Please wait




Exhibit 1.01
Conflict Minerals Report
Embecta Corp. has included this Conflict Minerals Report as an exhibit to its Form SD for 2025, as contemplated by Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and Form SD (collectively, the “Conflict Minerals Rule”). The date of filing of this Conflict Minerals Report is May 22, 2026.
The term “Embecta,” “we,” “us” and “our” refer to Embecta Corp. and its consolidated subsidiaries for or at the end of 2025. As used herein and consistent with the Conflict Minerals Rule, “Conflict Minerals” or “3TG” are columbite-tantalite (coltan), cassiterite, gold, wolframite and the derivatives tantalum, tin, and tungsten, without regard to the location of origin of the minerals or derivative metals. The “Conflict Affected Region” is defined as the Democratic Republic of the Congo and its adjacent countries, which include Angola, Burundi, Central African Republic, the Republic of the Congo, Rwanda, South Sudan, Tanzania, Uganda, and Zambia.
Overview
Embecta, formerly part of Becton, Dickinson and Company, is a global company that is advancing its 100-year legacy in insulin delivery to become a broad-based medical supplies company, helping to improve lives through innovative solutions, partnerships, and the passion of approximately 2,000 employees around the globe. Embecta is subject to the Conflict Minerals Rule because, for 2025, certain of the raw materials and components contained in some of the products that we manufactured or contracted to manufacture contained 3TG that were necessary to the functionality or production of the products. Many of the raw materials and components contained in our products do not contain any 3TG.
We do not directly source 3TG from mines, smelters, or refiners, and we believe that we are many levels removed from these market participants.
Reasonable Country of Origin Inquiry; Smelter and Refiner and Country of Origin Information
As required by the Conflict Minerals Rule, for 2025, a “reasonable country of origin inquiry” was conducted. The outreach included 6 suppliers (the “Suppliers”) that were identified through internal scoping processes as having provided, or that we believe may have provided, us with raw materials or components that contain 3TG. The number of Suppliers included in the 2025 outreach reflected Embecta’s 2025 internal scoping process, including changes in suppliers, products, components, and/or raw materials determined to be in scope for purposes of the Conflict Minerals Rule. Suppliers representing 100% of Embecta’s in-scope spend for 2025 responded to Embecta’s reasonable country of origin inquiry.
For 2025, our Suppliers identified 329 smelters and refiners as described in the Table 1. Smelter summary. The number of identified smelters and refiners may vary from year to year due to changes in supplier responses, supplier sourcing



1 of 23






practices, CMRT reporting scope, product or component sourcing. Smelters and refiners are sorted by mineral and risk level, as potentially having processed the necessary 3TG contained in our in-scope products. The names of the identified smelters and refiners are listed in Appendix A. The origin of only a portion (if any) of the necessary Conflict Minerals contained in each of our in-scope products was determined.


Table 1. Smelter Summary
Covered Country Sourced
Non-Covered Countries Only
100% Recycled or Scrap
Other Source Country
Total Smelters
Metal
RMAP Conformant
RMAP Conformant
RMAP Conformant
RMAP Active
Non-Conformant
On Smelter Look-up Tab Only
Gold
1
88
0
0
5
19
63
176
Tantalum
15
17
0
0
1
0
2
35
Tin
8
35
2
4
2
10
7
68
Tungsten
10
23
0
0
1
5
11
50
Total
34
163
2
4
9
34
83
329

Based on the results of our reasonable country of origin inquiry, due diligence was conducted for 2025. These due diligence efforts are discussed later in this Conflict Minerals Report.
Conclusion Statement
Based on the information obtained through our reasonable country of origin inquiry and due diligence efforts, none of the necessary 3TG contained in our in-scope products were determined by Embecta to directly or indirectly finance or benefit armed groups in the Conflict Affected Region. However, Embecta did not conclude that any of our products were “DRC conflict free.” The terms “armed group” and “DRC conflict free” have the meanings contained in the Conflict Minerals Rule.



2 of 23






Due Diligence Program
Design Framework
The due diligence measures relating to 3TG were designed to conform with the criteria set forth in the OECD Guidance, including the Supplement on Tin, Tantalum and Tungsten and the Supplement on Gold (Third Edition).
Selected Elements of Our Due Diligence Program
The OECD Guidance provides a framework for responsible supply chain due diligence for minerals from conflict-affected and high-risk areas. Selected elements of our due diligence program are discussed below. However, these do not represent all the elements of our program to ensure that the 3TG contained in our products is responsibly sourced.
Conflict Minerals Team:
We have a Conflict Minerals Steering Team (the “Steering Team”) responsible for overseeing compliance. The Steering Team engages with functional leadership around progress and collaborating with necessary third-party resources. The Steering Team consists of representatives from compliance, sustainability, and procurement.
Internal and External Communication of Conflict Minerals Program and Training:
Applicable suppliers and subcontractors are provided with information on the Conflict Minerals Rule, our commitment to compliance with the Rule and/or our sourcing expectations. This is done in writing, through meetings and other live communications and/or through contractual requirements.
Embecta utilized a third party who is a vendor member of the Responsible Minerals Initiative (“RMI”) to support its reasonable country of origin inquiry and supplier outreach.
Data Storage and Retention:
We keep business records that relate to our Conflict Minerals program and maintain them for 5 years.
Contractual Compliance Requirements:
Embecta’s Expectations for Suppliers, which contains our supplier compliance requirements relating to many different subject areas, requires suppliers to provide information to support our compliance efforts under the Conflict Minerals Rule.
Grievance Mechanisms:
We maintain grievance mechanisms that allow employees, suppliers, and other interested parties to report alleged violations related to Conflict Minerals and other related policies. Information about these reporting channels is publicly available. Any grievances received are communicated to the Steering Team. Employees, suppliers, and other interested parties can report conduct inconsistent with the Expectations for Suppliers through our Global Ethics Help



