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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Auer Heather

(Last) (First) (Middle)
6811 E MAYO BLVD
SUITE 400

(Street)
PHOENIX AZ 85054

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/10/2026
3. Issuer Name and Ticker or Trading Symbol
SmartRent, Inc. [ SMRT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Human Resources Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Options (Right to Buy) (1) 01/14/2030 Class A Common Stock 372,364 $0.47 D
Employee Stock Options (Right to Buy) (2) 01/24/2033 Class A Common Stock 153,232 $2.87 D
Employee Stock Options (Right to Buy) (3) 01/23/2034 Class A Common Stock 128,503 $3.36 D
Restricted Stock Units (4) (4) Class A Common Stock 194,805 (5) D
Restricted Stock Units (6) (6) Class A Common Stock 247,093 (5) D
Explanation of Responses:
1. The Reporting Person was granted 372,364 stock options on January 15, 2020 All of the shares subject to this option are fully vested and exercisable as of the date hereof.
2. The Reporting Person was granted 153,232 stock options on January 24, 2023. One-quarter of the options vested on January 24, 2024 and one-quarter of the options vest each one-year anniversary thereafter.
3. The Reporting Person was granted 128,503 stock options on January 23, 2024. One-quarter of the options vested on January 23, 2025 and one-quarter of the options vest each one-year anniversary thereafter.
4. The Reporting Person was granted 259,740 Restricted Stock Units ("RSUs") on January 22, 2025. One-quarter of the RSUs vested on January 22, 2026 and one-quarter of the RSUs vest each one-year anniversary thereafter.
5. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.
6. The Reporting Person was granted 247,093 RSUs on January 27, 2026. One-quarter of the RSUs vest on January 27, 2027 and each one-year anniversary thereafter.
/s/ Heather Auer 03/30/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.