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Delaware
(State or Other Jurisdiction of Incorporation or Organization)
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Not Applicable
(I.R.S. Employer Identification Number)
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Nathan Ajiashvili
Brian R. Umanoff
Kaj Nielsen
Latham & Watkins LLP
1271 Avenue of the Americas
New York, NY 10020
(212) 906-1200
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Ryan Barrett
Chief Legal and Business Officer
AtaiBeckley Inc.
Prof. J.H. Bavincklaan 7
1183 AT Amstelveen
The Netherlands
+31 20 793 2536
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Large accelerated filer
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☐ |
Accelerated filer
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☐ |
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Non-accelerated filer
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☒ |
Smaller reporting company
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☒ |
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Emerging growth company
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☒ |
| Item 1. |
Plan Information.
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| Item 2. |
Registrant Information and Employee Plan Annual Information.
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| Item 3. |
Incorporation of Documents by Reference.
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| (a) |
Annual Report of atai Netherlands on Form 10-K for the fiscal year ended December 31, 2024, filed with the SEC on March 17, 2025;
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| (b) |
Quarterly Reports of atai Netherlands on Form 10-Q for the fiscal quarters ended March 31, 2025, June 30, 2025 and September 30, 2025, filed with the SEC on May 14, 2025, August 14,
2025, and November 12, 2025, respectively;
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| (c) |
Current Reports on Form 8-K of atai Netherlands filed with the SEC on January 10, 2025 (other than Item 7.01 and Exhibit 99.1),
January 24, 2025, February
13, 2025 (other than Item 7.01 and Exhibit 99.1), April 30, 2025, May 8, 2025, May 21, 2025,
June 2, 2025 (other than Item 7.01 and Exhibit 99.1), July 1, 2025 (other than Item 7.01 and Exhibits 99.1, 99.2 and 99.3), September 23, 2025 (other than Item 7.01 and Exhibit 99.1), September 29, 2025, October
10, 2025, October 16, 2025 (other than Item 7.01 and Exhibit 99.1), October 20, 2025 (other than Item 2.02, 7.01 and Exhibit 99.1), October 21, 2025 (other than Item 7.01 and Exhibit 99.1), October 27, 2025, November
4, 2025, November 5, 2025 (other than Item 7.01 and Exhibit 99.1), and November 5, 2025; and
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| (d) |
The description of Atai Delaware Common Stock that is contained in atai LuxCo’s Registration Statement on Form S-4 filed on September 22,
2025 and declared effective by the SEC on September 24, 2025, including any amendment or report filed for the purpose of updating such description.
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| Item 4. |
Description of Securities.
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| Item 5. |
Interests of Named Experts and Counsel.
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| Item 6. |
Indemnification of Directors and Officers.
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| Item 7. |
Exemption from Registration Claimed.
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| Item 8. |
Exhibits.
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EXHIBIT
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Certificate of Incorporation of the Registrant (filed herewith).
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Bylaws of the Registrant (filed herewith).
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Opinion of Latham & Watkins LLP as to the legality of the securities being registered (filed herewith).
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Consent of Latham & Watkins LLP (included in Exhibit 5.1).
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Consent of Deloitte & Touche LLP, independent registered public accounting firm (filed herewith).
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Consent of PricewaterhouseCoopers LLP, independent auditors (filed herewith).
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Power of Attorney (included on signature page).
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AtaiBeckley Inc. 2021 Incentive Award Plan (filed herewith).
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2020 Employee, Director and Consultant Equity Incentive Plan (incorporated by reference to Exhibit 10.20 to Amendment No. 4 to atai’s Registration Statement on Form S-1 (File No. 333-255383), filed with the SEC on June 11, 2021).
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| Item 9. |
Undertakings.
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| (1) |
To file, during any period in which offers or sales are being made, a post-effective amendment to this Registration Statement:
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| (i) |
To include any prospectus required by Section 10(a)(3) of the Securities Act;
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| (ii) |
To reflect in the prospectus any facts or events arising after the effective date of the Registration Statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change
in the information set forth in the Registration Statement. Notwithstanding the foregoing, any increase or decrease in volume of securities offered (if the total dollar value of securities offered would not exceed that which was registered)
and any deviation from the low or high end of the estimated maximum offering range may be reflected in the form of prospectus filed with the SEC pursuant to Rule 424(b) if, in the aggregate, the changes in volume and price represent no more
than 20 percent change in the maximum aggregate offering price set forth in the “Calculation of Filing Fee Tables” or “Calculation of Registration Fee” table in the effective Registration Statement;
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| (iii) |
To include any material information with respect to the plan of distribution not previously disclosed in the Registration Statement or any material change to such information in the Registration Statement;
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| (2) |
That, for the purpose of determining any liability under the Securities Act, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such
securities at that time shall be deemed to be the initial bona fide offering thereof.
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| (3) |
To remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering.
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|
ATAIBECKLEY INC.
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By:
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/s/ Ryan Barrett |
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Ryan Barrett
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|
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Chief Legal and Business Officer
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Name
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Title
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Date
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/s/ Srinivas Rao
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Chief Executive Officer and
Director
(Principal Executive Officer)
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December 30, 2025
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Srinivas Rao
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||
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/s/ Anne Johnson
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Chief Financial Officer and
Chief Accounting Officer
(Principal Financial Officer and Principal Accounting Officer)
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December 30, 2025
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Anne Johnson
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||
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/s/ Christian Angermayer
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Chairman and Director
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December 30, 2025
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Christian Angermayer
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/s/ Scott Braunstein
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Director
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December 30, 2025
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Scott Braunstein
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||
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/s/ Cosmo Feilding-Mellen
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Director
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December 30, 2025
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Cosmo Feilding-Mellen
|
||
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/s/ Laurent Fischer
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Director
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December 30, 2025
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Laurent Fischer
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||
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/s/ John Hoffman
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Director
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December 30, 2025
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John Hoffman
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||
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/s/ Sabrina Martucci Johnson
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Director
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December 30, 2025
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Sabrina Martucci Johnson
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||
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/s/ Amir Kalali
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Director
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December 30, 2025
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Amir Kalali
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||
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/s/ Andrea Heslin Smiley
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Director
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December 30, 2025
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Andrea Heslin Smiley
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||
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/s/ Robert Hershberg
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Director
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December 30, 2025
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Robert Hershberg
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