3 of 23






Line at 1-833-600-1032. We review every report submitted through this channel in accordance with our internal procedures.
Collection, Assessment, and Internal Reporting of Supply Chain Information:
Suppliers that Embecta determines to be in-scope are requested to complete a Conflict Minerals Reporting Template (“CMRT”), which contains questions on the inclusion and source of 3TG in the materials they supplied to us, as well as their compliance activities. For 2025, Embecta sent requests to 6 Suppliers to provide us with a completed CMRT. Follow-up emails or phone calls were made to Suppliers that did not provide a response within a specified time frame. If a Supplier still did not respond to the request or refused to respond, this information was forwarded to Global Procurement or local buyers at manufacturing plants to support the escalation process.
Upon receipt of a CMRT from a Supplier, the response was processed through a Supplier Response Analysis process. The completed responses received from Suppliers were reviewed against “red flag” criteria and checked for errors and inaccuracies. Additionally, submitted CMRTs were reviewed for certain errors and inaccuracies, and follow-up was conducted with these Suppliers, if applicable.
Smelters and refiners identified to us by the Suppliers were reviewed against those contained on the Smelter Look-up tab of the CMRT and the RMI smelter database, which includes information published by RMI, the Responsible Jewelry Council and the London Bullion Market Association. To the extent that a completed response identified a smelter or refiner, that information was also reviewed against the lists of conformant and active (or equivalent) smelters and refiners published by the RMI as of April 17, 2026.
To the extent that a smelter or refiner identified by a Supplier was not listed as conformant or the equivalent by the RMI, publicly available information was consulted to attempt to determine whether the smelter or refiner obtained 3TG from sources that directly or indirectly financed or benefitted armed groups in the Conflict Affected Region. See “Reasonable Country of Origin Inquiry; Smelter and Refiner and Country of Origin Information” and Appendix A for further information on the smelters and refiners identified by the Suppliers.
Based on the information furnished by the Suppliers and other information known to us, the risk of adverse impacts was assessed. The findings of the supply chain risk assessment were reported to the Steering Team. In particular, smelters and refiners identified as not RMAP Conformant or Active, or listed only on the CMRT Smelter Look-up tab, were reviewed as part of Embecta’s risk assessment process.
Any non-compliances with our expectations for Suppliers or findings involving higher levels of risk are prioritized for appropriate action, determined on a case-by-case basis. These actions may include additional information gathering and risk assessment, direct engagement with suppliers to agree on mitigation plans, or monitoring. Based on the information obtained through its due diligence process for 2025, Embecta did not identify any smelter or refiner that it



4 of 23






determined to be directly or indirectly financing or benefiting armed groups in the Conflict Affected Region.
Use of Independent Third-party Audits to Assess Smelter and Refiner Due Diligence:
As part of our due diligence efforts, we rely on information published by RMI regarding independent third-party audits of smelters and refiners. This information is used to assess whether a smelter or refiner meets the criteria to be considered RMI Responsible Minerals Assurance Process (“RMAP”) Conformant.
Report on Supply Chain Due Diligence:
We file a Form SD and a Conflict Minerals Report with the Securities and Exchange Commission and make these documents available on our website.
Product Information
In-scope products for 2025 included a range of insulin delivery devices (e.g. syringes and pen-needles). Not all products in each category were in-scope, as not all contained necessary 3TG or were manufactured or contracted for manufacture by us.
For 2025, despite Embecta’s reasonable country of origin inquiry and due diligence efforts, at least a portion of the smelters and refiners and countries of origin of the necessary 3TG contained in each of our in-scope products was undeterminable. Identified smelters and refiners and country of origin information are described under “Reasonable Country of Origin Inquiry; Smelter and Refiner and Country of Origin Information” and on Appendix A.








5 of 23






Appendix A
In connection with the reasonable country of origin inquiry and due diligence, as applicable, the Suppliers identified to us the smelters and refiners listed below, sorted by mineral and risk level, as potentially having processed the necessary 3TG contained in our in-scope products in 2025.
#
Metal
Processor
Processor ID
Audit Status
1
Gold
Heraeus Metals Hong Kong Ltd. 
CID000707
Conformant 
2
Gold
Metalor Technologies (Hong Kong) Ltd. 
CID001149
Conformant 
3
Gold
Metalor Technologies S.A. 
CID001153
Conformant 
4
Gold
MKS PAMP SA 
CID001352
Conformant 
5
Gold
Rand Refinery (Pty) Ltd. 
CID001512
Conformant 
6
Gold
Shandong Gold Smelting Co., Ltd. 
CID001916
Conformant 
7
Gold
Shandong Zhaojin Gold & Silver Refinery Co., Ltd. 
CID001622
Conformant 
8
Gold
Solar Applied Materials Technology Corp. 
CID001761
Conformant 
9
Gold
Zhongyuan Gold Smelter of Zhongjin Gold Corporation 
CID002224
Conformant 
10
Gold
Asahi Refining Canada Ltd. 
CID000924
Conformant 
11
Gold
CCR Refinery - Glencore Canada Corporation 
CID000185
Conformant 
12
Gold
Metalor Technologies (Singapore) Pte., Ltd. 
CID001152
Conformant 
13
Gold
Metalor Technologies (Suzhou) Ltd. 
CID001147
Conformant 
14
Gold
Metalor USA Refining Corporation 
CID001157
Conformant 
15
Gold
Metalurgica Met-Mex Penoles S.A. De C.V. 
CID001161
Conformant 
16
Gold
Royal Canadian Mint 
CID001534
Conformant 
17
Gold
United Precious Metal Refining, Inc. 
CID001993
Conformant 
18
Gold
8853 S.p.A. 
CID002763
On Smelter Look-up Tab Only 
19
Gold
ABC Refinery Pty Ltd. 
CID002920
On Smelter Look-up Tab Only 



