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Exhibit (a)(1)(iii)
Letter of Transmittal
Regarding Shares in TPG Twin Brook Capital Income Fund
Tendered Pursuant to the Offer to Purchase
Dated February 5, 2026
The Offer and withdrawal rights will expire on March 5, 2026 and
this Letter of Transmittal must be received by
the Fund’s Transfer Agent, either by mail or by fax, by 11:59 p.m.,
Eastern Time, on March 5, 2026, unless the Offer is extended
Complete this Letter of Transmittal and follow the Transmittal
Instructions included herein
Dear Shareholders:
The undersigned hereby tenders to TPG Twin Brook Capital Income Fund, a non-diversified, closed-end management investment company that has elected to be regulated as a business development company under the Investment Company Act of 1940, as amended (the “1940 Act”) and is organized as a Delaware statutory trust (the “Fund”), the shares of beneficial interest in the Fund or portion thereof held by the undersigned, described and specified below, on the terms and conditions set forth in the Offer to Purchase dated February 5, 2026 (the “Offer to Purchase”), receipt of which is hereby acknowledged, and in this Letter of Transmittal (which together with the Offer to Purchase constitute the “Offer”). The Tender and this Letter of Transmittal are subject to all the terms and conditions set forth in the Offer to Purchase, including, but not limited to, the absolute right of the Fund to reject any and all tenders determined by it, in its sole discretion, not to be in the appropriate form.
The undersigned hereby sells to the Fund the shares of beneficial interest in the Fund or portion thereof tendered hereby pursuant to the Offer.
The undersigned hereby warrants that the undersigned has full authority to sell the shares of beneficial interest in the Fund or portion thereof tendered hereby and that the Fund will acquire good title thereto, free and clear of all liens, charges, encumbrances, conditional sales agreements or other obligations relating to the sale thereof, and not subject to any adverse claim, when and to the extent the same are purchased by it. Upon request, the undersigned will execute and deliver any additional documents necessary to complete the sale in accordance with the terms of the Offer. The undersigned recognizes that under certain circumstances set forth in the Offer, the Fund may not be required to purchase any of the beneficial shares of interest in the Fund or portions thereof tendered hereby.
A non-transferable, non-interest-bearing promissory note for the purchase price will be issued to the undersigned if the Fund accepts for purchase the shares tendered hereby. The undersigned acknowledges that SS&C Technologies, Inc., the Fund’s transfer agent, will hold the promissory note on behalf of the undersigned. The cash payment(s) of the purchase price for the shares of beneficial interest in the Fund or portion thereof of the undersigned, as described in Section 6 “Purchases and Payment” of the Offer to Purchase, shall be wired to the account at your financial intermediary on record with the Fund’s Transfer Agent. If the Fund’s Transfer Agent does not have such account wire information (which, for example, may be the case when redeemed shares were purchased pursuant to the Fund’s distribution reinvestment plan (“DRIP”)), the cash payment shall be paid via check and mailed to the undersigned’s mailing address on record with the Fund’s Transfer Agent.
All authority herein conferred or agreed to be conferred shall survive the death or incapacity of the undersigned and the obligation of the undersigned hereunder shall be binding on the heirs, personal representatives, successors and assigns of the undersigned. Except as stated in Section 5 “Withdrawal Rights” of the Offer to Purchase, this tender is irrevocable.
VALUATION DATE: March 31, 2026
TENDER OFFER EXPIRATION DATE: 11:59 p.m. (Eastern Time), March 5, 2026
PARTS 1, 2, 3, 4, AND 5 MUST BE COMPLETED AND IN GOOD ORDER IN ORDER TO PROCESS YOUR REQUEST
If You Invest In The Fund Through A Financial Intermediary Through Whom You Expect To Have Your Tender Offer Request Submitted, Please Allow For Additional Processing Time As The Letter of Transmittal Must Ultimately Be Received By The Fund’s Transfer Agent No Later Than 11:59 p.m. (Eastern Time) On The Expiration Date.
