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CONFLICT MINERALS REPORT OF SNAP ONE HOLDINGS CORPORATION
FOR THE PERIOD FROM JANUARY 1 TO DECEMBER 31, 2023
Background
This Conflict Minerals Report of Snap One Holdings Corporation has been prepared pursuant to Rule 13p-1 under the Securities Exchange Act of 1934, as amended, (17 CFR 240.13p-1) (the “Rule”) promulgated by the Securities and Exchange Commission (“SEC”). Unless the context indicates otherwise, the terms “Snap One,” “we,” “its,” “us” and “our” refer to Snap One Holdings Corporation and its consolidated subsidiaries.
The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture products and the minerals specified in the Rule are necessary to the functionality or production of those products. These specified minerals, which we collectively refer to in this Report as “3TG Minerals,” are gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, namely tantalum, tin and tungsten. The “Covered Countries” for the purposes of the Rule and this Report are the Democratic Republic of the Congo and adjoining countries, namely the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola.
Under the Rule, if 3TG Minerals are necessary to the functionality or production of products manufactured or contracted to be manufactured by a company, the company is required to conduct a good faith reasonable country of origin inquiry (“RCOI”) to determine whether any of the necessary 3TG Minerals in those products originated in the Covered Countries and whether any of the necessary 3TG Minerals may be from recycled or scrap sources. If, as a result of the RCOI, a company knows or has reason to believe that any of the necessary 3TG Minerals in its supply chain may have originated in the Covered Countries, and may not be from recycled or scrap sources, then the company must perform due diligence on the 3TG Minerals’ source and chain of custody.
Company Overview
Snap One powers smart living by enabling professional integrators to deliver seamless experiences in connected homes and businesses where people live, work, and play. Snap One empowers its network of professional integrators to deliver entertainment, connectivity, automation, and security solutions to residential and commercial end users worldwide. We offer an end-to-end product ecosystem delivered through our online portal and local branch network and further bolstered by our value-added services and digital solutions. We serve a network of professional do-it-for-me (“DIFM”) integrator customers. We provide these integrators with a
suite of connected, infrastructure, entertainment, and software solutions that deliver exceptional smart living experiences to the end consumer and are accompanied by our award-winning support.
Description of the Products Covered by this Report
This Report relates to Snap One’s products:
(i)for which 3TG Minerals are necessary to the functionality or production of the products;
(ii)that were contracted to be manufactured by Snap One; and
(iii)for which the manufacture was completed during calendar year 2023.
These products are referred to in this Report collectively as the “Covered Products.”
Supply Chain Overview
Snap One does not directly manufacture its Covered Products, but instead relies on contract manufacturers to fabricate its Covered Products and their components. Thus, Snap One is completely removed from the sourcing and mining of 3TG Minerals. We do not purchase any 3TG Minerals directly from mines, smelters, or refiners. Snap One’s supply chain with respect to Covered Products is complex, and there are typically additional third parties in the supply chain between the manufacturer of the Covered Products and the original sources of the 3TG Minerals used to make the Covered Products’ component parts. Therefore, we must rely on our contract manufacturers and suppliers to provide information regarding the origin of 3TG Minerals in the Covered Products as discussed below.
Reasonable Country-of-Origin Inquiry and Due Diligence Performed
Snap One has conducted a good faith RCOI regarding the 3TG Minerals that was designed to determine whether any of 3TG Minerals in our Covered Products originated in Covered Countries and/or whether any 3TG Minerals may be from recycled or scrap sources. In order to conduct this RCOI, Snap One identified the suppliers providing products and components that may contain 3TG Minerals (the “Identified Suppliers”), and requested that each Identified Supplier complete and return the Conflict Minerals Reporting Template (“Template”) created by the Responsible Minerals Initiative (“RMI”), which provides a standardized method for companies to collect representations, statements, and data from their suppliers related to the presence, use, source, and chain of custody of the 3TG Minerals.
As a result of the RCOI, Snap One has reason to believe that a portion of the 3TG Minerals in its Covered Products may have originated in the “Covered Countries” and that these necessary 3TG Minerals may not be from recycled or scrap sources, Snap One therefore also performed due diligence on the source and chain of custody of the necessary 3TG Minerals. Snap One designed its due diligence process based on the due diligence framework in The Organisation for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Third Edition, (the “OECD Framework”), taking into account Snap One’s distance in the supply chain from the direct procurement of 3TG Minerals. We describe our due diligence process in greater detail below.
Description of Due Diligence Measures
Snap One integrated OECD’s Five-Step Framework into its due diligence measures as described below.
1. Establish Strong Company Management Systems
Snap One has a Conflict Minerals policy that outlines its commitment to promote responsible sourcing practices and promote the use of conflict-free minerals in our supply chain (the “Conflict Minerals Policy”). This policy is available on our website athttps://www.snapone.com/legal. Snap One formed a cross-organizational committee (the “Committee”) to manage our compliance program with respect to our Covered Products. The Committee includes representatives from our finance, legal, and supply chain teams. The Committee met periodically over the course of 2023 and the first part of 2024 to review Snap One’s supply chain with respect to our use of components containing 3TG Minerals in 2023. Members of Snap One’s executive team have oversight authority over the Committee.