6 of 23






20
Gold
Abington Reldan Metals, LLC 
CID002708
Conformant 
21
Gold
Advanced Chemical Company 
CID000015
Conformant 
22
Gold
African Gold Refinery 
CID003185
On Smelter Look-up Tab Only 
23
Gold
Agosi AG 
CID000035
Conformant 
24
Gold
Aida Chemical Industries Co., Ltd. 
CID000019
Conformant 
25
Gold
Al Etihad Gold Refinery DMCC 
CID002560
On Smelter Look-up Tab Only 
26
Gold
Albino Mountinho Lda. 
CID002760
On Smelter Look-up Tab Only 
27
Gold
Alexy Metals 
CID003500
On Smelter Look-up Tab Only 
28
Gold
Almalyk Mining and Metallurgical Complex (AMMC) 
CID000041
Conformant 
29
Gold
AngloGold Ashanti Corrego do Sitio Mineracao 
CID000058
Conformant 
30
Gold
Argor-Heraeus S.A. 
CID000077
Conformant 
31
Gold
ASAHI METALFINE, Inc. 
CID000082
Conformant 
32
Gold
Asahi Refining USA Inc. 
CID000920
Conformant 
33
Gold
Asaka Riken Co., Ltd. 
CID000090
Conformant 
34
Gold
Atasay Kuyumculuk Sanayi Ve Ticaret A.S. 
CID000103
On Smelter Look-up Tab Only 
35
Gold
Attero Recycling Pvt Ltd 
CID004697
On Smelter Look-up Tab Only 
36
Gold
AU Traders and Refiners 
CID002850
On Smelter Look-up Tab Only 
37
Gold
Augmont Enterprises Private Limited 
CID003461
On Smelter Look-up Tab Only 
38
Gold
Aurubis AG, Hamburg 
CID000113
Conformant 
39
Gold
Bangalore Refinery 
CID002863
Active 
40
Gold
Bangko Sentral ng Pilipinas (Central Bank of the Philippines) 
CID000128
Conformant 
41
Gold
Boliden Ronnskar 
CID000157
Conformant 



7 of 23






42
Gold
C. Hafner GmbH + Co. KG 
CID000176
Conformant 
43
Gold
Caridad 
CID000180
On Smelter Look-up Tab Only 
44
Gold
Cendres + Metaux S.A. 
CID000189
On Smelter Look-up Tab Only 
45
Gold
CGR Metalloys Pvt Ltd. 
CID003382
On Smelter Look-up Tab Only 
46
Gold
Chimet S.p.A. 
CID000233
Conformant 
47
Gold
Chugai Mining 
CID000264
Conformant 
48
Gold
Coimpa Industrial LTDA 
CID004010
Conformant 
49
Gold
Daye Non-Ferrous Metals Mining Ltd. 
CID000343
On Smelter Look-up Tab Only 
50
Gold
Degussa Sonne / Mond Goldhandel GmbH 
CID002867
On Smelter Look-up Tab Only 
51
Gold
Dijllah Gold Refinery FZC 
CID003348
On Smelter Look-up Tab Only 
52
Gold
Dongwu Gold Group 
CID003663
On Smelter Look-up Tab Only 
53
Gold
Dowa 
CID000401
Conformant 
54
Gold
DSC (Do Sung Corporation) 
CID000359
Conformant 
55
Gold
Eco-System Recycling Co., Ltd. East Plant 
CID000425
Conformant 
56
Gold
Eco-System Recycling Co., Ltd. North Plant 
CID003424
Conformant 
57
Gold
Eco-System Recycling Co., Ltd. West Plant 
CID003425
Conformant 
58
Gold
Elite Industech Co., Ltd. 
CID004755
Conformant 
59
Gold
Emerald Jewel Industry India Limited (Unit 1) 
CID003487
On Smelter Look-up Tab Only 
60
Gold
Emerald Jewel Industry India Limited (Unit 2) 
CID003488
On Smelter Look-up Tab Only 
61
Gold
Emerald Jewel Industry India Limited (Unit 3) 
CID003489
On Smelter Look-up Tab Only 
62
Gold
Emerald Jewel Industry India Limited (Unit 4) 
CID003490
On Smelter Look-up Tab Only 



8 of 23






63
Gold
Emirates Gold DMCC 
CID002561
On Smelter Look-up Tab Only 
64
Gold
Fidelity Printers and Refiners Ltd. 
CID002515
On Smelter Look-up Tab Only 
65
Gold
Fujairah Gold FZC 
CID002584
On Smelter Look-up Tab Only 
66
Gold
GGC Gujrat Gold Centre Pvt. Ltd. 
CID002852
On Smelter Look-up Tab Only 
67
Gold
Gold by Gold Colombia 
CID003641
Conformant 
68
Gold
Gold Coast Refinery 
CID003186
On Smelter Look-up Tab Only 
69
Gold
Zijin Mining Group Gold Smelting Co. Ltd. 
CID002243
Conformant 
70
Gold
Great Wall Precious Metals Co., Ltd. of CBPM 
CID001909
On Smelter Look-up Tab Only 
71
Gold
Guangdong Jinding Gold Limited 
CID002312
On Smelter Look-up Tab Only 
72
Gold
Guoda Safina High-Tech Environmental Refinery Co., Ltd. 
CID000651
On Smelter Look-up Tab Only 
73
Gold
Hangzhou Fuchunjiang Smelting Co., Ltd. 
CID000671
On Smelter Look-up Tab Only 
74
Gold
Heimerle + Meule GmbH 
CID000694
Conformant 
75
Gold
Heraeus Germany GmbH Co. KG 
CID000711
Conformant 
76
Gold
Hunan Chenzhou Mining Co., Ltd. 
CID000767
On Smelter Look-up Tab Only 
77
Gold
Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. 
CID000773
On Smelter Look-up Tab Only 
78
Gold
HwaSeong CJ CO., LTD. 
CID000778
On Smelter Look-up Tab Only 
79
Gold
Impala Platinum - Platinum Metals Refinery (PMR) 
CID004714
Active 
80
Gold
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. 
CID000801
Conformant 
81
Gold
International Precious Metal Refiners 
CID002562
On Smelter Look-up Tab Only 



