | CID002786 | CHINA |
| CRM FUNDICAO DE METAIS E COMERCIO DE EQUIPAMENTOS ELETRONICOS DO BRASIL LTDA | Tin | CID003486 | BRAZIL |
| CRM SYNERGIES | Tin | CID003524 | SPAIN |
| CV AYI JAYA | Tin | CID002570 | INDONESIA |
| CV VENUS INTI PERKASA | Tin | CID002455 | INDONESIA |
| DONGGUAN CIEXPO ENVIRONMENTAL ENGINEERING CO., LTD. | Tin | CID003356 | CHINA |
| DONGGUAN CITY XIDA SOLDERING TIN PRODUCTS CO. | Tin | CID000376 | CHINA |
| DRAGON SILVER HOLDINGS LIMITED | Tin | CID003579 | CHINA |
| DS MYANMAR | Tin | CID003831 | MYANMAR |
| ELECTRO-MECHANICAL FACILITY OF THE CAO BANG MINERALS & METALLURGY JOINT STOCK COMPANY | Tin | CID002572 | VIETNAM |
| EM VINTO | Tin | CID000438 | BOLIVIA, PLURINATIONAL STATE OF |
| ESTANHO DE RONDONIA S.A. | Tin | CID000448 | BRAZIL |
| FABRICA AURICCHIO INDUSTRIA E COMERCIO LTDA. | Tin | CID003582 | BRAZIL |
| FEINHUTTE HALSBRUCKE GMBH | Tin | CID000466 | GERMANY |
| FENIX METALS | Tin | CID000468 | POLAND |
| GEJIU CITY FUXIANG INDUSTRY AND TRADE CO., LTD. | Tin | CID003410 | CHINA |
| GEJIU FENGMING METALLURGY CHEMICAL PLANT | Tin | CID002848 | CHINA |
| GEJIU KAI MENG INDUSTRY AND TRADE LLC | Tin | CID000942 | CHINA |
| GEJIU NON-FERROUS METAL PROCESSING CO., LTD. | Tin | CID000538 | CHINA |
| | | | | | | | | | | |
| GEJIU YUNXI GROUP CORP. | Tin | CID000553 | CHINA |
| GEJIU YUNXIN NONFERROUS ELECTROLYSIS CO., LTD. | Tin | CID001908 | CHINA |
| GEJIU ZILI MINING AND METALLURGY CO., LTD. | Tin | CID000555 | CHINA |
| GLOBAL ADVANCED METALS GREENBUSHES PTY LTD. | Tin | CID004754 | AUSTRALIA |
| GUANGDONG HANHE NON-FERROUS METAL CO., LTD. | Tin | CID003116 | CHINA |
| GUANGXI HUA TIN GOLD MINUTE FEE, LTD. | Tin | CID002274 | CHINA |
| GUANGXI NONFERROUS METALS GROUP | Tin | CID000626 | CHINA |
| GUANGXI ZHONGSHAN JIN YI SMELTING CO., LTD. | Tin | CID000628 | CHINA |
| HEZHOU JINWEI TIN CO., LTD. | Tin | CID000720 | CHINA |
| HONGQIAO METALS (KUNSHAN) CO., LTD. | Tin | CID002635 | CHINA |
| HUICHANG HILL TIN INDUSTRY CO., LTD. | Tin | CID002844 | CHINA |
| JEAN GOLDSCHMIDT INTERNATIONAL (JGI HYDROMETAL) | Tin | CID000835 | BELGIUM |
| JIANG XI JIA WANG TECHNOLOGY TIN PRODUCTS ENVIRONMENTAL LTD. | Tin | CID000841 | CHINA |
| JIANGXI NEW NANSHAN TECHNOLOGY LTD. | Tin | CID001231 | CHINA |
| JIANGXI YAOSHENG TUNGSTEN CO., LTD. | Tin | CID002819 | CHINA |
| LIAN JING | Tin | CID002281 | CHINA |
| LONGNAN CHUANGYUE ENVIRONMENTAL PROTECTION TECHNOLOGY DEVELOPMENT CO., LTD | Tin | CID004796 | CHINA |