The Committee is responsible for communicating with our suppliers to encourage reporting, including completing and returning the Template created by RMI and maintaining an internal electronic database of business records relating to 3TG Minerals due diligence, including supplier responses, and spreadsheets containing aggregate data and analysis.
If any investor or supplier has any concern about Snap One’s Conflict Minerals Policy, they may contact Snap One via its confidential reporting hotline at (855) 495-2760. Alternatively, they may reach out to Snap One’s board of directors in the manner described in Snap One’s Annual Proxy Statement.
2. Identify and Assess Risk in the Supply Chain
Snap One requested that each Identified Supplier use the Conflict Minerals Reporting Template to identify their respective smelters and refiners in the supply chain, and the country and mine of origin, of the 3TG Minerals used in our Covered Products. To help suppliers understand Snap One’s expectations, and to facilitate supplier responsiveness to Snap One’s inquiry, Snap One provided detailed instructions on completing the Template with specific references to the information required for our analysis.
A total of 172 out of our 234 suppliers were classified as Identified Suppliers and were contacted as part of the due diligence process. Out of 172 Identified Suppliers, Snap One received responses from 126 of the Identified Suppliers. In instances where an Identified Supplier failed to return a completed Template, we had follow-up discussions and/or sent repeat requests for a completed Template. Furthermore, in a number of instances Snap One received Templates containing incomplete information regarding the facilities used to process 3TG Minerals in supplier parts, and insufficient information regarding the mines or sources of origin of those 3TG Minerals. Some Identified Suppliers responded on a company-wide basis when a more tailored response was requested.
Snap One aggregated the information received by Identified Suppliers but did not conduct its own supply chain audits. Rather, Snap One relied on the information provided by the Responsible Minerals Assurance Process (“RMAP”) developed by the RMI to help assess the due diligence conducted by the identified smelters and refiners and to evaluate their conformant status. The RMAP identifies smelters and refiners that source only conflict-free minerals, as established by an independent third-party audit complying with the RMAP’s assessment protocols. In particular, we compared the smelters and refiners used by our Identified Suppliers against the list of facilities that received a “conformant” designation through the RMAP.
3. Design and Implement a Strategy to Respond to Risks
Snap One encourages its Identified Suppliers to promote responsible sourcing practices for any 3TG Minerals used in our Covered Products, through its Conflict Minerals Policy, its Supplier Commitment Program requiring compliance with our Partner Code of Conduct, our contractual provisions in our supplier agreements requiring that our suppliers comply with all applicable conflict mineral laws, and interaction with its Identified Suppliers. Snap One determines on a case-by-case basis the appropriate risk mitigation strategy for any supply chain risks identified in the course of its due diligence. Potential outcomes typically include continuing to work with the supplier while identified risks are addressed but could also include looking for alternative sources and restricting or terminating our relationship with the supplier. As we assess these relationships, we also take additional factors into consideration including supplier size and capabilities, whether alternatives are reasonable and economically available, transition costs, and Snap One’s dependence on the Identified Supplier.
4. Independent Third-Party Audit of Smelter/Refiner’s Due Diligence Practices
Snap One does not have any direct relationships with any smelters or refiners in its supply chain, and it did not perform or direct audits of any entity within its supply chain. As an alternative, the Company has relied on publicly available information, principally including information provided by the RMAP, the independent third-party audit program discussed above.
5. Report on Supply Chain Due Diligence
As required under the Rule, Snap One has timely filed our Form SD with the SEC for the 2023 Reporting Period, which contains this Report as an exhibit, and we have posted this Report on our website at https://investors.snapone.com/financial-information/sec-filings.
Due Diligence Outcome
Based on the information gathered in connection with our due diligence efforts, given that not all smelters identified by our Identified Suppliers were certified as “conformant” by the RMAP, including a smelter in a Covered Country, and that a number of Identified Supplier responses regarding the sources of raw materials for the Covered Products were determined to be uncertain, or incomplete, Snap One cannot conclude that all 3TG Minerals in Covered Products are “DRC conflict free” pursuant to the Rule.
The statements above are based on the RCOI process and due diligence performed in good faith by Snap One as described above, but as noted, Snap One is a downstream entity, and does not purchase 3TG Minerals directly from mines, smelters, or refiners. Tracing these minerals to their sources is a challenge that requires Snap One to rely on its Identified Suppliers in its efforts to achieve supply chain transparency. A number of factors could impact the completeness and accuracy the information provided in this Report. These factors include, but are not limited to, incomplete product content information, gaps in Identified Suppliers’ data, gaps in smelter data, errors or omissions by Identified Suppliers in their reporting, failure to accurately identify all Identified Suppliers and the appropriate persons to contact at each Identified Supplier, errors or omissions by smelters, gaps in supplier education and knowledge, lack of timeliness of data, public information not discovered during a reasonable search, errors in public data, language barriers and translation, supplier and smelter unfamiliarity with the protocol, oversights or errors in conflict-free smelter audits, Covered Countries sourced materials being declared secondary materials, and smuggling of the 3TG Minerals to countries beyond the Covered Countries.