9 of 23






82
Gold
Ishifuku Metal Industry Co., Ltd. 
CID000807
Conformant 
83
Gold
Istanbul Gold Refinery 
CID000814
Conformant 
84
Gold
Italpreziosi 
CID002765
Conformant 
85
Gold
JALAN & Company 
CID002893
On Smelter Look-up Tab Only 
86
Gold
Japan Mint 
CID000823
Conformant 
87
Gold
Jiangxi Copper Co., Ltd. 
CID000855
Conformant 
88
Gold
JSC Ekaterinburg Non-Ferrous Metal Processing Plant 
CID000927
On Smelter Look-up Tab Only 
89
Gold
JSC Novosibirsk Refinery 
CID000493
On Smelter Look-up Tab Only 
90
Gold
JSC Uralelectromed 
CID000929
On Smelter Look-up Tab Only 
91
Gold
JX Advanced Metals Corporation 
CID000937
Conformant 
92
Gold
K.A. Rasmussen 
CID003497
On Smelter Look-up Tab Only 
93
Gold
Kazakhmys Smelting LLC 
CID000956
On Smelter Look-up Tab Only 
94
Gold
Kazzinc 
CID000957
Conformant 
95
Gold
Kennecott Utah Copper LLC 
CID000969
Conformant 
96
Gold
Kojima Chemicals Co., Ltd. 
CID000981
Conformant 
97
Gold
Korea Zinc Co., Ltd. 
CID002605
Conformant 
98
Gold
Kundan Care Products Ltd. 
CID003463
On Smelter Look-up Tab Only 
99
Gold
Kyrgyzaltyn JSC 
CID001029
On Smelter Look-up Tab Only 
100
Gold
Kyshtym Copper-Electrolytic Plant ZAO 
CID002865
On Smelter Look-up Tab Only 
101
Gold
L'azurde Company For Jewelry 
CID001032
On Smelter Look-up Tab Only 
102
Gold
Lingbao Gold Co., Ltd. 
CID001056
On Smelter Look-up Tab Only 



10 of 23






103
Gold
Lingbao Jinyuan Tonghui Refinery Co., Ltd. 
CID001058
On Smelter Look-up Tab Only 
104
Gold
L'Orfebre S.A. 
CID002762
On Smelter Look-up Tab Only 
105
Gold
LS MnM Inc. 
CID001078
Conformant 
106
Gold
LT Metal Ltd. 
CID000689
Conformant 
107
Gold
Luoyang Zijin Yinhui Gold Refinery Co., Ltd. 
CID001093
On Smelter Look-up Tab Only 
108
Gold
Marsam Metals 
CID002606
On Smelter Look-up Tab Only 
109
Gold
Materion 
CID001113
Conformant 
110
Gold
Matsuda Sangyo Co., Ltd. 
CID001119
Conformant 
111
Gold
MD Overseas 
CID003548
On Smelter Look-up Tab Only 
112
Gold
Metal Concentrators SA (Pty) Ltd. 
CID003575
Conformant 
113
Gold
Metallix Refining Inc. 
CID003557
On Smelter Look-up Tab Only 
114
Gold
Minera Titan del Peru SRL (MTP) - Belen Plant 
CID005014
Active 
115
Gold
Mitsubishi Materials Corporation 
CID001188
Conformant 
116
Gold
Mitsui Mining and Smelting Co., Ltd. 
CID001193
Conformant 
117
Gold
MMTC-PAMP India Pvt., Ltd. 
CID002509
Conformant 
118
Gold
Modeltech Sdn Bhd 
CID002857
On Smelter Look-up Tab Only 
119
Gold
Morris and Watson 
CID002282
On Smelter Look-up Tab Only 
120
Gold
Moscow Special Alloys Processing Plant 
CID001204
On Smelter Look-up Tab Only 
121
Gold
Nadir Metal Rafineri San. Ve Tic. A.S. 
CID001220
Conformant 
122
Gold
Navoi Mining and Metallurgical Combinat 
CID001236
Conformant 
123
Gold
NH Recytech Company 
CID003189
Conformant 
124
Gold
Nihon Material Co., Ltd. 
CID001259
Conformant 



11 of 23






125
Gold
NOBLE METAL SERVICES 
CID003690
On Smelter Look-up Tab Only 
126
Gold
Oegussa Oesterreichische Gold- und Silber-Scheideanstalt Gesm.b.H. 
CID002779
Active 
127
Gold
Ohura Precious Metal Industry Co., Ltd. 
CID001325
Conformant 
128
Gold
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) 
CID001326
On Smelter Look-up Tab Only 
129
Gold
Pease & Curren 
CID002872
On Smelter Look-up Tab Only 
130
Gold
Penglai Penggang Gold Industry Co., Ltd. 
CID001362
On Smelter Look-up Tab Only 
131
Gold
Planta Recuperadora de Metales SpA 
CID002919
Conformant 
132
Gold
Prioksky Plant of Non-Ferrous Metals 
CID001386
On Smelter Look-up Tab Only 
133
Gold
PT Aneka Tambang (Persero) Tbk 
CID001397
Conformant 
134
Gold
PX Precinox S.A. 
CID001498
Conformant 
135
Gold
QG Refining, LLC 
CID003324
On Smelter Look-up Tab Only 
136
Gold
Refinery of Seemine Gold Co., Ltd. 
CID000522
On Smelter Look-up Tab Only 
137
Gold
REMONDIS PMR B.V. 
CID002582
Conformant 
138
Gold
SAAMP 
CID002761
On Smelter Look-up Tab Only 
139
Gold
Sabin Metal Corp. 
CID001546
On Smelter Look-up Tab Only 
140
Gold
Safimet S.p.A 
CID002973
On Smelter Look-up Tab Only 
141
Gold
SAFINA A.S. 
CID002290
Conformant 
142
Gold
SAM Precious Metals FZ-LLC 
CID003666
On Smelter Look-up Tab Only 
143
Gold
Samduck Precious Metals 
CID001555
On Smelter Look-up Tab Only 
144
Gold
Samwon Metals Corp. 
CID001562
On Smelter Look-up Tab Only 