| LUNA SMELTER, LTD. | Tin | CID003387 | RWANDA |
| MA AN SHAN SHU GUANG SMELTER CORP. | Tin | CID001098 | CHINA |
| MA'ANSHAN WEITAI TIN CO., LTD. | Tin | CID003379 | CHINA |
| MAGNU'S MINERAIS METAIS E LIGAS LTDA. | Tin | CID002468 | BRAZIL |
| MALAYSIA SMELTING CORPORATION (MSC) | Tin | CID001105 | MALAYSIA |
| MALAYSIA SMELTING CORPORATION BERHAD (PORT KLANG) | Tin | CID004434 | MALAYSIA |
| MATERIALS ECO-REFINING CO., LTD. | Tin | CID001112 | JAPAN |
| MELT METAIS E LIGAS S.A. | Tin | CID002500 | BRAZIL |
| METAHUB INDUSTRIES SDN. BHD. | Tin | CID001136 | MALAYSIA |
| METALLIC RESOURCES, INC. | Tin | CID001142 | UNITED STATES OF AMERICA |
| MINCHALI METAL INDUSTRY CO., LTD. | Tin | CID001172 | TAIWAN, PROVINCE OF CHINA |
| MINERACAO TABOCA S.A. | Tin | CID001173 | BRAZIL |
| MING LI JIA SMELT METAL FACTORY | Tin | CID001177 | CHINA |
| MINING MINERALS RESOURCES SARL | Tin | CID004065 | CONGO, DEMOCRATIC REPUBLIC OF THE |
| MINSUR | Tin | CID001182 | PERU |
| NEY METALS AND ALLOYS | Tin | CID001246 | UNKNOWN TO RMI |
| NGHE TINH NON-FERROUS METALS JOINT STOCK COMPANY | Tin | CID002573 | VIETNAM |
| NOVOSIBIRSK TIN COMBINE | Tin | CID001305 | RUSSIAN FEDERATION |
| O.M. MANUFACTURING (THAILAND) CO., LTD. | Tin | CID001314 | THAILAND |
| | | | | | | | | | | |
| O.M. MANUFACTURING PHILIPPINES, INC. | Tin | CID002517 | PHILIPPINES |
| OMODEO A. E S. METALLEGHE SRL | Tin | CID003395 | UNKNOWN TO RMI |
| OPERACIONES METALURGICAS S.A. | Tin | CID001337 | BOLIVIA, PLURINATIONAL STATE OF |
| PONGPIPAT COMPANY LIMITED | Tin | CID003208 | MYANMAR |
| PRECIOUS MINERALS AND SMELTING LIMITED | Tin | CID003409 | INDIA |
| PT ARIES KENCANA SEJAHTERA | Tin | CID000309 | INDONESIA |
| PT ARTHA CIPTA LANGGENG | Tin | CID001399 | INDONESIA |
| PT ATD MAKMUR MANDIRI JAYA | Tin | CID002503 | INDONESIA |
| PT BABEL INTI PERKASA | Tin | CID001402 | INDONESIA |
| PT BABEL SURYA ALAM LESTARI | Tin | CID001406 | INDONESIA |
| PT BANGKA PRIMA TIN | Tin | CID002776 | INDONESIA |
| PT BANGKA SERUMPUN | Tin | CID003205 | INDONESIA |
| PT BANGKA TIN INDUSTRY | Tin | CID001419 | INDONESIA |
| PT BELITUNG INDUSTRI SEJAHTERA | Tin | CID001421 | INDONESIA |
| PT BUKIT TIMAH | Tin | CID001428 | INDONESIA |
| PT CIPTA PERSADA MULIA | Tin | CID002696 | INDONESIA |
| PT LAUTAN HARMONIS SEJAHTERA | Tin | CID002870 | INDONESIA |
| PT MASBRO ALAM STANIA | Tin | CID003380 | INDONESIA |