Identified Smelters and Refiners
While 86 of Snap One’s Identified Suppliers provided information for the products they supply to Snap One, 40 of the Identified Suppliers provided this information on a company-wide basis. When the Identified Suppliers provided product-level information, Snap One listed the smelters or refiners identified in Schedule 1 of this Report. When the Identified Suppliers provided only company-level information, Snap One determined it did not have sufficient information to reasonably identify the particular smelter or refiner that processed the 3TG Minerals component contained in the Covered Products, and thus did not include those smelters or refiners in Schedule 1. In addition, the smelters and refiners listed on Schedule 1 include only those reported entities that were listed on the RMI Standard Smelter List tab of the Template with a current smelter identification number, which Snap One used to determine bona fide smelters and refiners.
Of the 86 Identified Suppliers, 25 indicated that they do not use any 3TG minerals (tin, tungsten, tantalum and gold), so the smelter data reported below comes from the 61 Identified Suppliers that indicated they do use 3TG minerals in their component products. Based solely on information provided by these Identified Suppliers and the RMAP, of the 313 smelters and refiners listed on Schedule 1, 273 have been certified as “conformant” by the RMAP. Of the smelters located in Covered Countries, 1 smelter has been listed as “non-conformant” by the RMAP.
Identified Countries of Origin of Necessary 3TG Minerals
Schedule 2 of this Report lists the countries of origin of the necessary 3TG Minerals provided to us in the Templates of Identified Suppliers which reported product-level information.
Future Due Diligence and Risk Mitigation
Snap One expects to take the following steps, among others, to continue to improve its due diligence and further mitigate the risk that the necessary 3TG Minerals in Snap One’s products could benefit armed groups in the Covered Countries, including:
1. Snap One intends to continue to work with Identified Suppliers that provided incomplete or insufficient information, or were unresponsive to the information request, in an effort to obtain complete and accurate information.
2. Snap One intends to reiterate its request that all Identified Suppliers complete the Template by providing product- or component-specific information and provide responses that identify materials down to the smelter and countries of origin of the 3TG Minerals.
3. Snap One intends to continue to provide education for employees who are involved with material, component, and supplier selection.
4. Snap One will determine on a case-by-case basis the appropriate risk mitigation strategy for any supply chain risks identified in the course of its due diligence; which may include continuing to work with an Identified Supplier that has listed smelters as “non-conformant” while identifying and addressing risks or looking for alternative sources and restricting or terminating our relationship with the supplier.
Cautionary Note on Forward-looking Statements
This Report includes forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. All statements other than statements of historical fact contained in this Report are forward-looking statements. In some cases, forward-looking statements may be identified by words such as “believe,” “may," “will,” “estimate,” “continue,” “anticipate,” “intend,” “could,” “would,” “expect,” “objective,” “plan,” “potential,” “seek,” “grow,” “target,” “if,” and similar expressions intended to identify forward-looking statements. Examples of forward-looking
statements include, but are not limited to, statements concerning additional steps that we intend to take to mitigate risk. In some cases, forward-looking statements may be identified by words such as “believe,” “may,” “will,” “estimate,” “continue,” “anticipate,” “intend,” “could,” “would,” “expect,” “objective,” “plan,” “potential,” “seek,” “grow,” “target,” “if,” and similar expressions intended to identify forward-looking statements. Examples of forward-looking statements include, without limitation, statements concerning additional steps we intend to take to improve our due diligence processes and to engage more productively with our suppliers to mitigate the risk that our necessary 3TG Minerals may benefit armed groups in the Covered Countries.
These forward-looking statements are made as of the date they were first issued, and were based on the then-current expectations, estimates, forecasts, and projections, and the beliefs and assumptions of Snap One’s management. Forward-looking statements are subject to a number of risks and uncertainties, many of which involve factors or circumstances beyond Snap One’s control. Snap One’s actual actions or results could differ materially from those stated or implied in forward-looking statements due to a number of factors, including but not limited to, risks detailed in Snap One’s most recent Annual Report on Form 10-K and subsequent reports filed with the SEC, as well as other documents that may be filed by the company from time to time with the SEC. The forward-looking statements included in this Report represent Snap One’s views as of the date this Report was filed with the SEC. Snap One anticipates that subsequent events and developments may cause its views to change. Snap One has no intention and undertakes no obligation to update or revise any forward-looking statements, whether as a result of new information, future events, or otherwise. These forward-looking statements should not be relied upon as representing Snap One’s views as of any date subsequent to the date of filing of this Report.
