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Exhibit (s)

 

Calculation of Filing Fee Tables

 

Form N-2
(Form Type)

 

Trinity Capital Inc.

(Exact Name of Registrant as Specified in its Charter)

 

Table 1: Newly Registered and Carry Forward Securities

 

   Security
Type		  Security
Class Title		  Fee
Calculation
or Carry
Forward
Rule		   Amount
Registered(1)		   Proposed
Maximum
Offering
Price Per
Unit		   Maximum
Aggregate
Offering
Price(1)		   Fee Rate   Amount of
Registration
Fee		   Carry
Forward
Form
Type		  Carry
Forward
File
Number		  Carry
Forward
Initial
Effective
Date		  Filing Fee
Previously
Paid in
Connection
with Unsold
Securities
to be
Carried
Forward		 
Newly Registered Securities 
Fees to Be Paid  Debt  6.00% Convertible Notes due 2025   457(o)  $50,000,000               $50,000,000    .00015310   $7,655               
Fees to Be Paid  Equity  Common Stock, $0.001 par value per share   457(o)   4,082,195(2)         ̶      ̶      ̶ (4)               
Fees Previously Paid    

6.00% Convertible Notes due 2025

   457(o)                   

.00014760

   $1,925(5)               
Carry Forward Securities 
Carry Forward Securities         415(a)(6)            $50,000,000(3)        $5,455   N-2  333-256227  August 2, 2021  $5,455 
      Total Offering Amount        $50,000,000        $7,655               
      Total Fees Previously Paid                  $7,380               
      Total Fee Offsets                  $0.00               
      Net Fee Due                  $275               

 

(1) Estimated pursuant to Rule 457(o) under the Securities Act of 1933, as amended (the “Securities Act”), solely for the purpose of determining the registration fee.
(2) Represents the number of shares of the registrant’s common stock issuable upon conversion of its 6.00% Convertible Notes due 2025 (the “Convertible Notes”) at the current conversion rate of 81.6439 shares per $1,000 principal amount of the Convertible Notes, pursuant to the indenture governing the Convertible Notes. Pursuant to Rule 416 under the Securities Act, the registrant is also registering an indeterminable number of shares of its common stock as may be issuable upon conversion of the Convertible Notes as a result of stock splits, stock dividends or the effect of other anti-dilution provisions on the Convertible Notes.

(3) Pursuant to Rule 415(a)(6) under the Securities Act of 1933, the Registrant is carrying forward $5,455 aggregate principal offering price of unsold securities (the “Unsold Securities”) that were previously registered for sale under a Registration Statement on Form N-2 (File No. 333-256227) initially filed on May 18, 2021, as amended on June 30, 2021, and declared effective on August 2, 2021 (the “Prior Registration Statement”). The Registrant previously paid filing fees in the aggregate of $5,455 relating to the securities registered on the Prior Registration Statement. Pursuant to Rule 415(a)(6) under the Securities Act, the filing fees previously paid with respect to the Unsold Securities will continue to be applied to such Unsold Securities. Pursuant to Rule 415(a)(6) under the Securities Act, the offering of Unsold Securities under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this Registration Statement.

(4) Pursuant to Rule 457(i) under the Securities Act, there is no additional filing fee with respect to the shares of the registrant’s common stock issuable upon conversion of the Convertible Notes because no additional consideration will be received in connection with the exercise of the conversion right.
(5) The registrant previously paid a total of $1,925 in connection with the registrant’s registration statement on Form N-2 (File No. 333-280449) (calculated at the fee rates then in effect of $147.60 per $1,000,000 of the estimated maximum aggregate offering price), as filed with the Securities and Exchange Commission on June 25, 2024.