| PT MENARA CIPTA MULIA | Tin | CID002835 | INDONESIA |
| PT MITRA GRAHA RAYA | Tin | CID004685 | INDONESIA |
| PT MITRA STANIA PRIMA | Tin | CID001453 | INDONESIA |
| PT MITRA SUKSES GLOBALINDO | Tin | CID003449 | INDONESIA |
| PT PANCA MEGA PERSADA | Tin | CID001457 | INDONESIA |
| PT PREMIUM TIN INDONESIA | Tin | CID000313 | INDONESIA |
| PT PRIMA TIMAH UTAMA | Tin | CID001458 | INDONESIA |
| PT PUTERA SARANA SHAKTI (PT PSS) | Tin | CID003868 | INDONESIA |
| PT RAJAWALI RIMBA PERKASA | Tin | CID003381 | INDONESIA |
| PT RAJEHAN ARIQ | Tin | CID002593 | INDONESIA |
| PT REFINED BANGKA TIN | Tin | CID001460 | INDONESIA |
| PT SARIWIGUNA BINASENTOSA | Tin | CID001463 | INDONESIA |
| PT STANINDO INTI PERKASA | Tin | CID001468 | INDONESIA |
| PT SUKSES INTI MAKMUR (SIM) | Tin | CID002816 | INDONESIA |
| PT TIMAH NUSANTARA | Tin | CID001486 | INDONESIA |
| PT TIMAH TBK KUNDUR | Tin | CID001477 | INDONESIA |
| PT TIMAH TBK MENTOK | Tin | CID001482 | INDONESIA |
| PT TININDO INTER NUSA | Tin | CID001490 | INDONESIA |
| PT TIRUS PUTRA MANDIRI | Tin | CID002478 | INDONESIA |
| PT TOMMY UTAMA | Tin | CID001493 | INDONESIA |
| RESIND INDUSTRIA E COMERCIO LTDA. | Tin | CID002706 | BRAZIL |
| RIAN RESOURCES SDN. BHD. | Tin | CID003581 | MALAYSIA |
| RIKAYAA GREENTECH PRIVATE LIMITED | Tin | CID004692 | INDIA |
| RUI DA HUNG | Tin | CID001539 | TAIWAN, PROVINCE OF CHINA |
| | | | | | | | | | | |
| SHAN TOU SHI YONG YUAN JIN SHU ZAI SHENG CO., LTD. | Tin | CID001606 | CHINA |
| SHANGRAO XURI SMELTING FACTORY | Tin | CID001648 | CHINA |
| SHENZHEN HONG CHANG METAL MANUFACTURING FACTORY | Tin | CID001694 | CHINA |
| SICHUAN GUANGHAN JIANGNAN CASTING SMELTERS | Tin | CID001731 | CHINA |
| SIGMA TIN ALLOY CO., LTD. | Tin | CID002408 | CHINA |
| SOFT METAIS LTDA. | Tin | CID001758 | BRAZIL |
| SUPER LIGAS | Tin | CID002756 | BRAZIL |
| SUZHOU NUONENGDA CHEMICAL CO., LTD. | Tin | CID001822 | CHINA |
| TAI PERNG | Tin | CID001841 | UNKNOWN TO RMI |
| TAIWAN HUANLIANG | Tin | CID001852 | UNKNOWN TO RMI |
| TAKEHARA PVD MATERIALS PLANT / PVD MATERIALS DIVISION OF MITSUI MINING & SMELTING CO., LTD. | Tin | CID004403 | JAPAN |
| THAI NGUYEN MINING AND METALLURGY CO., LTD. | Tin | CID002834 | VIETNAM |
| THAISARCO | Tin | CID001898 | THAILAND |
| TIN PLATING GEJIU | Tin | CID001932 | CHINA |
| TIN SMELTING BRANCH OF YUNNAN TIN CO., LTD. | Tin | CID002180 | CHINA |