PLEASE SEND COMPLETED FORMS TO YOUR FINANCIAL ADVISOR / PORTFOLIO MANAGER
PART 1 – NAME (AS IT APPEARS ON YOUR TPG TWIN BROOK CAPITAL INCOME FUND STATEMENT) AND CONTACT INFORMATION
Fund Name:
Fund Account #:
Account Name/Registration:
Share Class:
Address:
City, State, Zip:
Telephone Number:
Email Address:
Financial Intermediary Firm Name:
Financial Intermediary Account #:
Financial Advisor Name:
Financial Advisor Telephone #:
PART 2 – REQUESTED TENDER AMOUNT
Please select repurchase type by checking one of the boxes below. If you are requesting a partial repurchase, please provide a number of Shares.
| | | | | |
| ¨ | Full Repurchase |
| |
| ¨ | Partial Repurchase* of # Class I Shares (please only provide a number of Shares, not a dollar amount) |
| |
| ¨ | Partial Repurchase* of # Class D Shares (please only provide a number of Shares, not a dollar amount) |
| |
| ¨ | Partial Repurchase* of # Class S Shares (please only provide a number of Shares, not a dollar amount) |
| |
* | If the requested partial repurchase would put the account balance below the required minimum balance, the Fund may reduce the amount to be repurchased such that the required minimum balance is maintained, unless you indicate otherwise by checking the following box: |
| |
| ¨ | Change request to Full Repurchase if amount requested to be repurchased would need to be reduced to maintain minimum account balance |
PART 3 – REPURCHASE TYPE (Check one, required)
| | | | | | | | | | | | | | | | | | | | | | | |
| ¨ | Normal | ¨ | Death | ¨ | Disability | ¨ | Divorce |
OTHER TENDER OFFER CONSIDERATIONS
(select only one)
Our share repurchase plan contains limitations on the number of shares that can be repurchased under the plan during any quarter. In addition to these limitations, we cannot guarantee that we will have sufficient funds to accommodate all repurchase requests made in any applicable repurchase period and we may elect to repurchase fewer shares than have been requested in any particular quarter, or none at all. If the number of shares subject to repurchase requests exceeds the then applicable limitations, or if we otherwise do not make all requested repurchases, each shareholder’s request will be reduced on a pro rata basis. If repurchase requests are reduced on a pro rata basis, you may elect (at the time of your repurchase request) to either withdraw your entire request for repurchase or have your request honored on a pro-rata basis. If you wish to have the remainder of your initial request repurchased, you must submit a new repurchase request, in the next repurchase period, for the remaining amount. Please select one of the following options below. If an option is not selected, your repurchase request will be processed on a pro-rata basis, if needed.
| | | | | |
| ¨ | Process my repurchase request on a pro-rata basis. |
| |
| ¨ | Withdraw (do not process) my entire repurchase request if amount will be reduced on a pro-rata basis. |
PART 4 – COST BASIS SELECTION (Select only one)
U.S. federal income tax information reporting rules generally apply to certain transactions in our shares. Where they apply, the “cost basis” calculated for the shares involved will be reported to the Internal Revenue Service and to you. Generally these rules apply to our shares, including those purchased through our distribution reinvestment plan. You should consult your own tax advisor regarding the consequences of these rules and your cost basis reporting options.
Indicate below the cost basis method you would like us to apply.
IMPORTANT: If an option is not selected, your cost basis will be calculated using the FIFO method.
| | | | | |
| ¨ | FIFO (First – In / First Out) |
| |
| ¨ | LIFO (Last – In / First Out) Consult your tax advisor to determine whether this method is available to you. |
| |
| ¨ | Specific Lots |
If you have selected “Specific Lots,” please identify the lots below:
| | | | | | | | |
| Date of Purchase: | | Amount of Purchase: |
| | |
| Date of Purchase: | | Amount of Purchase: |
| | |
| Date of Purchase: | | Amount of Purchase: |
PART 5 – PAYMENT
Payments will be wired to the account at your financial intermediary on record with the Fund’s Transfer Agent. If the Fund’s Transfer Agent does not have such account wire information (which, for example, may be the case when redeemed shares were purchased pursuant to the Fund’s distribution reinvestment plan (“DRIP”)), the payment shall be paid via check and mailed to the undersigned’s mailing address on record with the Fund’s Transfer Agent. Contact your financial intermediary or account manager if you have any questions.