12 of 23






145
Gold
SEMPSA Joyeria Plateria S.A. 
CID001585
Conformant 
146
Gold
Shandong Humon Smelting Co., Ltd. 
CID002525
On Smelter Look-up Tab Only 
147
Gold
Shandong Tiancheng Biological Gold Industrial Co., Ltd. 
CID001619
On Smelter Look-up Tab Only 
148
Gold
Shenzhen CuiLu Gold Co., Ltd. 
CID002750
On Smelter Look-up Tab Only 
149
Gold
Shenzhen Zhonghenglong Real Industry Co., Ltd. 
CID002527
On Smelter Look-up Tab Only 
150
Gold
Shirpur Gold Refinery Ltd. 
CID002588
On Smelter Look-up Tab Only 
151
Gold
Sichuan Tianze Precious Metals Co., Ltd. 
CID001736
Conformant 
152
Gold
Singway Technology Co., Ltd. 
CID002516
On Smelter Look-up Tab Only 
153
Gold
Umicore Precious Metals Thailand 
CID002314
On Smelter Look-up Tab Only 
154
Gold
SOE Shyolkovsky Factory of Secondary Precious Metals 
CID001756
On Smelter Look-up Tab Only 
155
Gold
Sovereign Metals 
CID003383
On Smelter Look-up Tab Only 
156
Gold
State Research Institute Center for Physical Sciences and Technology 
CID003153
On Smelter Look-up Tab Only 
157
Gold
Sumitomo Metal Mining Co., Ltd. 
CID001798
Conformant 
158
Gold
SungEel HiMetal Co., Ltd. 
CID002918
Conformant 
159
Gold
Super Dragon Technology Co., Ltd. 
CID001810
On Smelter Look-up Tab Only 
160
Gold
T.C.A S.p.A 
CID002580
Conformant 
161
Gold
Tanaka Kikinzoku Kogyo K.K. 
CID001875
Conformant 
162
Gold
TITAN COMPANY LIMITED, JEWELLERY DIVISION 
CID004491
Active 
163
Gold
Tokuriki Honten Co., Ltd. 
CID001938
Conformant 
164
Gold
Tongling Nonferrous Jinguan (Ausmelt) Copper Industry 
CID001947
On Smelter Look-up Tab Only 
165
Gold
TOO Tau-Ken-Altyn 
CID002615
Conformant 



13 of 23






166
Gold
Torecom 
CID001955
On Smelter Look-up Tab Only 
167
Gold
Umicore S.A. Business Unit Precious Metals Refining 
CID001980
Conformant 
168
Gold
Valcambi S.A. 
CID002003
Conformant 
169
Gold
WEEEREFINING 
CID003615
On Smelter Look-up Tab Only 
170
Gold
Gold Corporation - The Perth Mint 
CID002030
Conformant 
171
Gold
WIELAND Edelmetalle GmbH 
CID002778
Conformant 
172
Gold
Yamakin Co., Ltd. 
CID002100
Conformant 
173
Gold
Yokohama Metal Co., Ltd. 
CID002129
Conformant 
174
Gold
Yunnan Copper Southwest Copper Branch 
CID000197
On Smelter Look-up Tab Only 
175
Gold
GG Refinery Ltd. 
CID004506
Conformant 
176
Gold
KGHM Polska Miedz Spolka Akcyjna 
CID002511
Conformant 
177
Tantalum
5D Production OU 
CID003926
On Smelter Look-up Tab Only 
178
Tantalum
D Block Metals, LLC 
CID002504
Conformant 
179
Tantalum
F&X Electro-Materials Ltd. 
CID000460
Conformant 
180
Tantalum
FIR Metals & Resource Ltd. 
CID002505
Conformant 
181
Tantalum
Global Advanced Metals Aizu 
CID002558
Conformant 
182
Tantalum
Global Advanced Metals Boyertown 
CID002557
Conformant 
183
Tantalum
Hengyang King Xing Lifeng New Materials Co., Ltd. 
CID002492
Conformant 
184
Tantalum
Jiangxi Dinghai Tantalum & Niobium Co., Ltd. 
CID002512
Conformant 
185
Tantalum
Jiangxi Suns Nonferrous Materials Co. Ltd. 
CID004813
Active 
186
Tantalum
Jiangxi Tuohong New Raw Material 
CID002842
Conformant 
187
Tantalum
JiuJiang JinXin Nonferrous Metals Co., Ltd. 
CID000914
Conformant 
188
Tantalum
KEMET de Mexico 
CID002539
Conformant 