Schedule 1
Smelter and Refiner Information
| | | | | | | | | | | | | | |
| Metal | Standard Smelter Name | Smelter Facility Location: Country | RMAP Conformant |
| Gold | 8853 S.p.A. | ITALY | Conformant |
| Gold | Abington Reldan Metals, LLC | UNITED STATES OF AMERICA | Conformant |
| Gold | Advanced Chemical Company | UNITED STATES OF AMERICA | Conformant |
| Gold | African Gold Refinery | UGANDA1 | Nonconformant |
| Gold | Agosi AG | GERMANY | Conformant |
| Gold | Aida Chemical Industries Co., Ltd. | JAPAN | Conformant |
| Gold | Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES | Conformant |
| Gold | Alexy Metals | UNITED STATES OF AMERICA | Conformant |
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | Conformant |
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | BRAZIL | Conformant |
| Gold | Argor-Heraeus S.A. | SWITZERLAND | Conformant |
| Gold | Asahi Pretec Corp. | JAPAN | Conformant |
| Gold | Asahi Refining Canada Ltd. | CANADA | Conformant |
| Gold | Asahi Refining USA Inc. | UNITED STATES OF AMERICA | Conformant |
| Gold | Asaka Riken Co., Ltd. | JAPAN | Conformant |
| Gold | AU Traders and Refiners | SOUTH AFRICA | Conformant |
| Gold | Augmont Enterprises Private Limited | INDIA | Conformant |
| Gold | Aurubis AG | GERMANY | Conformant |
| Gold | Bangalore Refinery | INDIA | Conformant |
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | Conformant |
| Gold | Boliden AB | SWEDEN | Conformant |
| Gold | C. Hafner GmbH + Co. KG | GERMANY | Conformant |
| Gold | C.I Metales Procesados Industriales SAS | COLOMBIA | Conformant |
| Gold | CCR Refinery - Glencore Canada Corporation | CANADA | Conformant |
| Gold | Cendres + Metaux S.A. | SWITZERLAND | Conformant |
| Gold | Chimet S.p.A. | ITALY | Conformant |
| Gold | Chugai Mining | JAPAN | Conformant |
| Gold | Daye Non-Ferrous Metals Mining Ltd. | CHINA | Conformant |
| Gold | Dijllah Gold Refinery | FZC UNITED ARAB EMIRATES | Nonconformant |
| Gold | DODUCO Contacts and Refining GmbH | GERMANY | Nonconformant |
| Gold | Dowa | JAPAN | Conformant |
| Gold | DSC (Do Sung Corporation) | KOREA, REPUBLIC OF | Conformant |
| Gold | Eco-System Recycling Co., Ltd. East Plant | JAPAN | Conformant |
| Gold | Eco-System Recycling Co., Ltd. North Plant | JAPAN | Conformant |
| Gold | Eco-System Recycling Co., Ltd. West Plant | JAPAN | Conformant |
| Gold | Emirates Gold DMCC | UNITED ARAB EMIRATES | Conformant |
| Gold | Fidelity Printers and Refiners Ltd. | ZIMBABWE | Nonconformant |
| Gold | Geib Refining Corporation | UNITED STATES OF AMERICA | Conformant |
| Gold | GGC Gujrat Gold Centre Pvt. Ltd. | INDIA | Conformant |
| Gold | Gold by Gold Colombia | COLOMBIA | Conformant |
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | CHINA | Conformant |
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA | Conformant |
| | | | | | | | | | | | | | |
| Gold | Guangdong Jinding Gold Limited | CHINA | Conformant |
| Gold | Heimerle + Meule GmbH | GERMANY | Conformant |
| Gold | Heraeus Germany GmbH Co. KG | GERMANY | Conformant |
| Gold | Heraeus Metals Hong Kong Ltd. | CHINA | Conformant |
| Gold | Industrial Refining Company | BELGIUM | Nonconformant |
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA | Conformant |
| Gold | International Precious Metal Refiners | UNITED ARAB EMIRATES | Nonconformant |
| Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN | Conformant |
| Gold | Istanbul Gold Refinery | TURKEY | Conformant |
| Gold | Italpreziosi | ITALY | Conformant |
| Gold | Japan Mint | JAPAN | Conformant |
| Gold | Jiangxi Copper Co., Ltd. | CHINA | Conformant |
| Gold | JSC Novosibirsk Refinery | RUSSIAN FEDERATION | Conformant |
| Gold | JSC Uralelectromed | RUSSIAN FEDERATION | Conformant |
| Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN | Conformant |
| Gold | Kaloti Precious Metals | UNITED ARAB EMIRATES | Nonconformant |
| Gold | Kazzinc | KAZAKHSTAN | Conformant |
| Gold | Kennecott Utah Copper LLC | UNITED STATES OF AMERICA | Conformant |
| Gold | KGHM Polska Miedz Spolka Akcyjna | POLAND | Conformant |
| Gold | Kojima Chemicals Co., Ltd. | JAPAN | Conformant |
| Gold | Korea Zinc Co., Ltd. | KOREA, REPUBLIC OF | Conformant |
| Gold | Kyrgyzaltyn JSC | KYRGYZSTAN | Conformant |
| Gold | L'Orfebre S.A. | ANDORRA | Conformant |
| Gold | LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF | Conformant |
| Gold | LT Metal Ltd. | KOREA, REPUBLIC OF | Conformant |