PART 6 – SIGNATURE(S)
The undersigned subscriber acknowledges that this request is subject to all the terms and conditions set forth in the Fund’s Prospectus and the Offer to Purchase dated February 5, 2026 (the “Offer to Purchase”) and all capitalized terms used herein have the meaning as defined in the Fund’s Prospectus. This request is irrevocable except as described in the Offer to Purchase. The undersigned represents that the undersigned is the beneficial owner of the shares in the Fund to which this repurchase request relates, or that the person signing this request is an authorized representative of the tendering shareholder.
In the case of joint accounts, each joint holder must sign this repurchase request. Requests on behalf of a foundation, partnership or any other entity should be accompanied by evidence of the authority of the person(s) signing.
| | | | | | | | |
| Signature | Print Name of Authorized Signatory (and Title if applicable) | Date |
| Signature | Print Name of Authorized Signatory (and Title if applicable) | Date |
Letter of Transmittal
Regarding Shares in TPG Twin Brook Capital Income Fund
For Clients of Morgan Stanley Smith Barney LLC
Tendered Pursuant to the Offer to Purchase
Dated February 5, 2026
The Offer and withdrawal rights will expire on March 5, 2026 and
this Letter of Transmittal must be received by
the Fund’s Transfer Agent, either by mail or by fax, by 11:59 p.m.,
Eastern Time, on March 5, 2026, unless the Offer is extended
Complete this Letter of Transmittal and follow the Transmittal
Instructions included herein
Dear Shareholders:
The undersigned hereby tenders to TPG Twin Brook Capital Income Fund, a non-diversified, closed-end management investment company that has elected to be regulated as a business development company under the Investment Company Act of 1940, as amended (the “1940 Act”) and is organized as a Delaware statutory trust (the “Fund”), the shares of beneficial interest in the Fund or portion thereof held by the undersigned, described and specified below, on the terms and conditions set forth in the Offer to Purchase dated February 5, 2026 (the “Offer to Purchase”), receipt of which is hereby acknowledged, and in this Letter of Transmittal (which together with the Offer to Purchase constitute the “Offer”). The Tender and this Letter of Transmittal are subject to all the terms and conditions set forth in the Offer to Purchase, including, but not limited to, the absolute right of the Fund to reject any and all tenders determined by it, in its sole discretion, not to be in the appropriate form.
The undersigned hereby sells to the Fund the shares of beneficial interest in the Fund or portion thereof tendered hereby pursuant to the Offer.
The undersigned hereby warrants that the undersigned has full authority to sell the shares of beneficial interest in the Fund or portion thereof tendered hereby and that the Fund will acquire good title thereto, free and clear of all liens, charges, encumbrances, conditional sales agreements or other obligations relating to the sale thereof, and not subject to any adverse claim, when and to the extent the same are purchased by it. Upon request, the undersigned will execute and deliver any additional documents necessary to complete the sale in accordance with the terms of the Offer. The undersigned recognizes that under certain circumstances set forth in the Offer, the Fund may not be required to purchase any of the beneficial shares of interest in the Fund or portions thereof tendered hereby.