| TIN TECHNOLOGY & REFINING | Tin | CID003325 | UNITED STATES OF AMERICA |
| TOP-TEAM TECHNOLOGY (SHENZHEN) LTD. | Tin | CID001954 | CHINA |
| TRATHO METAL QUIMICA | Tin | CID003474 | BRAZIL |
| TUYEN QUANG NON-FERROUS METALS JOINT STOCK COMPANY | Tin | CID002574 | VIETNAM |
| VQB MINERAL AND TRADING GROUP JSC | Tin | CID002015 | VIETNAM |
| WHITE SOLDER METALURGIA E MINERACAO LTDA. | Tin | CID002036 | BRAZIL |
| WOODCROSS SMELTING COMPANY LIMITED | Tin | CID004724 | UGANDA |
| WUJIANG CITY LUXE TIN FACTORY | Tin | CID002057 | CHINA |
| XIAMEN HONGLU TUNGSTEN MOLYBDENUM CO., LTD. | Tin | CID002428 | UNKNOWN TO RMI |
| XIANGHUALING TIN INDUSTRY CO., LTD. | Tin | CID002946 | UNKNOWN TO RMI |
| XIN FURUKAWA METAL ( WUXI ) CO., LTD. | Tin | CID002090 | CHINA |
| XURI | Tin | CID002099 | CHINA |
| YIFENG TIN | Tin | CID002121 | CHINA |
| YUECHENG TIN CO., LTD. | Tin | CID002147 | CHINA |
| YUNNAN CHENGFENG NON-FERROUS METALS CO., LTD. | Tin | CID002158 | CHINA |
| YUNNAN CHENGO ELECTRIC SMELTING PLANT | Tin | CID002162 | CHINA |
| YUNNAN COPPER ZINC INDUSTRY CO., LTD. | Tin | CID002164 | CHINA |
| YUNNAN GEIJU SMELTING CORP. | Tin | CID002166 | UNKNOWN TO RMI |
| YUNNAN INDUSTRIAL CO., LTD. | Tin | CID002173 | CHINA |
| YUNNAN MALIPO BAIYI KUANGYE CO. | Tin | CID002309 | CHINA |
| YUNNAN YUNFAN NON-FERROUS METALS CO., LTD. | Tin | CID003397 | CHINA |
| ZHONGSHAN JINYE SMELTING CO.,LTD | Tin | CID002220 | UNKNOWN TO RMI |
| | | | | | | | | | | |
| A.L.M.T. CORP. | Tungsten | CID000004 | JAPAN |
| ACL METAIS EIRELI | Tungsten | CID002833 | BRAZIL |
| ALBASTEEL INDUSTRIA E COMERCIO DE LIGAS PARA FUNDICAO LTD. | Tungsten | CID003427 | BRAZIL |
| ARTEK LLC | Tungsten | CID003553 | RUSSIAN FEDERATION |
| ASIA TUNGSTEN PRODUCTS VIETNAM LTD. | Tungsten | CID002502 | VIETNAM |
| AVON SPECIALTY METALS LTD. | Tungsten | CID002704 | UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND |
| CHINA MOLYBDENUM TUNGSTEN CO., LTD. | Tungsten | CID002641 | CHINA |
| CHONGYI ZHANGYUAN TUNGSTEN CO., LTD. | Tungsten | CID000258 | CHINA |
| CNMC (GUANGXI) PGMA CO., LTD. | Tungsten | CID000281 | CHINA |
| CRONIMET BRASIL LTDA | Tungsten | CID003468 | BRAZIL |
| DONGKUK INDUSTRIES CO., LTD. | Tungsten | CID004060 | KOREA, REPUBLIC OF |
| FUJIAN XINLU TUNGSTEN CO., LTD. | Tungsten | CID003609 | CHINA |
| GANZHOU JIANGWU FERROTUNGSTEN CO., LTD. | Tungsten | CID002315 | CHINA |
| GANZHOU SEADRAGON W & MO CO., LTD. | Tungsten | CID002494 | CHINA |