| Gold | Marsam Metals | BRAZIL | Conformant |
| Gold | Materion | UNITED STATES OF AMERICA | Conformant |
| Gold | Matsuda Sangyo Co., Ltd. | JAPAN | Conformant |
| Gold | Metal Concentrators SA (Pty) Ltd. | SOUTH AFRICA | Conformant |
| Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA | Conformant |
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE | Conformant |
| Gold | Metalor Technologies (Suzhou) Ltd. | CHINA | Conformant |
| Gold | Metalor Technologies S.A. | SWITZERLAND | Conformant |
| Gold | Metalor USA Refining Corporation | UNITED STATES OF AMERICA | Conformant |
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | MEXICO | Conformant |
| Gold | Mitsubishi Materials Corporation | JAPAN | Conformant |
| Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN | Conformant |
| Gold | MKS PAMP SA | SWITZERLAND | Conformant |
| Gold | MMTC-PAMP India Pvt., Ltd. | INDIA | Conformant |
| Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | Conformant |
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | TURKEY | Conformant |
| Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | Conformant |
| Gold | NH Recytech Company | KOREA, REPUBLIC OF | Conformant |
| Gold | Nihon Material Co., Ltd. | JAPAN | Conformant |
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA | Conformant |
| Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN | Conformant |
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | RUSSIAN FEDERATION | Conformant |
| Gold | Planta Recuperadora de Metales SpA | CHILE | Conformant |
| Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | Conformant |
| Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA | Conformant |
| Gold | PX Precinox S.A. | SWITZERLAND | Conformant |
| | | | | | | | | | | | | | |
| Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA | Conformant |
| Gold | REMONDIS PMR B.V. | NETHERLANDS | Conformant |
| Gold | Royal Canadian Mint | CANADA | Conformant |
| Gold | SAAMP | FRANCE | Conformant |
| Gold | Safimet S.p.A | ITALY | Conformant |
| Gold | SAFINA A.S. | CZECHIA | Conformant |
| Gold | Samduck Precious Metals | KOREA, REPUBLIC OF | Conformant |
| Gold | Sancus ZFS (L’Orfebre, SA) | COLOMBIA | Conformant |
| Gold | SAXONIA Edelmetalle GmbH | GERMANY | Nonconformant |
| Gold | SEMPSA Joyeria Plateria S.A. | SPAIN | Conformant |
| Gold | Shandong Gold Smelting Co., Ltd. | CHINA | Conformant |
| Gold | Shandong Humon Smelting Co., Ltd. | CHINA | Conformant |
| Gold | Shandong Tarzan Bio-Gold Industry Co., Ltd. | CHINA | Conformant |
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA | Conformant |
| Gold | Shenzhen CuiLu Gold Co., Ltd. | CHINA | Conformant |
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA | Conformant |
| Gold | Singway Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA | Conformant |
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | Conformant |
| Gold | Solar Applied Materials Technology Corp. | TAIWAN, PROVINCE OF CHINA | Conformant |
| Gold | Sudan Gold Refinery | SUDAN | Conformant |
| Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN | Conformant |
| Gold | SungEel HiMetal Co., Ltd. | KOREA, REPUBLIC OF | Conformant |
| Gold | T.C.A S.p.A | ITALY | Conformant |
| Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN | Conformant |
| Gold | Tokuriki Honten Co., Ltd. | JAPAN | Conformant |
| Gold | TOO Tau-Ken-Altyn | KAZAKHSTAN | Conformant |
| Gold | Torecom | KOREA, REPUBLIC OF | Conformant |
| Gold | Umicore Brasil Ltda. | BRAZIL | Nonconformant |
| Gold | Umicore Precious Metals Thailand | THAILAND | Conformant |
| Gold | Umicore S.A. Business Unit Precious Metals Refining | BELGIUM | Conformant |
| Gold | United Precious Metal Refining, Inc. | UNITED STATES OF AMERICA | Conformant |
| Gold | Valcambi S.A. | SWITZERLAND | Conformant |
| Gold | WEEEREFINING | FRANCE | Conformant |
| Gold | Western Australian Mint (T/a The Perth Mint) | AUSTRALIA | Conformant |
| Gold | WIELAND Edelmetalle GmbH | GERMANY | Conformant |
| Gold | Yamakin Co., Ltd. | JAPAN | Conformant |
| Gold | Yokohama Metal Co., Ltd. | JAPAN | Conformant |
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | Conformant |
| Tantalum | AMG Brasil | BRAZIL | Conformant |
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA | Conformant |
| Tantalum | D Block Metals, LLC | UNITED STATES OF AMERICA | Conformant |