14 of 23






189
Tantalum
Materion Newton Inc. 
CID002548
Conformant 
190
Tantalum
Metallurgical Products India Pvt., Ltd. 
CID001163
Conformant 
191
Tantalum
Mineracao Taboca S.A. 
CID001175
Conformant 
192
Tantalum
Mitsui Kinzoku Company, Limited 
CID001192
Conformant 
193
Tantalum
NPM Silmet AS 
CID001200
Conformant 
194
Tantalum
Resind Industria e Comercio Ltda. 
CID002707
Conformant 
195
Tantalum
RFH Yancheng Jinye New Material Technology Co., Ltd. 
CID003583
Conformant 
196
Tantalum
Solikamsk Magnesium Works OAO 
CID001769
On Smelter Look-up Tab Only 
197
Tantalum
Taki Chemical Co., Ltd. 
CID001869
Conformant 
198
Tantalum
TANIOBIS Japan Co., Ltd. 
CID002549
Conformant 
199
Tantalum
TANIOBIS Smelting GmbH & Co. KG 
CID002550
Conformant 
200
Tantalum
Telex Metals 
CID001891
Conformant 
201
Tantalum
XIMEI RESOURCES (GUANGDONG) LIMITED 
CID000616
Conformant 
202
Tantalum
Yanling Jincheng Tantalum & Niobium Co., Ltd. 
CID001522
Conformant 
203
Tantalum
AMG Brasil 
CID001076
Conformant 
204
Tantalum
Guangdong Rising Rare Metals-EO Materials Ltd. 
CID000291
Conformant 
205
Tantalum
Jiujiang Tanbre Co., Ltd. 
CID000917
Conformant 
206
Tantalum
Jiujiang Zhongao Tantalum & Niobium Co., Ltd. 
CID002506
Conformant 
207
Tantalum
Ningxia Orient Tantalum Industry Co., Ltd. 
CID001277
Conformant 
208
Tantalum
PowerX Ltd. 
CID004054
Conformant 
209
Tantalum
TANIOBIS Co., Ltd. 
CID002544
Conformant 
210
Tantalum
TANIOBIS GmbH 
CID002545
Conformant 
211
Tantalum
Ulba Metallurgical Plant JSC 
CID001969
Conformant 
212
Tin
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. 
CID000228
Conformant 



15 of 23






213
Tin
China Tin Group Co., Ltd. 
CID001070
Conformant 
214
Tin
Gejiu Non-Ferrous Metal Processing Co., Ltd. 
CID000538
Conformant 
215
Tin
Guangdong Hanhe Non-Ferrous Metal Co., Ltd. 
CID003116
Conformant 
216
Tin
PT Timah Tbk Kundur 
CID001477
Conformant 
217
Tin
PT Timah Tbk Mentok 
CID001482
Conformant 
218
Tin
Tin Smelting Branch of Yunnan Tin Co., Ltd. 
CID002180
Conformant 
219
Tin
EM Vinto 
CID000438
Conformant 
220
Tin
Aurubis Beerse 
CID002773
Conformant 
221
Tin
Mineracao Taboca S.A. 
CID001173
Conformant 
222
Tin
Minsur 
CID001182
Conformant 
223
Tin
Operaciones Metalurgicas S.A. 
CID001337
Conformant 
224
Tin
PT Mitra Stania Prima 
CID001453
Conformant 
225
Tin
White Solder Metalurgia e Mineracao Ltda. 
CID002036
Conformant 
226
Tin
Thaisarco 
CID001898
Conformant 
227
Tin
Alpha Assembly Solutions Inc 
CID000292
Conformant 
228
Tin
An Vinh Joint Stock Mineral Processing Company 
CID002703
On Smelter Look-up Tab Only 
229
Tin
Aurubis Berango 
CID002774
Conformant 
230
Tin
Chifeng Dajingzi Tin Industry Co., Ltd. 
CID003190
Conformant 
231
Tin
CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda 
CID003486
Active 
232
Tin
CRM Synergies 
CID003524
Conformant 
233
Tin
Dongguan CiEXPO Environmental Engineering Co., Ltd. 
CID003356
On Smelter Look-up Tab Only 
234
Tin
Dowa 
CID000402
Conformant 
235
Tin
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company 
CID002572
On Smelter Look-up Tab Only 



16 of 23






236
Tin
Estanho de Rondonia S.A. 
CID000448
Conformant 
237
Tin
Fabrica Auricchio Industria e Comercio Ltda. 
CID003582
Conformant 
238
Tin
Fenix Metals 
CID000468
Conformant 
239
Tin
Gejiu City Fuxiang Industry and Trade Co., Ltd. 
CID003410
On Smelter Look-up Tab Only 
240
Tin
Gejiu Kai Meng Industry and Trade LLC 
CID000942
On Smelter Look-up Tab Only 
241
Tin
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. 
CID001908
On Smelter Look-up Tab Only 
242
Tin
Gejiu Zili Mining And Metallurgy Co., Ltd. 
CID000555
On Smelter Look-up Tab Only 
243
Tin
Global Advanced Metals Greenbushes Pty Ltd. 
CID004754
Conformant 
244
Tin
HuiChang Hill Tin Industry Co., Ltd. 
CID002844
Conformant 
245
Tin
Jiangxi New Nanshan Technology Ltd. 
CID001231
On Smelter Look-up Tab Only 
246
Tin
Longnan Chuangyue Environmental Protection Technology Development Co., Ltd 
CID004796
On Smelter Look-up Tab Only 
247
Tin
Ma'anshan Weitai Tin Co., Ltd. 
CID003379
On Smelter Look-up Tab Only 
248
Tin
Magnu's Minerais Metais e Ligas Ltda. 
CID002468
Conformant 
249
Tin
Melt Metais e Ligas S.A. 
CID002500
Active 
250
Tin
Metallic Resources, Inc. 
CID001142
Conformant 
251
Tin
Mitsubishi Materials Corporation 
CID001191
Conformant 
252
Tin
Modeltech Sdn Bhd 
CID002858
On Smelter Look-up Tab Only 
253
Tin
Nghe Tinh Non-Ferrous Metals Joint Stock Company 
CID002573
On Smelter Look-up Tab Only 
254
Tin
Novosibirsk Tin Combine 
CID001305
On Smelter Look-up Tab Only 
255
Tin
O.M. Manufacturing (Thailand) Co., Ltd. 
CID001314
Conformant 
256
Tin
O.M. Manufacturing Philippines, Inc. 
CID002517
Conformant 