| GANZHOU SUNNY NON-FERROUS METALS CO., LTD. | Tungsten | CID003580 | CHINA |
| GLOBAL TUNGSTEN & POWDERS LLC | Tungsten | CID000568 | UNITED STATES OF AMERICA |
| GUANGDONG XIANGLU TUNGSTEN CO., LTD. | Tungsten | CID000218 | CHINA |
| H.C. STARCK TUNGSTEN GMBH | Tungsten | CID002541 | GERMANY |
| HANNAE FOR T CO., LTD. | Tungsten | CID003978 | KOREA, REPUBLIC OF |
| HUBEI GREEN TUNGSTEN CO., LTD. | Tungsten | CID003417 | CHINA |
| HUNAN JINTAI NEW MATERIAL CO., LTD. | Tungsten | CID000769 | CHINA |
| HUNAN SHIZHUYUAN NONFERROUS METALS CO., LTD. CHENZHOU TUNGSTEN PRODUCTS BRANCH | Tungsten | CID002513 | CHINA |
| HYDROMETALLURG, JSC | Tungsten | CID002649 | RUSSIAN FEDERATION |
| JAPAN NEW METALS CO., LTD. | Tungsten | CID000825 | JAPAN |
| JIANGWU H.C. STARCK TUNGSTEN PRODUCTS CO., LTD. | Tungsten | CID002551 | CHINA |
| JIANGXI GAN BEI TUNGSTEN CO., LTD. | Tungsten | CID002321 | CHINA |
| JIANGXI MINMETALS GAO'AN NON-FERROUS METALS CO., LTD. | Tungsten | CID002313 | CHINA |
| JIANGXI TONGGU NON-FERROUS METALLURGICAL & CHEMICAL CO., LTD. | Tungsten | CID002318 | CHINA |
| JIANGXI XINSHENG TUNGSTEN INDUSTRY CO., LTD. | Tungsten | CID002317 | CHINA |
| JSC "KIROVGRAD HARD ALLOYS PLANT" | Tungsten | CID003408 | RUSSIAN FEDERATION |
| KENEE MINING VIETNAM COMPANY LIMITED | Tungsten | CID004619 | VIETNAM |
| KENNAMETAL FALLON | Tungsten | CID000966 | UNITED STATES OF AMERICA |
| KENNAMETAL HUNTSVILLE | Tungsten | CID000105 | UNITED STATES OF AMERICA |
| LIANYOU METALS CO., LTD. | Tungsten | CID003407 | TAIWAN, PROVINCE OF CHINA |
| LIANYOU RESOURCES CO., LTD. | Tungsten | CID004397 | TAIWAN, PROVINCE OF CHINA |
| LLC VOSTOK | Tungsten | CID003643 | RUSSIAN FEDERATION |
| | | | | | | | | | | |
| MALAMET SMELTING SDN. BHD. | Tungsten | CID004056 | MALAYSIA |
| MALIPO HAIYU TUNGSTEN CO., LTD. | Tungsten | CID002319 | CHINA |
| MASAN HIGH-TECH MATERIALS | Tungsten | CID002543 | VIETNAM |
| MOLIREN LTD. | Tungsten | CID002845 | RUSSIAN FEDERATION |
| NAM VIET CROMIT JOINT STOCK COMPANY | Tungsten | CID004034 | VIETNAM |
| NIAGARA REFINING LLC | Tungsten | CID002589 | UNITED STATES OF AMERICA |
| NPP TYAZHMETPROM LLC | Tungsten | CID003416 | RUSSIAN FEDERATION |
| OOO “TECHNOLOM” 1 | Tungsten | CID003614 | RUSSIAN FEDERATION |
| OOO “TECHNOLOM” 2 | Tungsten | CID003612 | RUSSIAN FEDERATION |
| PHILIPPINE BONWAY MANUFACTURING INDUSTRIAL CORPORATION | Tungsten | CID004797 | PHILIPPINES |