A non-transferable, non-interest-bearing promissory note for the purchase price will be issued to the undersigned if the Fund accepts for purchase the shares tendered hereby. The undersigned acknowledges that SS&C Technologies, Inc., the Fund’s transfer agent, will hold the promissory note on behalf of the undersigned. The cash payment(s) of the purchase price for the shares of beneficial interest in the Fund or portion thereof of the undersigned, as described in Section 6 “Purchases and Payment” of the Offer to Purchase, shall be wired to the account at your financial intermediary on record with the Fund’s Transfer Agent. If the Fund’s Transfer Agent does not have such account wire information (which, for example, may be the case when redeemed shares were purchased pursuant to the Fund’s distribution reinvestment plan (“DRIP”)), the cash payment shall be paid via check and mailed to the undersigned’s mailing address on record with the Fund’s Transfer Agent.
All authority herein conferred or agreed to be conferred shall survive the death or incapacity of the undersigned and the obligation of the undersigned hereunder shall be binding on the heirs, personal representatives, successors and assigns of the undersigned. Except as stated in Section 5 “Withdrawal Rights” of the Offer to Purchase, this tender is irrevocable.
For Clients of Morgan Stanley Smith Barney LLC,
If you invest in TPG Twin Brook Capital Income Fund (the “Fund”) through a financial intermediary through whom you expect to have your tender offer request submitted, please allow additional time processing time.
Please submit the completed repurchase forms to your Financial Advisor who will submit it to Morgan Stanley’s Alternative Investments Order Entry ticketing system. You are responsible for confirming that this Notice is received timely by your Financial Advisor. If you fail to confirm receipt of this Notice, there can be no assurance that your withdrawal will be honored by the Fund.
This letter serves to inform you of important details relating to the repurchase offer by the Fund. Please refer to the Offer to Purchase and Letter of Transmittal for a complete description of the terms and conditions of this Offer. All capitalized terms not defined herein are defined in the Offer to Purchase and Letter of Transmittal.
As set forth in the Company’s prospectus, as supplemented (the “Prospectus”), there is a 10% limit (the “Fee Cap”) on the aggregate amount of the total selling commission, dealer manager fees and stockholder servicing fees (the “Fees”) which can be charged to you while you hold your TPG Twin Brook Capital Income Fund investment in S Shares. The Fee Cap is a percentage of the gross process of your TPG Twin Brook Capital Income Fund investment as described in the Prospectus. Once Fee Cap has been met, you will no longer be charged the Fees, and your S Shares, as applicable, will convert into I Shares without any action required on your part. Please see the section Fees and Expenses in the Prospectus for additional details.
If you DO NOT wish to sell your shares of the Fund, no action is required, and you can disregard this notice.
If you wish to participate in this tender offer, please ensure you complete and submit the enclosed Transmittal Letter using the directions listed below or as provided by your financial intermediary. The Transmittal must be received in good order by the Fund’s Transfer Agent by mail or fax by 11:59 p.m., Eastern Time, on March 5, 2026, unless the Offer is extended.
PO Box:
TPG Twin Brook Capital Income Fund
c/o SS&C Technologies, Inc.
PO Box 219400
Kansas City, MO 64121-9400
Street Address (overnight):
TPG Twin Brook Capital Income Fund
c/o SS&C Technologies, Inc.
430 W 7th Street Suite 219400
Kansas City, MO 64105-1407
Fax:
1-833-967-4138
Should you have any questions please contact your financial representative or contact the Fund’s Transfer Agent at (844) 298-1372.
VALUATION DATE: March 31, 2026
TENDER OFFER EXPIRATION DATE: 11:59 p.m. (Eastern Time), March 5, 2026
PARTS 1, 2, 3, 4, AND 5 MUST BE COMPLETED AND IN GOOD ORDER IN ORDER TO PROCESS YOUR REQUEST
If You Invest In The Fund Through A Financial Intermediary Through Whom You Expect To Have Your Tender Offer Request Submitted, Please Allow For Additional Processing Time As The Letter of Transmittal Must Ultimately Be Received By The Fund’s Transfer Agent No Later Than 11:59 p.m. (Eastern Time) On The Expiration Date.
PLEASE SUBMIT COMPLETED LETTER OF TRANSMITTAL TO YOUR FINANCIAL ADVISOR WHO WILL SUBMIT IT TO MORGAN STANLEY’S ALTERNATIVE INVESTMENT ORDER ENTRY TICKETING SYSTEM.