| Tantalum | Exotech Inc. | UNITED STATES OF AMERICA | Nonconformant |
| Tantalum | F&X Electro-Materials Ltd. | CHINA | Conformant |
| Tantalum | FIR Metals & Resource Ltd. | CHINA | Conformant |
| Tantalum | Global Advanced Metals Aizu | JAPAN | Conformant |
| Tantalum | Global Advanced Metals Boyertown | UNITED STATES OF AMERICA | Conformant |
| Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. | CHINA | Nonconformant |
| Tantalum | H.C. Starck Hermsdorf GmbH | GERMANY | Nonconformant |
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | Conformant |
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA | Conformant |
| | | | | | | | | | | | | | |
| Tantalum | Jiangxi Tuohong New Raw Material | CHINA | Conformant |
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | Conformant |
| Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA | Conformant |
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA | Conformant |
| Tantalum | KEMET Blue Powder | UNITED STATES OF AMERICA | Nonconformant |
| Tantalum | KEMET de Mexico | MEXICO | Conformant |
| Tantalum | Materion Newton Inc. | UNITED STATES OF AMERICA | Conformant |
| Tantalum | Metallurgical Products India Pvt., Ltd. | INDIA | Conformant |
| Tantalum | Mineracao Taboca S.A. | BRAZIL | Conformant |
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | JAPAN | Conformant |
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | Conformant |
| Tantalum | NPM Silmet AS | ESTONIA | Conformant |
| Tantalum | Power Resources Ltd. | MACEDONIA, THE FORMER YUGOSLAV REPUBLIC OF | Nonconformant |
| Tantalum | QuantumClean | UNITED STATES OF AMERICA | Conformant |
| Tantalum | Resind Industria e Comercio Ltda. | BRAZIL | Conformant |
| Tantalum | RFH Yancheng Jinye New Material Technology Co., Ltd. | CHINA | Conformant |
| Tantalum | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION | Conformant |
| Tantalum | Taki Chemical Co., Ltd. | JAPAN | Conformant |
| Tantalum | TANIOBIS Co., Ltd. | THAILAND | Conformant |
| Tantalum | TANIOBIS GmbH | GERMANY | Conformant |
| Tantalum | TANIOBIS Japan Co., Ltd. | JAPAN | Conformant |
| Tantalum | TANIOBIS Smelting GmbH & Co. KG | GERMANY | Conformant |
| Tantalum | Telex Metals | UNITED STATES OF AMERICA | Conformant |
| Tantalum | Ulba Metallurgical Plant JSC | KAZAKHSTAN | Conformant |
| Tantalum | XIMEI RESOURCES (GUANGDONG) LIMITED | CHINA | Conformant |
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CHINA | Conformant |
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | CHINA | Conformant |
| Tin | Alpha | UNITED STATES OF AMERICA | Conformant |
| Tin | Aurubis Beerse | BELGIUM | Conformant |
| Tin | Aurubis Berango | SPAIN | Conformant |
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA | Conformant |
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | CHINA | Conformant |
| Tin | China Tin Group Co., Ltd. | CHINA | Conformant |
| Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | BRAZIL | Conformant |
| Tin | CRM Synergies | SPAIN | Conformant |
| Tin | CV Ayi Jaya | INDONESIA | Conformant |
| Tin | CV Dua Sekawan | INDONESIA | Nonconformant |
| Tin | CV Gita Pesona | INDONESIA | Nonconformant |
| Tin | CV United Smelting | INDONESIA | Nonconformant |
| Tin | CV Venus Inti Perkasa | INDONESIA | Conformant |
| Tin | Dowa | JAPAN | Conformant |
| Tin | DS Myanmar | MYANMAR | Conformant |
| Tin | EM Vinto | BOLIVIA (PLURINATIONAL STATE OF) | Conformant |
| Tin | Estanho de Rondonia S.A. | BRAZIL | Conformant |
| Tin | Fabrica Auricchio Industria e Comercio Ltda. | BRAZIL | Conformant |
| Tin | Fenix Metals | POLAND | Conformant |
| Tin | Gejiu Fengming Metallurgy Chemical Plant | CHINA | Nonconformant |
| Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA | Conformant |
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA | Conformant |
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA | Conformant |
| | | | | | | | | | | | | | |
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA | Conformant |
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CHINA | Conformant |
| Tin | Guanyang Guida Nonferrous Metal Smelting Plant | CHINA | Nonconformant |
| Tin | HuiChang Hill Tin Industry Co., Ltd. | CHINA | Nonconformant |
| Tin | Huichang Jinshunda Tin Co., Ltd. | CHINA | Nonconformant |
| Tin | Jiangxi Jiangwu Cobalt Industry Co., Ltd | CHINA | Nonconformant |
| Tin | Jiangxi Ketai Advanced Material Co., Ltd. | CHINA | Nonconformant |
