Please wait
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Allen Brad

(Last) (First) (Middle)
C/O UMB FUND SERVICES, INC.
235 W GALENA STREET

(Street)
MILWAUKEE WI 53212

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Keystone Private Income Fund [ N/A ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Treasurer
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2020
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class Y Shares 07/01/2020 P 550 A $100 550 D
Class Z Shares 05/01/2021 P 232.03 A $101.28 782.03(1) D
Class Z Shares 09/01/2022 P 325.829 A $101.28 1,107.859 D
Class Z Shares 05/01/2023 P 158.13 A $100.55 1,265.989 D
Class Z Shares 05/01/2024 P 92.796 A $100.22 1,358.785 D
Class Z Shares 05/01/2025 P 114.55 A $99.52 2,163.171(2) D
Class Y Shares 07/01/2020 P 610 A $100 610 I By Spouse
Class Z Shares 05/01/2021 P 271.524 A $101.28 881.524(3) I By Spouse
Class Z Shares 09/01/2022 P 365.324 A $101.28 1,246.848 I By Spouse
Class Z Shares 05/01/2023 P 174.043 A $100.55 1,420.891 I By Spouse
Class Z Shares 05/01/2024 P 96.787 A $100.22 1,517.678 I By Spouse
Class Z Shares 05/01/2025 P 120.579 A $99.52 2,411.706(4) I By Spouse
Class Z Shares 09/01/2025 P 405.31 A $98.69 405.31(5) I By Son
Class Z Shares 09/01/2020 P 335.339 A $101.39 835.339(6) D
Class Z Shares 01/01/2021 P 1,974.724 A $101.28 2,810.063 D
Class Z Shares 09/01/2021 P 1,974.724 A $101.28 4,784.787 D
Class Z Shares 04/01/2022 P 1,481.043 A $101.28 6,265.83 D
Class Z Shares 01/01/2023 P 4,936.809 A $101.28 11,202.639 D
Class Z Shares 04/01/2023 P 2,980.034 A $100.67 14,182.673(7) I By Hallein Holdings LLC(8)
Class Z Shares 06/01/2023 P 278.552 A $100.52 14,461.225 I By Hallein Holdings LLC(8)
Class Z Shares 06/01/2024 P 4,989.024 A $100.22 19,450.249 I By Hallein Holdings LLC(8)
Class Z Shares 09/01/2024 P 3,005.41 A $99.82 22,455.659 I By Hallein Holdings LLC(8)
Class Z Shares 12/01/2024 P 8,983.829 A $100.18 31,439.488 I By Hallein Holdings LLC(8)
Class Z Shares 09/01/2025 P 5,066.369 A $98.69 44,213.54(9) I By Hallein Holdings LLC(8)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Includes 550 Class Z Shares, converted from 550 Class Y Shares.
2. Includes 689.836 Class Z Shares acquired pursuant to the Issuer's dividend reinvestment plan from July 1, 2020 through the date of this report.
3. Includes 610 Class Z Shares, converted from 610 Class Y Shares.
4. Includes 773.449 Class Z Shares acquired pursuant to the Issuer's dividend reinvestment plan from July 1, 2020 through the date of this report.
5. Mr. Allen disclaims beneficial ownership of these Shares, and this report shall not be deemed an admission that Mr. Allen is the beneficial owner of such Shares for purpose of Section 16 or for any other purpose.
6. Includes 500 Class Z Shares, converted from 500 Class Y Shares.
7. Includes 11,202.639 Class Z Shares previously owned directly by Mr. Allen, which were transferred to Hallein Holdings LLC. and are now owned indirectly by Mr. Allen.
8. Mr. Allen disclaims beneficial ownership of these Shares except to the extent of his pecuniary interest therein.
9. Includes 7,707.69 Class Z Shares acquired pursuant to the Issuer's dividend reinvestment plan from July 1, 2020 through the date of this report.
/s/ Brad Allen 09/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.