You are responsible for confirming that this notice is received timely by your Financial Advisor. If you fail to confirm receipt of this Notice, there can be no assurance that your withdrawal will be honored by the Fund.
PART 1 – NAME (AS IT APPEARS ON YOUR TPG TWIN BROOK CAPITAL INCOME FUND STATEMENT) AND CONTACT INFORMATION
Fund Name:
Fund Account #:
Account Name/Registration:
Share Class:
Address:
City, State, Zip:
Telephone Number:
Email Address:
Financial Intermediary Firm Name:
Financial Intermediary Account #:
Financial Advisor Name:
Financial Advisor Telephone #:
PART 2 – REQUESTED TENDER AMOUNT
Please select repurchase type by checking one of the boxes below. If you are requesting a partial repurchase, please provide a number of Shares.
| | | | | |
| ¨ | Full Repurchase |
| |
| ¨ | Partial Repurchase* of # Class I Shares (please only provide a number of Shares, not a dollar amount) |
| |
| ¨ | Partial Repurchase* of # Class D Shares (please only provide a number of Shares, not a dollar amount) |
| |
| ¨ | Partial Repurchase* of # Class S Shares (please only provide a number of Shares, not a dollar amount) |
| |
* | If the requested partial repurchase would put the account balance below the required minimum balance, the Fund may reduce the amount to be repurchased such that the required minimum balance is maintained, unless you indicate otherwise by checking the following box: |
| |
| ¨ | Change request to Full Repurchase if amount requested to be repurchased would need to be reduced to maintain minimum account balance |
PART 3 – REPURCHASE TYPE (Check one, required)
| | | | | | | | | | | | | | | | | | | | | | | |
| ¨ | Normal | ¨ | Death | ¨ | Disability | ¨ | Divorce |
OTHER TENDER OFFER CONSIDERATIONS
(select only one)
Our share repurchase plan contains limitations on the number of shares that can be repurchased under the plan during any quarter. In addition to these limitations, we cannot guarantee that we will have sufficient funds to accommodate all repurchase requests made in any applicable repurchase period and we may elect to repurchase fewer shares than have been requested in any particular quarter, or none at all. If the number of shares subject to repurchase requests exceeds the then applicable limitations, or if we otherwise do not make all requested repurchases, each shareholder’s request will be reduced on a pro rata basis. If repurchase requests are reduced on a pro rata basis, you may elect (at the time of your repurchase request) to either withdraw your entire request for repurchase or have your request honored on a pro-rata basis. If you wish to have the remainder of your initial request repurchased, you must submit a new repurchase request, in the next repurchase period, for the remaining amount. Please select one of the following options below. If an option is not selected, your repurchase request will be processed on a pro-rata basis, if needed.
| | | | | |
| ¨ | Process my repurchase request on a pro-rata basis. |
| |
| ¨ | Withdraw (do not process) my entire repurchase request if amount will be reduced on a pro-rata basis. |
PART 4 – COST BASIS SELECTION (Select only one)
U.S. federal income tax information reporting rules generally apply to certain transactions in our shares. Where they apply, the “cost basis” calculated for the shares involved will be reported to the Internal Revenue Service and to you. Generally these rules apply to our shares, including those purchased through our distribution reinvestment plan. You should consult your own tax advisor regarding the consequences of these rules and your cost basis reporting options.
Indicate below the cost basis method you would like us to apply.