17 of 23






257
Tin
Precious Minerals and Smelting Limited 
CID003409
On Smelter Look-up Tab Only 
258
Tin
PT ATD Makmur Mandiri Jaya 
CID002503
Conformant 
259
Tin
PT Bangka Prima Tin 
CID002776
Conformant 
260
Tin
PT Cipta Persada Mulia 
CID002696
Conformant 
261
Tin
PT Mitra Sukses Globalindo 
CID003449
Conformant 
262
Tin
PT Premium Tin Indonesia 
CID000313
Conformant 
263
Tin
PT Prima Timah Utama 
CID001458
Conformant 
264
Tin
PT Putera Sarana Shakti (PT PSS) 
CID003868
Conformant 
265
Tin
PT Rajehan Ariq 
CID002593
Conformant 
266
Tin
Resind Industria e Comercio Ltda. 
CID002706
Conformant 
267
Tin
RIKAYAA GREENTECH PRIVATE LIMITED 
CID004692
On Smelter Look-up Tab Only 
268
Tin
Rui Da Hung 
CID001539
Conformant 
269
Tin
Super Ligas 
CID002756
Conformant 
270
Tin
Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD. 
CID004403
Conformant 
271
Tin
Tin Technology & Refining 
CID003325
Conformant 
272
Tin
VQB Mineral and Trading Group JSC 
CID002015
On Smelter Look-up Tab Only 
273
Tin
Yunnan Chengfeng Non-ferrous Metals Co., Ltd. 
CID002158
On Smelter Look-up Tab Only 
274
Tin
Yunnan Yunfan Non-ferrous Metals Co., Ltd. 
CID003397
Conformant 
275
Tin
Luna Smelter, Ltd. 
CID003387
Conformant 
276
Tin
Malaysia Smelting Corporation Berhad (Port Klang) 
CID004434
Conformant 
277
Tin
Mining Minerals Resources SARL 
CID004065
Conformant 
278
Tin
Woodcross Smelting Company Limited 
CID004724
Conformant 
279
Tin
PT Arsed Indonesia 
CID005067
Conformant 
280
Tungsten
Jiangxi Yaosheng Tungsten Co., Ltd. 
CID002316
Conformant 



18 of 23






281
Tungsten
Xiamen Tungsten Co., Ltd. 
CID002082
Conformant 
282
Tungsten
A.L.M.T. Corp. 
CID000004
Conformant 
283
Tungsten
Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. 
CID003427
On Smelter Look-up Tab Only 
284
Tungsten
China Molybdenum Tungsten Co., Ltd. 
CID002641
Conformant 
285
Tungsten
Chongyi Zhangyuan Tungsten Co., Ltd. 
CID000258
Conformant 
286
Tungsten
CNMC (Guangxi) PGMA Co., Ltd. 
CID000281
On Smelter Look-up Tab Only 
287
Tungsten
Cronimet Brasil Ltda 
CID003468
Conformant 
288
Tungsten
Fujian Xinlu Tungsten Co., Ltd. 
CID003609
On Smelter Look-up Tab Only 
289
Tungsten
Ganzhou Jiangwu Ferrotungsten Co., Ltd. 
CID002315
Conformant 
290
Tungsten
Ganzhou Seadragon W & Mo Co., Ltd. 
CID002494
Conformant 
291
Tungsten
Global Tungsten & Powders LLC 
CID000568
Conformant 
292
Tungsten
Guangdong Xianglu Tungsten Co., Ltd. 
CID000218
Conformant 
293
Tungsten
H.C. Starck Tungsten GmbH 
CID002541
Conformant 
294
Tungsten
HANNAE FOR T Co., Ltd. 
CID003978
On Smelter Look-up Tab Only 
295
Tungsten
Hubei Green Tungsten Co., Ltd. 
CID003417
Conformant 
296
Tungsten
Hunan Jintai New Material Co., Ltd. 
CID000769
On Smelter Look-up Tab Only 
297
Tungsten
Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch 
CID002513
On Smelter Look-up Tab Only 
298
Tungsten
Hydrometallurg, JSC 
CID002649
On Smelter Look-up Tab Only 
299
Tungsten
Japan New Metals Co., Ltd. 
CID000825
Conformant 
300
Tungsten
Jiangwu H.C. Starck Tungsten Products Co., Ltd. 
CID002551
Conformant 
301
Tungsten
Jiangxi Gan Bei Tungsten Co., Ltd. 
CID002321
Conformant 
302
Tungsten
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. 
CID002313
On Smelter Look-up Tab Only 



19 of 23






303
Tungsten
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. 
CID002318
Conformant 
304
Tungsten
Jiangxi Xinsheng Tungsten Industry Co., Ltd. 
CID002317
Conformant 
305
Tungsten
JSC "Kirovgrad Hard Alloys Plant" 
CID003408
On Smelter Look-up Tab Only 
306
Tungsten
KENEE MINING VIETNAM COMPANY LIMITED 
CID004619
Conformant 
307
Tungsten
Kennametal Fallon 
CID000966
Conformant 
308
Tungsten
Kennametal Huntsville 
CID000105
Conformant 
309
Tungsten
Lianyou Metals Co., Ltd. 
CID003407
Conformant 
310
Tungsten
Lianyou Resources Co., Ltd. 
CID004397
Conformant 
311
Tungsten
Malipo Haiyu Tungsten Co., Ltd. 
CID002319
Conformant 
312
Tungsten
Moliren Ltd. 
CID002845
On Smelter Look-up Tab Only 
313
Tungsten
Nam Viet Cromit Joint Stock Company 
CID004034
On Smelter Look-up Tab Only 
314
Tungsten
Niagara Refining LLC 
CID002589
Conformant 
315
Tungsten
NPP Tyazhmetprom LLC 
CID003416
On Smelter Look-up Tab Only 
316
Tungsten
OOO “Technolom” 1 
CID003614
On Smelter Look-up Tab Only 
317
Tungsten
OOO “Technolom” 2 
CID003612
On Smelter Look-up Tab Only 
318
Tungsten
Philippine Bonway Manufacturing Industrial Corporation 
CID004797
Conformant 
319
Tungsten
Philippine Carreytech Metal Corp. 
CID004438
Active 
320
Tungsten
Philippine Chuangxin Industrial Co., Inc. 
CID002827
Conformant 
321
Tungsten
Shinwon Tungsten (Fujian Shanghang) Co., Ltd. 
CID004430
Conformant 
322
Tungsten
Tungsten Vietnam Joint Stock Company 
CID003993
Conformant 
323
Tungsten
Unecha Refractory metals plant 
CID002724
On Smelter Look-up Tab Only 



