Please wait



Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Checkbox not checked   Rule 13d-1(b)
Checkbox not checked   Rule 13d-1(c)
Checkbox not checked   Rule 13d-1(d)


SCHEDULE 13D/A 0001104659-24-007802 0002001144 XXXXXXXX LIVE 7 Common Stock 03/13/2025 false 0001888654 33830Q109 5E Advanced Materials, Inc. 9329 Mariposa Road Suite 210 Hesperia CA 92344 Mulyadi Tjandra 65 6737 3023 1 Kim Seng Promenade #10-01 East Tower, Great World City Singapore U0 237994 0002009685 N Meridian Investments Corporation OO N E9 0.00 5156847.00 0.00 5156847.00 5156847.00 N 26.6 CO 0002001144 N Ascend Global Investment Fund SPC for and on behalf of Strategic SP OO N E9 0.00 10546992.00 0.00 10546992.00 10546992.00 N 50.7 PN 0002009683 N Ascend Capital Advisors (S) Pte. Ltd. OO N U0 0.00 10546992.00 0.00 10546992.00 10546992.00 N 50.7 CO 0002009892 N Ascend Financial Holdings Limited OO N D8 0.00 10546992.00 0.00 10546992.00 10546992.00 N 50.7 CO 0002001327 N Halim Susanto OO N U0 0.00 10546992.00 0.00 10546992.00 10546992.00 N 50.7 IN Common Stock 5E Advanced Materials, Inc. 9329 Mariposa Road Suite 210 Hesperia CA 92344 This Amendment No. 7 to Schedule 13D amends and supplements the statement on Schedule 13D filed with the United States Securities and Exchange Commission on January 29, 2024 (as amended to date, the "Schedule 13D"), relating to the common stock, par value $0.01 per share (the "Common Stock"), of 5E Advanced Materials, Inc., a Delaware corporation (the "Issuer"). Capitalized terms used herein without definition shall have the meaning set forth in the Schedule 13D. Item 3 of the Schedule 13D is hereby amended and supplemented as follows: On March 13, 2025, Ascend Global and Meridian each acquired 352,043 shares of Common Stock and warrants to purchase up to 1,408,173 shares of Common Stock pursuant to the previously disclosed Securities Subscription Agreement dated January 14, 2025 among the Issuer, BEP Special Situations IV LLC, Ascend Global and Meridian. The Common Stock was purchased for an aggregate consideration of approximately $2,500,000 and the warrants were acquired for no additional consideration. Ascend Global and Meridian obtained the funds to purchase the Common Stock through capital contributions from their partners and shareholders, respectively, including the other Reporting Persons. Item 4 of the Schedule 13D is hereby amended and supplemented as follows: The information set forth in Item 3 of this Schedule 13D is hereby incorporated by reference into this Item 4. The information contained on the cover pages is incorporated by reference to this Item 5. The ownership information presented on the cover pages represents beneficial ownership of Common Stock of the Issuer as of the date hereof, based upon (i) 17,995,995 shares of Common Stock outstanding as of March 13, 2025, as disclosed in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on March 13, 2025 and (ii) 2,816,346 shares of Common Stock issuable upon the exercise of warrants that are currently exercisable. The information contained on the cover pages is incorporated by reference to this Item 5. Ascend Global is the record holder of 3,981,972 shares of Common Stock and 1,408,173 shares of Common Stock underlying warrants that are that are currently exercisable. Meridian is the record holder of 3,748,674 shares of Common Stock and 1,408,173 shares of Common Stock underlying warrants that are currently exercisable. Ascend Global is the sole shareholder of Meridian, and may be deemed to share beneficial ownership of the securities held of record by Meridian. Ascend Financial Holdings Limited is the sole shareholder of Ascend Capital Advisors (S) Pte. Ltd., which is the sole partner of Ascend Global. As a result, each of the foregoing entities may be deemed to share beneficial ownership of the securities beneficially owned by Ascend Global. By virtue of his control of Ascend Financial, Mr. Susanto may also be deemed to share beneficial ownership of the securities beneficially owned by Ascend Global under Section 13(d) of the Securities Exchange Act of 1934 (as amended) and the rules promulgated by the U.S. Securities and Exchange Commission thereunder. Mr. Susanto disclaims beneficial ownership of the securities beneficially owned by Ascend Global. Other than as described in this Amendment No. 7, the Reporting Persons have not effected any transactions in the Common Stock since Amendment No. 6. None. Not applicable. Meridian Investments Corporation /s/ Mulyadi Tjandra Mulyadi Tjandra, Director 03/17/2025 Ascend Global Investment Fund SPC for and on behalf of Strategic SP /s/ Mulyadi Tjandra Mulyadi Tjandra, Director 03/17/2025 Ascend Capital Advisors (S) Pte. Ltd. /s/ Mulyadi Tjandra Mulyadi Tjandra, Director 03/17/2025 Ascend Financial Holdings Limited KEY TIME VENTURES LIMITED, Director; /s/ Lau Kar Yee Lau Kar Yee, Authorized Signatory of Key Time Ventures Limited 03/17/2025 Halim Susanto /s/ Halim Susanto Halim Susanto 03/17/2025