IMPORTANT: If an option is not selected, your cost basis will be calculated using the FIFO method.
| | | | | |
| ¨ | FIFO (First – In / First Out) |
| |
| ¨ | LIFO (Last – In / First Out) Consult your tax advisor to determine whether this method is available to you. |
| |
| ¨ | Specific Lots |
If you have selected “Specific Lots,” please identify the lots below:
| | | | | | | | |
| Date of Purchase: | | Amount of Purchase: |
| | |
| Date of Purchase: | | Amount of Purchase: |
| | |
| Date of Purchase: | | Amount of Purchase: |
PART 5 – PAYMENT
Payments will be wired to the account at your financial intermediary on record. In the absence of this, the proceeds will be paid via check to be mailed to the address on record with the Fund’s Transfer Agent. If the Fund’s Transfer Agent does not have such account wire information (which, for example, may be the case when redeemed shares were purchased pursuant to the Fund’s distribution reinvestment plan (“DRIP”)), the payment shall be paid via check and mailed to the undersigned’s mailing address on record with the Fund’s Transfer Agent. Contact your financial intermediary or account manager if you have any questions.
PART 6 – SIGNATURE(S)
The undersigned subscriber acknowledges that this request is subject to all the terms and conditions set forth in the Fund’s Prospectus and the Offer to Purchase dated February 5, 2026 (the “Offer to Purchase”) and all capitalized terms used herein have the meaning as defined in the Fund’s Prospectus. This request is irrevocable except as described in the Offer to Purchase. The undersigned represents that the undersigned is the beneficial owner of the shares in the Fund to which this repurchase request relates, or that the person signing this request is an authorized representative of the tendering shareholder.
In the case of joint accounts, each joint holder must sign this repurchase request. Requests on behalf of a foundation, partnership or any other entity should be accompanied by evidence of the authority of the person(s) signing.
| | | | | | | | |
| Signature | Print Name of Authorized Signatory (and Title if applicable) | Date |
| Signature | Print Name of Authorized Signatory (and Title if applicable) | Date |
Letter of Transmittal
Regarding Shares in TPG Twin Brook Capital Income Fund
For Clients of Merrill Lynch, Pierce, Fenner & Smith Incorporated
Tendered Pursuant to the Offer to Purchase
Dated February 5, 2026
Your Merrill Lynch Financial Advisor/Portfolio Manager must submit
this Letter of Transmittal for processing by
11:59 p.m., Eastern Time, on March 5, 2026, unless the Offer is extended
Should you wish to participate in the Offer, please contact your Merrill Lynch Financial Advisor/Portfolio Manager who will enter the order and provide you with a customized Letter of Transmittal for your account. The Letter of Transmittal generated for your account will need to be signed and returned or delivered to your Merrill Lynch Financial Advisor/Portfolio Manager.
For additional information call your Merrill Lynch Financial Advisor/Portfolio Manager.
Dear Shareholders:
The undersigned hereby tenders to TPG Twin Brook Capital Income Fund, a non-diversified, closed-end management investment company that has elected to be regulated as a business development company under the Investment Company Act of 1940, as amended (the “1940 Act”) and is organized as a Delaware statutory trust (the “Fund”), the shares of beneficial interest in the Fund or portion thereof held by the undersigned, described and specified below, on the terms and conditions set forth in the Offer to Purchase dated February 5, 2026 (the “Offer to Purchase”), receipt of which is hereby acknowledged, and in this Letter of Transmittal (which together with the Offer to Purchase constitute the “Offer”). The Tender and this Letter of Transmittal are subject to all the terms and conditions set forth in the Offer to Purchase, including, but not limited to, the absolute right of the Fund to reject any and all tenders determined by it, in its sole discretion, not to be in the appropriate form.
The undersigned hereby sells to the Fund the shares of beneficial interest in the Fund or portion thereof tendered hereby pursuant to the Offer.
The undersigned hereby warrants that the undersigned has full authority to sell the shares of beneficial interest in the Fund or portion thereof tendered hereby and that the Fund will acquire good title thereto, free and clear of all liens, charges, encumbrances, conditional sales agreements or other obligations relating to the sale thereof, and not subject to any adverse claim, when and to the extent the same are purchased by it. Upon request, the undersigned will execute and deliver any additional documents necessary to complete the sale in accordance with the terms of the Offer. The undersigned recognizes that under certain circumstances set forth in the Offer, the Fund may not be required to purchase any of the beneficial shares of interest in the Fund or portions thereof tendered hereby.