| Tin | Jiangxi New Nanshan Technology Ltd. | CHINA | Conformant |
| Tin | Jiangxi Rui da Xinnengyuan Technology Co., Ltd. | CHINA | Nonconformant |
| Tin | Luna Smelter, Ltd. | RWANDA1 | Conformant |
| Tin | Ma'anshan Weitai Tin Co., Ltd. | CHINA | Nonconformant |
| Tin | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL | Conformant |
| Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA | Conformant |
| Tin | Melt Metais e Ligas S.A. | BRAZIL | Conformant |
| Tin | Metallic Resources, Inc. | UNITED STATES OF AMERICA | Conformant |
| Tin | Mineracao Taboca S.A. | BRAZIL | Conformant |
| Tin | Minsur | PERU | Conformant |
| Tin | Mitsubishi Materials Corporation | JAPAN | Conformant |
| Tin | New Providence Metals Marketing Inc. | CANADA | Nonconformant |
| Tin | Novosibirsk Tin Combine | RUSSIAN FEDERATION | Conformant |
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | Conformant |
| Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES | Conformant |
| Tin | Operaciones Metalurgicas S.A. | BOLIVIA (PLURINATIONAL STATE OF) | Conformant |
| Tin | Precious Minerals and Smelting Limited | INDIA | Conformant |
| Tin | PT Aries Kencana Sejahtera | INDONESIA | Conformant |
| Tin | PT Artha Cipta Langgeng | INDONESIA | Conformant |
| Tin | PT ATD Makmur Mandiri Jaya | INDONESIA | Conformant |
| Tin | PT Babel Inti Perkasa | INDONESIA | Conformant |
| Tin | PT Babel Surya Alam Lestari | INDONESIA | Conformant |
| Tin | PT Bangka Prima Tin | INDONESIA | Conformant |
| Tin | PT Bangka Serumpun | INDONESIA | Conformant |
| Tin | PT Bangka Tin Industry | INDONESIA | Conformant |
| Tin | PT Belitung Industri Sejahtera | INDONESIA | Conformant |
| Tin | PT Bukit Timah | INDONESIA | Conformant |
| Tin | PT Cipta Persada Mulia | INDONESIA | Conformant |
| Tin | PT DS Jaya Abadi | INDONESIA | Nonconformant |
| Tin | PT Inti Stania Prima | INDONESIA | Nonconformant |
| Tin | PT Lautan Harmonis Sejahtera | INDONESIA | Nonconformant |
| Tin | PT Menara Cipta Mulia | INDONESIA | Conformant |
| Tin | PT Mitra Stania Prima | INDONESIA | Conformant |
| Tin | PT Mitra Sukses Globalindo | INDONESIA | Conformant |
| Tin | PT Panca Mega Persada | INDONESIA | Conformant |
| Tin | PT Premium Tin Indonesia | INDONESIA | Conformant |
| Tin | PT Prima Timah Utama | INDONESIA | Conformant |
| Tin | PT Putera Sarana Shakti (PT PSS) | INDONESIA | Conformant |
| Tin | PT Rajawali Rimba Perkasa | INDONESIA | Conformant |
| Tin | PT Refined Bangka Tin | INDONESIA | Conformant |
| Tin | PT Sariwiguna Binasentosa | INDONESIA | Conformant |
| Tin | PT Stanindo Inti Perkasa | INDONESIA | Conformant |
| Tin | PT Sukses Inti Makmur | INDONESIA | Conformant |
| Tin | PT Sumber Jaya Indah | INDONESIA | Nonconformant |
| Tin | PT Timah Nusantara | INDONESIA | Conformant |
| | | | | | | | | | | | | | |
| Tin | PT Timah Tbk Kundur | INDONESIA | Conformant |
| Tin | PT Timah Tbk Mentok | INDONESIA | Conformant |
| Tin | PT Tinindo Inter Nusa | INDONESIA | Conformant |
| Tin | PT Tommy Utama | INDONESIA | Conformant |
| Tin | Resind Industria e Comercio Ltda. | BRAZIL | Conformant |
| Tin | Rui Da Hung | TAIWAN, PROVINCE OF CHINA | Conformant |
| Tin | Smelter not listed | INDONESIA | Nonconformant |
| Tin | Soft Metais Ltda. | BRAZIL | Nonconformant |
| Tin | Super Ligas | BRAZIL | Conformant |
| Tin | Thai Nguyen Mining and Metallurgy Co., Ltd. | VIETNAM | Nonconformant |
| Tin | Thaisarco | THAILAND | Conformant |
| Tin | Tin Smelting Branch of Yunnan Tin Co., Ltd. | CHINA | Conformant |
| Tin | Tin Technology & Refining | UNITED STATES OF AMERICA | Conformant |
| Tin | White Solder Metalurgia e Mineracao Ltda. | BRAZIL | Conformant |
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA | Conformant |
| Tin | Yunnan Copper Industry Co., Ltd. | CHINA | Conformant |
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | CHINA | Conformant |
| Tungsten | A.L.M.T. Corp. | JAPAN | Conformant |
| Tungsten | ACL Metais Eireli | BRAZIL | Conformant |
| Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | BRAZIL | Conformant |
| Tungsten | Asia Tungsten Products Vietnam Ltd. | VIETNAM | Conformant |
| Tungsten | China Molybdenum Tungsten Co., Ltd. | CHINA | Conformant |
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | Conformant |
| Tungsten | Cronimet Brasil Ltda | BRAZIL | Conformant |
| Tungsten | Fujian Ganmin RareMetal Co., Ltd. | CHINA | Conformant |
| Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CHINA | Nonconformant |
| Tungsten | Fujian Xinlu Tungsten Co., Ltd. | CHINA | Conformant |
| Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | CHINA | Conformant |
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA | Conformant |
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | Conformant |
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | Conformant |
| Tungsten | Global Tungsten & Powders Corp. | UNITED STATES OF AMERICA | Conformant |
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CHINA | Conformant |
| Tungsten | H.C. Starck Tungsten GmbH | GERMANY | Conformant |
| Tungsten | Hubei Green Tungsten Co., Ltd. | CHINA | Conformant |
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | CHINA | Conformant |
| Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA | Nonconformant |
| Tungsten | Hunan Jintai New Material Co., Ltd. | CHINA | Conformant |
| Tungsten | Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch | CHINA | Conformant |
| Tungsten | Hydrometallurg, JSC | RUSSIAN FEDERATION | Conformant |
| Tungsten | Japan New Metals Co., Ltd. | JAPAN | Conformant |
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | Conformant |
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | Conformant |
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA | Conformant |
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | Conformant |
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | Conformant |
| Tungsten | JSC “Kirovgrad Hard Alloys Plant” | RUSSIAN FEDERATION | Conformant |
| Tungsten | Kennametal Fallon | UNITED STATES OF AMERICA | Conformant |
| Tungsten | Kennametal Huntsville | UNITED STATES OF AMERICA | Conformant |
| Tungsten | KGETS Co., Ltd. | KOREA, REPUBLIC OF | Nonconformant |
| | | | | | | | | | | | | | |
| Tungsten | Lianyou Metals Co., Ltd. | TAIWAN, PROVINCE OF CHINA | Conformant |
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA | Conformant |
| Tungsten | Masan High-Tech Materials | VIETNAM | Conformant |
| Tungsten | Moliren Ltd. | RUSSIAN FEDERATION | Conformant |
| Tungsten | Niagara Refining LLC | UNITED STATES OF AMERICA | Conformant |
| Tungsten | NPP Tyazhmetprom LLC | RUSSIAN FEDERATION | Conformant |
| Tungsten | OOO “Technolom” 1 | RUSSIAN FEDERATION | Conformant |
| Tungsten | OOO “Technolom” 2 | RUSSIAN FEDERATION | Conformant |
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES | Conformant |
| Tungsten | TANIOBIS Smelting GmbH & Co. KG | GERMANY | Conformant |
| Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | VIETNAM | Nonconformant |
| Tungsten | Unecha Refractory metals plant | RUSSIAN FEDERATION | Conformant |
| Tungsten | Wolfram Bergbau und Hutten AG | AUSTRIA | Conformant |
| Tungsten | Woltech Korea Co., Ltd. | KOREA, REPUBLIC OF | Nonconformant |
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA | Conformant |
| Tungsten | Xiamen Tungsten Co., Ltd. | CHINA | Conformant |
| Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA | Nonconformant |
| Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA | Nonconformant |
| Gold | 8853 S.p.A. | ITALY | Conformant |
| Gold | Abington Reldan Metals, LLC | UNITED STATES OF AMERICA | Conformant |
1 We identified two smelters or refiners located in a Covered Country, one of which has been certified as RMAP conformant.
Schedule 2
Countries of Origin
| | | | | |
| Argentina | Luxembourg |
| Australia | Madagascar |
| Austria | Malaysia |
| Belgium | Mongolia |
| Bolivia | Morocco |
| Brazil | Mozambique |
Burundi2 | Myanmar |
| Cambodia | Namibia |
| Canada | Netherlands |
| Chile | Niger |
| China | Nigeria |
| Colombia | Peru |
| | | | | |
| Democratic Republic of Congo2 | Portugal |
| Djibouti | Republic of the Congo2 |
| Ecuador | Russian Federation |
| Egypt | Rwanda2 |
| Estonia | Sierra Leone |
| Ethiopia | Singapore |
| France | Slovakia |
| Germany | South Africa |
| Guyana | Spain |
| Hungary | Suriname |
| India | Switzerland |
| Indonesia | Taiwan |
| Ireland | Thailand |
| Israel | United Kingdom |
| Japan | United States |
| Kazakhstan | Vietnam |
| Korea | Zimbabwe |
| Laos | |
2 All the smelters or refiners that reported these Covered Countries as a source of 3TG Minerals were also certified as RMAP conformant. Note however that not all smelters in Covered Countries reported their Countries of Origin, including the non-conformant smelter in Uganda listed in Schedule 1.