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Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
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SCHEDULE 13D/A 0001869684 XXXXXXXX LIVE 1 Common Stock, $0.0001 par value 08/01/2024 false 0001828805 00776X109 Aeluma, Inc. 27 CASTILIAN DRIVE Goleta CA 93117 Lee McCarthy (805) 699-6417 1401 21st ST # 10431 Sacramento CA 95811 0001869684 N Lee McCarthy b PF N X1 270064.00 0.00 270064.00 0.00 270064.00 N 1.5 IN (1) Percentage calculated based on 17,857,863 shares of the Company outstanding as of November 21, 2025. Common Stock, $0.0001 par value Aeluma, Inc. 27 CASTILIAN DRIVE Goleta CA 93117 This statement is filed by Mr. Lee McCarthy. Mr. McCarthy is the holder of record of approximately 1.5% of the Issuer's outstanding shares of Common Stock based on 17,857,863 shares of common stock outstanding as of November 21, 2025. The business address of Mr. McCarthy is 1401 21st ST # 10431, Sacramento, California, 95811. Effective November 17, 2022, and as disclosed by the Issuer on November 14, 2022, in its Form 10-Q, Mr. McCarthy resigned as Chief Operating Officer (following his earlier resignation as interim CFO as well as a member of the Board of Directors of the Issuer) and since that date has held no position with nor had any relationship with the Issuer. During the past five years, Mr. McCarthy, has never been convicted in a criminal proceeding. During the past five years, Mr. McCarthy has never been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction. Mr. McCarthy is a citizen of the USA. As Mr. McCarthy reported in the Schedule 13D filed June 30, 2021, the aggregate purchase price for the 1,626,995 shares of Common Stock acquired by Mr. McCarthy was $15,000. The source of these funds was the personal funds of Mr. McCarthy. Since Mr. McCarthy filed Schedule 13D on June 30, 2021, he has not acquired any shares of Common Stock. He started selling shares of Common Stock on August 1, 2024, as set forth below, and as of March 30, 2025, beneficially owned 743,425 shares of the Issuer, representing approximately 4.7% of the outstanding shares following the Issuer engaging in a firm commitment underwriting for the sale of 2,285,714 shares of its common stock and an uplisting to the Nasdaq Capital Market. Date Action Price ($1)1 Quantity Percent of holdings 8/1/2024 - 8/5/2024 Sale 3.07 10352 -1.1% 8/14/24 Donation - Transfer 2.93 10000 -1.0% shares to charity 8/23/24 - 9/5/2024 Sale 2.93 1500 -0.2% 9/9/24 Donation - Transfer 2.82 10000 -1.1% shares to charity 9/20/24 - 9/23/24 Sale 3.28 12500 -1.3% 9/26/2024 - 10/18/2024 Sale 3.15 11655 -1.3% 10/22/2024 - 11/8/2024 Sale 3.12 7993 -0.9% 11/20/24 Donation - Transfer 3.30 10000 -1.1% shares to charity 12/13/25 Sale 5.21 8000 -0.9% 12/18/2024 - 12/19/2024 Sale 9.26 8980 -1.0% 12/23/24 Sale 7.62 5020 -0.6% 1/10/25 Sale 7.31 4000 -1.6% 1/16/2025 -1/21/2025 Sale 7.28 9098 -1.1% 1/22/2025 - 1/27/2025 Sale 7.09 18902 -2.3% 1/31/2025 - 2/4/2025 Sale 6.70 10021 -1.2% 2/7/2025 - 2/14/2025 Sale 6.63 7179 -0.9% 2/19/25 Sale 6.27 10800 -1.3% 2/25/25 Sale 5.90 14000 -1.8% 2/27/2025 - 2/28/2025 Sale 6.32 7500 -0.9% 2/28/25 Sale 6.25 6500 -0.8% 3/14/25 Sale 6.14 10000 -1.3% 3/18/25 Sale 6.00 15300 -2.0% 3/20/25 Sale 6.07 14700 -2.0% (1) *Share prices are average prices on the trading day(s) stated in the table. As of March 27, 2025, Mr. McCarthy beneficially owned 743,425 shares of the Issuer, representing approximately 4.7% of the outstanding shares following the Issuer engaging in a firm commitment underwriting for the sale of 2,285,714 shares of its common stock and an uplisting to the Nasdaq Capital Market. Other than as described in this Schedule, to the knowledge of Mr. McCarthy, there are no contracts, arrangements, understandings, or relationships (legal or otherwise) between Mr. McCarthy and any other persons with respect to any securities of the Issuer, including but not limited to transfer or voting of any of the securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies. None Lee McCarthy /s/ Lee McCarthy Lee McCarthy 01/02/2026