A non-transferable, non-interest-bearing promissory note for the purchase price will be issued to the undersigned if the Fund accepts for purchase the shares tendered hereby. The undersigned acknowledges that SS&C Technologies, Inc., the Fund’s transfer agent, will hold the promissory note on behalf of the undersigned. The cash payment(s) of the purchase price for the shares of beneficial interest in the Fund or portion thereof of the undersigned, as described in Section 6 “Purchases and Payment” of the Offer to Purchase, shall be wired to the account at your financial intermediary on record with the Fund’s Transfer Agent. If the Fund’s Transfer Agent does not have such account wire information (which, for example, may be the case when redeemed shares were purchased pursuant to the Fund’s distribution reinvestment plan (“DRIP”)), the cash payment shall be paid via check and mailed to the undersigned’s mailing address on record with the Fund’s Transfer Agent.
All authority herein conferred or agreed to be conferred shall survive the death or incapacity of the undersigned and the obligation of the undersigned hereunder shall be binding on the heirs, personal representatives, successors and assigns of the undersigned. Except as stated in Section 5 “Withdrawal Rights” of the Offer to Purchase, this tender is irrevocable.
VALUATION DATE: March 31, 2026
TENDER OFFER EXPIRATION DATE: 11:59 p.m. (Eastern Time), March 5, 2026
PARTS 1, 2, 3, 4, AND 5 MUST BE COMPLETED AND IN GOOD ORDER IN ORDER TO PROCESS YOUR REQUEST
If You Invest In The Fund Through A Financial Intermediary Through Whom You Expect To Have Your Tender Offer Request Submitted, Please Allow For Additional Processing Time As The Letter of Transmittal Must Ultimately Be Received By The Fund’s Transfer Agent No Later Than 11:59 p.m. (Eastern Time) On The Expiration Date.
PLEASE SEND COMPLETED FORMS TO YOUR FINANCIAL ADVISOR / PORTFOLIO MANAGER
PART 1 – NAME (AS IT APPEARS ON YOUR TPG TWIN BROOK CAPITAL INCOME FUND STATEMENT) AND CONTACT INFORMATION
Fund Name:
Fund Account #:
Account Name/Registration:
Share Class:
Address:
City, State, Zip:
Telephone Number:
Email Address:
Financial Intermediary Firm Name:
Financial Intermediary Account #:
Financial Advisor Name:
Financial Advisor Telephone #:
PART 2 – REQUESTED TENDER AMOUNT
Please select repurchase type by checking one of the boxes below. If you are requesting a partial repurchase, please provide a number of Shares.
| | | | | |
| ¨ | Full Repurchase |
| |
| ¨ | Partial Repurchase* of # Class I Shares (please only provide a number of Shares, not a dollar amount) |
| |
| ¨ | Partial Repurchase* of # Class D Shares (please only provide a number of Shares, not a dollar amount) |
| |
| ¨ | Partial Repurchase* of # Class S Shares (please only provide a number of Shares, not a dollar amount) |
| |
* | If the requested partial repurchase would put the account balance below the required minimum balance, the Fund may reduce the amount to be repurchased such that the required minimum balance is maintained, unless you indicate otherwise by checking the following box: |
| |
| ¨ | Change request to Full Repurchase if amount requested to be repurchased would need to be reduced to maintain minimum account balance |
PART 3 – REPURCHASE TYPE (Check one, required)
| | | | | | | | | | | | | | | | | | | | | | | |
| ¨ | Normal | ¨ | Death | ¨ | Disability | ¨ | Divorce |
OTHER TENDER OFFER CONSIDERATIONS
(select only one)
Our share repurchase plan contains limitations on the number of shares that can be repurchased under the plan during any quarter. In addition to these limitations, we cannot guarantee that we will have sufficient funds to accommodate all repurchase requests made in any applicable repurchase period and we may elect to repurchase fewer shares than have been requested in any particular quarter, or none at all. If the number of shares subject to repurchase requests exceeds the then applicable limitations, or if we otherwise do not make all requested repurchases, each shareholder’s request will be reduced on a pro rata basis. If repurchase requests are reduced on a pro rata basis, you may elect (at the time of your repurchase request) to either withdraw your entire request for repurchase or have your request honored on a pro-rata basis. If you wish to have the remainder of your initial request repurchased, you must submit a new repurchase request, in the next repurchase period, for the remaining amount. Please select one of the following options below. If an option is not selected, your repurchase request will be processed on a pro-rata basis, if needed.