| PHILIPPINE CARREYTECH METAL CORP. | Tungsten | CID004438 | PHILIPPINES |
| PHILIPPINE CHUANGXIN INDUSTRIAL CO., INC. | Tungsten | CID002827 | PHILIPPINES |
| PLANSEE COMPOSITE MATERIALS GMBH | Tungsten | CID004068 | GERMANY |
| SANHER TUNGSTEN VIETNAM CO., LTD. | Tungsten | CID002538 | VIETNAM |
| SHINWON TUNGSTEN (FUJIAN SHANGHANG) CO., LTD. | Tungsten | CID004430 | CHINA |
| TUNGSTEN VIETNAM JOINT STOCK COMPANY | Tungsten | CID003993 | VIETNAM |
| UNECHA REFRACTORY METALS PLANT | Tungsten | CID002724 | RUSSIAN FEDERATION |
| WOLFRAM BERGBAU UND HUTTEN AG | Tungsten | CID002044 | AUSTRIA |
| XIAMEN TUNGSTEN (H.C.) CO., LTD. | Tungsten | CID002320 | CHINA |
| XIAMEN TUNGSTEN CO., LTD. | Tungsten | CID002082 | CHINA |
| YUDU ANSHENG TUNGSTEN CO., LTD. | Tungsten | CID003662 | CHINA |
* The United States Department of Treasury, Office of Foreign Assets Control (“OFAC”) designated African Gold Refinery (“AGR”) and Gold Refinery of Zijin Mining Group Co. Ltd. (“Zijin Mining”) as Specially Designated National (“SDN”) on March 17, 2022, and January 14, 2025, respectively. It is Otis’ policy to comply with applicable sanctions laws. Otis does not have knowledge of any of its direct suppliers utilizing AGR or Zijin Mining or any other party subject to prohibitive sanctions in providing 3TG to Otis.
Each smelter or refiner identified above was included on the RMI Smelters & Refiners Database.
Schedule B to
Conflict Minerals Report
Possible Countries of Origin
| | | | | | | | | | | | | | |
| ANDORRA | | JAPAN | | SOUTH AFRICA |
| AUSTRALIA | | KAZAKHSTAN | | SPAIN |
| AUSTRIA | | KOREA, REPUBLIC OF | | SUDAN |
| BELGIUM | | KYRGYZSTAN | | SWEDEN |
| BOLIVIA, PLURINATIONAL STATE OF | | LITHUANIA | | SWITZERLAND |
| BRAZIL | | MALAYSIA | | TAIWAN, PROVINCE OF CHINA |
| CANADA | | MEXICO | | TANZANIA, UNITED REPUBLIC OF |
| CHILE | | MYANMAR | | THAILAND |
| CHINA | | NETHERLANDS | | TURKEY |
| COLOMBIA | | NEW ZEALAND | | UGANDA |
| CONGO, DEMOCRATIC REPUBLIC OF THE | | NORWAY | | UNITED ARAB EMIRATES |
| CZECHIA | | PERU | | UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND |
| ESTONIA | | PHILIPPINES | | UNITED STATES OF AMERICA |
| FRANCE | | POLAND | | UZBEKISTAN |
| GERMANY | | PORTUGAL | | VIETNAM |
| GHANA | | RUSSIAN FEDERATION | | ZIMBABWE |
| INDIA | | RWANDA | | |
| INDONESIA | | SAUDI ARABIA | | |
| ITALY | | SINGAPORE | | |
| | | | |