20 of 23






324
Tungsten
YUDU ANSHENG TUNGSTEN CO., LTD. 
CID003662
On Smelter Look-up Tab Only 
325
Tungsten
Asia Tungsten Products Vietnam Ltd. 
CID002502
Conformant 
326
Tungsten
Masan High-Tech Materials 
CID002543
Conformant 
327
Tungsten
TANIOBIS Smelting GmbH & Co. KG 
CID002542
Conformant 
328
Tungsten
Wolfram Bergbau und Hutten AG 
CID002044
Conformant 
329
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd. 
CID002320
Conformant 

Capitalized terms used and not otherwise defined in this Appendix have the meanings indicated in our Conflict Minerals Report.
Smelters and Refiners
In connection with the reasonable country of origin inquiry and due diligence, as applicable, the Suppliers identified to us the smelters and refiners listed below, sorted by mineral and risk level, as potentially having processed the necessary 3TG contained in our in-scope products in 2025.
We note the following in connection with the information in Appendix A:
(a) The smelters and refiners listed in the table were identified by the Suppliers as being part of our 2025 supply chain. Some of the Suppliers may have reported smelters and refiners that were not in our supply chain (i) since they reported at a “company level,” meaning that they reported to us the 3TG contained in all of their products, not just the products that they sold to us, or (ii) due to over-inclusiveness in the information received from their suppliers. In addition, the smelters and refiners reflected above may not be all of the smelters and refiners in our 2025 supply chain, since many of the Suppliers were unable to identify all of the smelters and refiners used to process the necessary 3TG contained in our in-scope products.
(b) All information in the table is as of April 28, 2026.
(c) “Conformant” means that the smelter or refiner has successfully completed an assessment against the applicable RMAP standard or an equivalent cross-recognized assessment. The included smelters and refiners were not necessarily Conformant for all or part of 2025 and may not continue to be Conformant for any future period.
(d) “Active” means that the smelter or refiner has committed to undergo an RMAP assessment, completed the relevant documents, and scheduled the on-site assessment. These entities may be in the pre-assessment, assessment, or corrective-action phases of the assessment.



21 of 23






(e) “On Smelter Look-up Tab Only” means the smelter or refiner is not listed as “Conformant” or “Active.” The table only includes entities that were listed as smelters or refiners by the RMI on the Conflict Minerals Reporting Template.
(f) The compliance status reflected in the table is based solely on information made publicly available by the RMI, without independent verification by us.
(g) Country location refers to the location of the smelter or refiner.
Country of Origin Information
The countries of origin of the newly mined 3TG processed by the Conformant smelters and refiners listed above may have included countries in each of the categories listed below, as well as other countries. The specific countries of origin of the 3TG in our products were undeterminable. Accordingly, the 3TG in our products may not have originated in any country listed below.
The countries below are sorted by risk level. See “Reasonable Country of Origin Inquiry; Smelter and Refiner and Country of Origin Information” for additional origin information.
Known Countries from which Conformant Gold Refiners Source:
Countries that are not identified as conflict regions or plausible areas of smuggling or export of from these regions of 3TG or which are identified as low risk: Benin, Brazil, Canada, Chile, Guyana, Papua New Guinea, Philippines, South Africa, Sweden, Uzbekistan, and Japan 
Countries identified by smelters and refiners as Conflict-Affected and High-Risk: Brazil, Colombia, Nicaragua, Niger, Peru, South Africa, Tanzania, and Zimbabwe 
The Conflict Affected Region: Tanzania
Known Countries from which Conformant Tantalum Smelters Source:
Countries that are not identified as conflict regions or plausible areas of smuggling or export of from these regions of 3TG or which are identified as low risk: Australia, Brazil, China, France, Liberia, Madagascar, Mozambique, Nigeria, Sierra Leone, Spain, and Thailand  
Countries identified by smelters and refiners as high risk: Brazil, Burundi, Congo, Democratic Republic of the, Ethiopia, Mozambique, Nigeria, Rwanda, and Zimbabwe 
The Conflict Affected Region: Rwanda, Congo, Democratic Republic of the, and Burundi




22 of 23






Known Countries from which Conformant Tin Smelters Source:
Countries that are not identified as conflict regions or plausible areas of smuggling or export of from these regions of 3TG or which are identified as low risk: Australia, Bolivia, Brazil, China, Indonesia, Laos, Malaysia, Mongolia, Myanmar, Namibia, Peru, Portugal, Spain, and Vietnam 
Countries identified by smelters and refiners as high risk: Bolivia, Brazil, Burundi, Congo, Democratic Republic of the, Myanmar, Nigeria, Rwanda, Tanzania, Thailand, Zambia, and Uganda 
The Conflict Affected Region: Burundi, Congo, Democratic Republic of the, Rwanda, Tanzania, and Uganda 
Known Countries from which Conformant Tungsten Smelters Source:
Countries that are not identified as conflict regions or plausible areas of smuggling or export of from these regions of 3TG or which are identified as low risk: Australia, Bolivia, Brazil, China, India, Malaysia, Mongolia, Portugal, Spain, Thailand, United Kingdom, United States of America, and  Vietnam 
Countries identified by smelters and refiners as high risk: Rwanda, Bolivia, Burundi, Congo, Democratic Republic of the, Myanmar, Russia, Tanzania, and Vietnam 
The Conflict Affected Region: Burundi, Congo, Democratic Republic of the, Rwanda, and Tanzania




23 of 23