| | | | | |
| ¨ | Process my repurchase request on a pro-rata basis. |
| |
| ¨ | Withdraw (do not process) my entire repurchase request if amount will be reduced on a pro-rata basis. |
PART 4 – COST BASIS SELECTION (Select only one)
U.S. federal income tax information reporting rules generally apply to certain transactions in our shares. Where they apply, the “cost basis” calculated for the shares involved will be reported to the Internal Revenue Service and to you. Generally these rules apply to our shares, including those purchased through our distribution reinvestment plan. You should consult your own tax advisor regarding the consequences of these rules and your cost basis reporting options.
Indicate below the cost basis method you would like us to apply.
IMPORTANT: If an option is not selected, your cost basis will be calculated using the FIFO method.
| | | | | |
| ¨ | FIFO (First – In / First Out) |
| |
| ¨ | LIFO (Last – In / First Out) Consult your tax advisor to determine whether this method is available to you. |
| |
| ¨ | Specific Lots |
If you have selected “Specific Lots,” please identify the lots below:
| | | | | | | | |
| Date of Purchase: | | Amount of Purchase: |
| | |
| Date of Purchase: | | Amount of Purchase: |
| | |
| Date of Purchase: | | Amount of Purchase: |
PART 5 – PAYMENT
Payments will be wired to the account at your financial intermediary on record with the Fund’s Transfer Agent. If the Fund’s Transfer Agent does not have such account wire information (which, for example, may be the case when redeemed shares were purchased pursuant to the Fund’s distribution reinvestment plan (“DRIP”)), the payment shall be paid via check and mailed to the undersigned’s mailing address on record with the Fund’s Transfer Agent. Contact your financial intermediary or account manager if you have any questions.
PART 6 – SIGNATURE(S)
The undersigned subscriber acknowledges that this request is subject to all the terms and conditions set forth in the Fund’s Prospectus and the Offer to Purchase dated February 5, 2026 (the “Offer to Purchase”) and all capitalized terms used herein have the meaning as defined in the Fund’s Prospectus. This request is irrevocable except as described in the Offer to Purchase. The undersigned represents that the undersigned is the beneficial owner of the shares in the Fund to which this repurchase request relates, or that the person signing this request is an authorized representative of the tendering shareholder.
In the case of joint accounts, each joint holder must sign this repurchase request. Requests on behalf of a foundation, partnership or any other entity should be accompanied by evidence of the authority of the person(s) signing.
| | | | | | | | |
| Signature | Print Name of Authorized Signatory (and Title if applicable) | Date |
| Signature | Print Name of Authorized Signatory (and Title if applicable) | Date |
Instructions to Tendering Shareholder:
Please contact your Merrill Lynch Financial Advisor/Portfolio Manager who will enter the tender order and provide you with a customized Letter of Transmittal for your account. The Letter of Transmittal generated for your account will need to be signed and returned or delivered to your Merrill Lynch Financial Advisor/Portfolio Manager. For additional information, call your Merrill Lynch Financial Advisor/Portfolio Manager. If the shareholder chooses to fax the signed Letter of Transmittal (or otherwise deliver not in original form), it should mail the original Letter of Transmittal to its Merrill Lynch Financial Advisor/Portfolio Manager promptly after it is initially delivered (although the original does not have to be received before 11:59 p.m., Eastern Time, on March 5, 2026).
